Filed: 11/7/2023ACC: 0001640335-23-000004
📋 What this filing means
POINTE CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 144 equity positions with a total reported market value of $135.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
144
Positions
$135.36M
Total AUM (reported)
2.38M
Total Shares
Allocation by class
STOCK$69.94M51.7%
ETF$55.63M41.1%
CEF$8.37M6.2%
ADR$787.5K0.6%
REIT$641.5K0.5%
Portfolio Concentration
Top 3$26.63M19.7%
4–10$30.72M22.7%
11–25$23.54M17.4%
Rest$54.47M40.2%
Top 3 weight
19.7%
Top 10 weight
42.4%
Voting Authority Distribution
Total shares with voting rights: 2.38M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.38M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole144
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings144
Rows:
VANGUARD HIGH DIVIDEND YIELD INDEX ETF
SOLEShares94.54K
TypeSH
Market value$9.77M
7.22%
Sole
0.00
Shared
0.00
None
94.54K
VANGUARD SHORT-TERM CORPORATE BOND ETF
SOLEShares116.71K
TypeSH
Market value$8.77M
6.48%
Sole
0.00
Shared
0.00
None
116.71K
VISA INC
SOLEShares3.52K
TypeSH
Market value$8.09M
5.98%
Sole
0.00
Shared
0.00
None
3.52K
ISHARES RUSSELL 1000 GROWTH ETF
SOLEShares27.98K
TypeSH
Market value$7.44M
5.50%
Sole
0.00
Shared
0.00
None
27.98K
ISHARES 1-3 YR TREASURY BOND ETF
SOLEShares71.21K
TypeSH
Market value$5.77M
4.26%
Sole
0.00
Shared
0.00
None
71.21K
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares15.81K
TypeSH
Market value$5.54M
4.09%
Sole
0.00
Shared
0.00
None
15.81K
ISHARES CORE MSCI EMERGING MARKETS ETF
SOLEShares82.97K
TypeSH
Market value$3.95M
2.92%
Sole
0.00
Shared
0.00
None
82.97K
MICROSOFT
SOLEShares8.95K
TypeSH
Market value$2.83M
2.09%
Sole
0.00
Shared
0.00
None
8.95K
APPLE INC
SOLEShares15.17K
TypeSH
Market value$2.60M
1.92%
Sole
0.00
Shared
0.00
None
15.17K
VANGUARD TOTAL INTERNATIONAL BOND ETF
SOLEShares54.30K
TypeSH
Market value$2.60M
1.92%
Sole
0.00
Shared
0.00
None
54.30K
SPDR GOLD ETF
SOLEShares13.49K
TypeSH
Market value$2.31M
1.71%
Sole
0.00
Shared
0.00
None
13.49K
CALAMOS STRATEGIC TOTAL RETURN FD
SOLEShares152.92K
TypeSH
Market value$2.15M
1.59%
Sole
0.00
Shared
0.00
None
152.92K
COSTCO WHOLESALE CORP
SOLEShares3.45K
TypeSH
Market value$1.95M
1.44%
Sole
0.00
Shared
0.00
None
3.45K
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF
SOLEShares55.25K
TypeSH
Market value$1.92M
1.42%
Sole
0.00
Shared
0.00
None
55.25K
JPMORGAN CHASE & CO COM
SOLEShares12.77K
TypeSH
Market value$1.85M
1.37%
Sole
0.00
Shared
0.00
None
12.77K
EATON VANCE TAX MANAGED
SOLEShares151.61K
TypeSH
Market value$1.75M
1.29%
Sole
0.00
Shared
0.00
None
151.61K
AMAZON.COM INC
SOLEShares12.72K
TypeSH
Market value$1.62M
1.19%
Sole
0.00
Shared
0.00
None
12.72K
CRESCENT ENERGY COMPANY CL A COM
SOLEShares112.46K
TypeSH
Market value$1.42M
1.05%
Sole
0.00
Shared
0.00
None
112.46K
EATON VANCE TAX MANAGED GLOBAL EQUITY
SOLEShares174.59K
TypeSH
Market value$1.29M
0.95%
Sole
0.00
Shared
0.00
None
174.59K
CHENIERE ENERGY INC COM NEW
SOLEShares7.67K
TypeSH
