Filed: 8/14/2023ACC: 0001640335-23-000003
📋 What this filing means
POINTE CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 149 equity positions with a total reported market value of $132.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
149
Positions
$132.41M
Total AUM (reported)
2.43M
Total Shares
Allocation by class
STOCK$65.97M49.8%
ETF$55.70M42.1%
CEF$8.92M6.7%
REIT$1.03M0.8%
ADR$799.8K0.6%
Portfolio Concentration
Top 3$25.77M19.5%
4–10$26.00M19.6%
11–25$23.38M17.7%
Rest$57.26M43.2%
Top 3 weight
19.5%
Top 10 weight
39.1%
Voting Authority Distribution
Total shares with voting rights: 2.43M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.43M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole149
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings149
Rows:
VANGUARD HIGH DIVIDEND YIELD INDEX ETF
SOLEShares90.95K
TypeSH
Market value$9.65M
7.29%
Sole
0.00
Shared
0.00
None
90.95K
VANGUARD SHORT-TERM CORPORATE BOND ETF
SOLEShares115.04K
TypeSH
Market value$8.70M
6.57%
Sole
0.00
Shared
0.00
None
115.04K
ISHARES RUSSELL 1000 GROWTH ETF
SOLEShares26.95K
TypeSH
Market value$7.42M
5.60%
Sole
0.00
Shared
0.00
None
26.95K
ISHARES 1-3 YR TREASURY BOND ETF
SOLEShares70.50K
TypeSH
Market value$5.72M
4.32%
Sole
0.00
Shared
0.00
None
70.50K
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares15.89K
TypeSH
Market value$5.42M
4.09%
Sole
0.00
Shared
0.00
None
15.89K
ISHARES CORE MSCI EMERGING MARKETS ETF
SOLEShares79.93K
TypeSH
Market value$3.94M
2.98%
Sole
0.00
Shared
0.00
None
79.93K
MICROSOFT
SOLEShares9.04K
TypeSH
Market value$3.08M
2.32%
Sole
0.00
Shared
0.00
None
9.04K
APPLE INC
SOLEShares15.85K
TypeSH
Market value$3.07M
2.32%
Sole
0.00
Shared
0.00
None
15.85K
VANGUARD TOTAL INTERNATIONAL BOND ETF
SOLEShares51.19K
TypeSH
Market value$2.50M
1.89%
Sole
0.00
Shared
0.00
None
51.19K
CALAMOS STRATEGIC TOTAL RETURN FD
SOLEShares153.92K
TypeSH
Market value$2.27M
1.71%
Sole
0.00
Shared
0.00
None
153.92K
SPDR GOLD ETF
SOLEShares11.93K
TypeSH
Market value$2.13M
1.61%
Sole
0.00
Shared
0.00
None
11.93K
JPMORGAN CHASE & CO COM
SOLEShares13.62K
TypeSH
Market value$1.98M
1.50%
Sole
0.00
Shared
0.00
None
13.62K
VANECK IG FLOATING RATE ETF
SOLEShares75.06K
TypeSH
Market value$1.90M
1.43%
Sole
0.00
Shared
0.00
None
75.06K
EATON VANCE TAX MANAGED
SOLEShares151.60K
TypeSH
Market value$1.89M
1.43%
Sole
0.00
Shared
0.00
None
151.60K
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF
SOLEShares52.65K
TypeSH
Market value$1.86M
1.40%
Sole
0.00
Shared
0.00
None
52.65K
COSTCO WHOLESALE CORP
SOLEShares3.45K
TypeSH
Market value$1.86M
1.40%
Sole
0.00
Shared
0.00
None
3.45K
AMAZON.COM INC
SOLEShares12.69K
TypeSH
Market value$1.65M
1.25%
Sole
0.00
Shared
0.00
None
12.69K
RTX CORPORATION COM
SOLEShares15.79K
TypeSH
Market value$1.55M
1.17%
Sole
0.00
Shared
0.00
None
15.79K
EATON VANCE TAX MANAGED GLOBAL EQUITY
SOLEShares173.59K
TypeSH
Market value$1.37M
1.04%
Sole
0.00
Shared
0.00
None
173.59K
CHENIERE ENERGY INC COM NEW
SOLEShares8.92K
TypeSH
Market value$1.36M
1.03%
Sole
0.00
Shared
0.00
None
