POLICARPO MICHAEL DENNIS

PrivateCIK: 1730118
Location

BROOKLYN, OH

POLICARPO MICHAEL DENNIS (President, CFO & CAO) exercised options at VICTORY CAPITAL HOLDINGS, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 6 exercises
InsiderPOLICARPO MICHAEL DENNISCIK 1730118
Officer· President, CFO & CAO
Since Mar 2019
-293.54K
Net shares
Net seller
$8.29M
Total sold
0
Open market trades
0B · 0S
13
Total transactions
515.36K acquired · 808.90K disposed
Non-Derivative Transactions7

Common Stock

Direct
M · Option Exercise

Shares

+179.72K

Price / share

$2.45

Trade value

$440.31K

% of position

23.0%
8/24/2022
780.49K960.21K

Common Stock

Direct
M · Option Exercise

Shares

+36.79K

Price / share

$2.45

Trade value

$90.14K

% of position

3.8%
8/24/2022
960.21K997K

Common Stock

Direct
M · Option Exercise

Shares

+31.28K

Price / share

$4.73

Trade value

$147.97K

% of position

3.1%
8/24/2022
997K1.03M

Common Stock

Direct
M · Option Exercise

Shares

+46.37K

Price / share

$7.52

Trade value

$348.73K

% of position

4.5%
8/24/2022
1.03M1.07M

Common Stock

Direct
M · Option Exercise

Shares

+154.58K

Price / share

$7.52

Trade value

$1.16M

% of position

14.4%
8/24/2022
1.07M1.23M

Common Stock

Direct
M · Option Exercise

Shares

+66.61K

Price / share

$13.52

Trade value

$900.61K

% of position

5.4%
8/24/2022
1.23M1.30M

Common Stock

Direct
F · Tax Withholding

Shares

293.54K

Price / share

$28.23

Trade value

$8.29M

% of position

22.7%
8/24/2022
1.30M1M
Total

Net shares

+221.82K

Net value

-$5.20M

Derivative Transactions6

Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

179.72K shares

Shares

179.72K

Strike price

2.45

Held after

0.00

Exercisable

8/24/2022

Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

36.79K shares

Shares

36.79K

Strike price

2.45

Held after

0.00

Exercisable

8/24/2022

Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

31.28K shares

Shares

31.28K

Strike price

4.73

Held after

0.00

Exercisable

8/24/2022

Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

46.37K shares

Shares

46.37K

Strike price

7.52

Held after

0.00

Exercisable

8/24/2022

Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

154.58K shares

Shares

154.58K

Strike price

7.52

Held after

0.00

Exercisable

8/24/2022

Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

66.61K shares

Shares

66.61K

Strike price

13.52

Held after

0.00

Exercisable

8/24/2022
POLICARPO MICHAEL DENNIS — Insider Transaction (Form 4) Filed Aug 25, 2022 | Finecho