POLITZINER PHILIP exercised options at ENERGY FOCUS, INC/DE
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/23/2022ACC: 0001669593-22-000003
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
5K acquired · 5K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+5K
Price / share
—
Trade value
—
% of position
18.9%
6/22/2022
26.40K→31.40K
Total
Net shares
+5K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/22/2022 | M · Option Exercise | +5K | — | — | 18.9% | 26.40K | 31.40K |
| Total | +5K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
Held after
0.00
Exercisable
—
6/22/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock5K shares | 6/22/2022 | M · Option Exercise | −5K | — | 0.00 |