8.92K
ISHARES RUSSELL 2000 ETF
SOLEShares7.10K
TypeSH
Market value$1.33M
1.00%
Sole
0.00
Shared
0.00
None
7.10K
CRESCENT ENERGY COMPANY CL A COM
SOLEShares112.46K
TypeSH
Market value$1.17M
0.89%
Sole
0.00
Shared
0.00
None
112.46K
ENTERPRISE PRODS PARTNERS L P
SOLEShares43.44K
TypeSH
Market value$1.14M
0.86%
Sole
0.00
Shared
0.00
None
43.44K
ALPHABET INC CAP STK CL C
SOLEShares9.33K
TypeSH
Market value$1.13M
0.85%
Sole
0.00
Shared
0.00
None
9.33K
VIRTUS DIVIDEND INTEREST & PR COM
SOLEShares87.19K
TypeSH
Market value$1.06M
0.80%
Sole
0.00
Shared
0.00
None
87.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD HIGH DIVIDEND YIELD INDEX ETFSOLE | ETF | 90.95K | SH | $9.65M 7.29% | 0.00 | 0.00 | 90.95K |
VANGUARD SHORT-TERM CORPORATE BOND ETFSOLE | ETF | 115.04K | SH | $8.70M 6.57% | 0.00 | 0.00 | 115.04K |
ISHARES RUSSELL 1000 GROWTH ETFSOLE | ETF | 26.95K | SH | $7.42M 5.60% | 0.00 | 0.00 | 26.95K |
ISHARES 1-3 YR TREASURY BOND ETFSOLE | ETF | 70.50K | SH | $5.72M 4.32% | 0.00 | 0.00 | 70.50K |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | Stock | 15.89K | SH | $5.42M 4.09% | 0.00 | 0.00 | 15.89K |
ISHARES CORE MSCI EMERGING MARKETS ETFSOLE | ETF | 79.93K | SH | $3.94M 2.98% | 0.00 | 0.00 | 79.93K |
MICROSOFTSOLE | Stock | 9.04K | SH | $3.08M 2.32% | 0.00 | 0.00 | 9.04K |
APPLE INCSOLE | Stock | 15.85K | SH | $3.07M 2.32% | 0.00 | 0.00 | 15.85K |
VANGUARD TOTAL INTERNATIONAL BOND ETFSOLE | ETF | 51.19K | SH | $2.50M 1.89% | 0.00 | 0.00 | 51.19K |
CALAMOS STRATEGIC TOTAL RETURN FDSOLE | CEF | 153.92K | SH | $2.27M 1.71% | 0.00 | 0.00 | 153.92K |
SPDR GOLD ETFSOLE | ETF | 11.93K | SH | $2.13M 1.61% | 0.00 | 0.00 | 11.93K |
JPMORGAN CHASE & CO COMSOLE | Stock | 13.62K | SH | $1.98M 1.50% | 0.00 | 0.00 | 13.62K |
VANECK IG FLOATING RATE ETFSOLE | ETF | 75.06K | SH | $1.90M 1.43% | 0.00 | 0.00 | 75.06K |
EATON VANCE TAX MANAGEDSOLE | CEF | 151.60K | SH | $1.89M 1.43% | 0.00 | 0.00 | 151.60K |
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETFSOLE | ETF | 52.65K | SH | $1.86M 1.40% | 0.00 | 0.00 | 52.65K |
COSTCO WHOLESALE CORPSOLE | Stock | 3.45K | SH | $1.86M 1.40% | 0.00 | 0.00 | 3.45K |
AMAZON.COM INCSOLE | Stock | 12.69K | SH | $1.65M 1.25% | 0.00 | 0.00 | 12.69K |
RTX CORPORATION COMSOLE | Stock | 15.79K | SH | $1.55M 1.17% | 0.00 | 0.00 | 15.79K |
EATON VANCE TAX MANAGED GLOBAL EQUITYSOLE | CEF | 173.59K | SH | $1.37M 1.04% | 0.00 | 0.00 | 173.59K |
CHENIERE ENERGY INC COM NEWSOLE | Stock | 8.92K | SH | $1.36M 1.03% | 0.00 | 0.00 | 8.92K |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 7.10K | SH | $1.33M 1.00% | 0.00 | 0.00 | 7.10K |
CRESCENT ENERGY COMPANY CL A COMSOLE | Stock | 112.46K | SH | $1.17M 0.89% | 0.00 | 0.00 | 112.46K |
ENTERPRISE PRODS PARTNERS L PSOLE | Stock | 43.44K | SH | $1.14M 0.86% | 0.00 | 0.00 | 43.44K |
ALPHABET INC CAP STK CL CSOLE | Stock | 9.33K | SH | $1.13M 0.85% | 0.00 | 0.00 | 9.33K |
VIRTUS DIVIDEND INTEREST & PR COMSOLE | CEF | 87.19K | SH | $1.06M 0.80% | 0.00 | 0.00 | 87.19K |
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