POLK LYON enters SCIENTIFIC INDUSTRIES INC with 222K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 7/9/2020ACC: 0001182944-20-000005
222K
Baseline shares
100% direct
222K
Direct ownership
1 position
222K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned222K
Total
222K direct222K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 222K | Direct |
| Total | 222K | 222K direct |
Derivative Holdings1
Warrants to Purchase Common Stock
DirectUnderlying security
Common Stock
Underlying shares
222K
Shares owned
N/A
Exercise price
9
Expiration
—
Exercise window
—
Total
Underlying
222K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants to Purchase Common Stock Direct | Common Stock | 9 | — | — | 222K | N/A |
| Total | 222K | 0.00 | ||||