Market value$1.27M
0.94%
Sole
0.00
Shared
0.00
None
7.67K
ISHARES RUSSELL 2000 ETF
SOLEShares7.20K
TypeSH
Market value$1.27M
0.94%
Sole
0.00
Shared
0.00
None
7.20K
ALPHABET INC CAP STK CL C
SOLEShares9.36K
TypeSH
Market value$1.23M
0.91%
Sole
0.00
Shared
0.00
None
9.36K
ISHARES RUSSELL 1000 VALUE ETF
SOLEShares7.79K
TypeSH
Market value$1.18M
0.87%
Sole
0.00
Shared
0.00
None
7.79K
META PLATFORMS INC CL A
SOLEShares3.94K
TypeSH
Market value$1.18M
0.87%
Sole
0.00
Shared
0.00
None
3.94K
RTX CORPORATION COM
SOLEShares15.80K
TypeSH
Market value$1.14M
0.84%
Sole
0.00
Shared
0.00
None
15.80K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD HIGH DIVIDEND YIELD INDEX ETFSOLE | ETF | 94.54K | SH | $9.77M 7.22% | 0.00 | 0.00 | 94.54K |
VANGUARD SHORT-TERM CORPORATE BOND ETFSOLE | ETF | 116.71K | SH | $8.77M 6.48% | 0.00 | 0.00 | 116.71K |
VISA INCSOLE | Stock | 3.52K | SH | $8.09M 5.98% | 0.00 | 0.00 | 3.52K |
ISHARES RUSSELL 1000 GROWTH ETFSOLE | ETF | 27.98K | SH | $7.44M 5.50% | 0.00 | 0.00 | 27.98K |
ISHARES 1-3 YR TREASURY BOND ETFSOLE | ETF | 71.21K | SH | $5.77M 4.26% | 0.00 | 0.00 | 71.21K |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | Stock | 15.81K | SH | $5.54M 4.09% | 0.00 | 0.00 | 15.81K |
ISHARES CORE MSCI EMERGING MARKETS ETFSOLE | ETF | 82.97K | SH | $3.95M 2.92% | 0.00 | 0.00 | 82.97K |
MICROSOFTSOLE | Stock | 8.95K | SH | $2.83M 2.09% | 0.00 | 0.00 | 8.95K |
APPLE INCSOLE | Stock | 15.17K | SH | $2.60M 1.92% | 0.00 | 0.00 | 15.17K |
VANGUARD TOTAL INTERNATIONAL BOND ETFSOLE | ETF | 54.30K | SH | $2.60M 1.92% | 0.00 | 0.00 | 54.30K |
SPDR GOLD ETFSOLE | ETF | 13.49K | SH | $2.31M 1.71% | 0.00 | 0.00 | 13.49K |
CALAMOS STRATEGIC TOTAL RETURN FDSOLE | CEF | 152.92K | SH | $2.15M 1.59% | 0.00 | 0.00 | 152.92K |
COSTCO WHOLESALE CORPSOLE | Stock | 3.45K | SH | $1.95M 1.44% | 0.00 | 0.00 | 3.45K |
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETFSOLE | ETF | 55.25K | SH | $1.92M 1.42% | 0.00 | 0.00 | 55.25K |
JPMORGAN CHASE & CO COMSOLE | Stock | 12.77K | SH | $1.85M 1.37% | 0.00 | 0.00 | 12.77K |
EATON VANCE TAX MANAGEDSOLE | CEF | 151.61K | SH | $1.75M 1.29% | 0.00 | 0.00 | 151.61K |
AMAZON.COM INCSOLE | Stock | 12.72K | SH | $1.62M 1.19% | 0.00 | 0.00 | 12.72K |
CRESCENT ENERGY COMPANY CL A COMSOLE | Stock | 112.46K | SH | $1.42M 1.05% | 0.00 | 0.00 | 112.46K |
EATON VANCE TAX MANAGED GLOBAL EQUITYSOLE | CEF | 174.59K | SH | $1.29M 0.95% | 0.00 | 0.00 | 174.59K |
CHENIERE ENERGY INC COM NEWSOLE | Stock | 7.67K | SH | $1.27M 0.94% | 0.00 | 0.00 | 7.67K |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 7.20K | SH | $1.27M 0.94% | 0.00 | 0.00 | 7.20K |
ALPHABET INC CAP STK CL CSOLE | Stock | 9.36K | SH | $1.23M 0.91% | 0.00 | 0.00 | 9.36K |
ISHARES RUSSELL 1000 VALUE ETFSOLE | ETF | 7.79K | SH | $1.18M 0.87% | 0.00 | 0.00 | 7.79K |
META PLATFORMS INC CL ASOLE | Stock | 3.94K | SH | $1.18M 0.87% | 0.00 | 0.00 | 3.94K |
RTX CORPORATION COMSOLE | Stock | 15.80K | SH | $1.14M 0.84% | 0.00 | 0.00 | 15.80K |
Page 1 of 6
…