Filed: 5/15/2023ACC: 0001640335-23-000002
📋 What this filing means
POINTE CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 408 equity positions with a total reported market value of $139.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
408
Positions
$139.06M
Total AUM (reported)
2.85M
Total Shares
Allocation by class
STOCK$71.20M51.2%
ETF$55.23M39.7%
CEF$10.06M7.2%
REIT$1.48M1.1%
ADR$1.03M0.7%
CONVERTIBLE PREFERRED$64.2K0.0%
Portfolio Concentration
Top 3$23.38M16.8%
4–10$25.15M18.1%
11–25$23.32M16.8%
Rest$67.21M48.3%
Top 3 weight
16.8%
Top 10 weight
34.9%
Voting Authority Distribution
Total shares with voting rights: 2.85M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.85M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole408
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings408
Rows:
VANGUARD HIGH DIVIDEND YIELD INDEX ETF
SOLEShares85.09K
TypeSH
Market value$8.98M
6.46%
Sole
0.00
Shared
0.00
None
85.09K
VANGUARD SHORT-TERM CORPORATE BOND ETF
SOLEShares108.83K
TypeSH
Market value$8.30M
5.97%
Sole
0.00
Shared
0.00
None
108.83K
ISHARES RUSSELL 1000 GROWTH ETF
SOLEShares24.99K
TypeSH
Market value$6.11M
4.39%
Sole
0.00
Shared
0.00
None
24.99K
ISHARES 1-3 YR TREASURY BOND ETF
SOLEShares65.22K
TypeSH
Market value$5.36M
3.85%
Sole
0.00
Shared
0.00
None
65.22K
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares15.82K
TypeSH
Market value$4.89M
3.51%
Sole
0.00
Shared
0.00
None
15.82K
ISHARES CORE MSCI EMERGING MARKETS ETF
SOLEShares75.32K
TypeSH
Market value$3.67M
2.64%
Sole
0.00
Shared
0.00
None
75.32K
VANECK IG FLOATING RATE ETF
SOLEShares132.24K
TypeSH
Market value$3.30M
2.37%
Sole
0.00
Shared
0.00
None
132.23K
CRESCENT ENERGY COMPANY CL A COM
SOLEShares243.24K
TypeSH
Market value$2.75M
1.98%
Sole
0.00
Shared
0.00
None
243.24K
MICROSOFT
SOLEShares9.16K
TypeSH
Market value$2.64M
1.90%
Sole
0.00
Shared
0.00
None
9.16K
APPLE INC
SOLEShares15.41K
TypeSH
Market value$2.54M
1.83%
Sole
0.00
Shared
0.00
None
15.41K
VANGUARD TOTAL INTERNATIONAL BOND ETF
SOLEShares46.03K
TypeSH
Market value$2.25M
1.62%
Sole
0.00
Shared
0.00
None
46.02K
CALAMOS STRATEGIC TOTAL RETURN FD
SOLEShares148.09K
TypeSH
Market value$2.07M
1.49%
Sole
0.00
Shared
0.00
None
148.08K
SPDR GOLD ETF
SOLEShares10.23K
TypeSH
Market value$1.87M
1.35%
Sole
0.00
Shared
0.00
None
10.23K
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF
SOLEShares50.10K
TypeSH
Market value$1.78M
1.28%
Sole
0.00
Shared
0.00
None
50.10K
EATON VANCE TAX MANAGED
SOLEShares151.59K
TypeSH
Market value$1.77M
1.27%
Sole
0.00
Shared
0.00
None
151.59K
JPMORGAN CHASE & CO COM
SOLEShares13.35K
TypeSH
Market value$1.74M
1.25%
Sole
0.00
Shared
0.00
None
13.35K
COSTCO WHOLESALE CORP
SOLEShares3.45K
TypeSH
Market value$1.71M
1.23%
Sole
0.00
Shared
0.00
None
3.45K
RAYTHEON TECHNOLOGIES CORP COM
SOLEShares17.14K
TypeSH
Market value$1.68M
1.21%
Sole
0.00
Shared
0.00
None
17.14K
CHENIERE ENERGY INC COM NEW
SOLEShares8.92K
TypeSH
Market value$1.41M
1.01%
Sole
0.00
Shared
0.00
None
8.92K
EATON VANCE TAX MANAGED GLOBAL EQUITY
SOLEShares173.59K
TypeSH
Market value$1.36M
0.97%
Sole
0.00
Shared
0.00
None
173.59K
AMAZON.COM INC
SOLEShares12.25K
TypeSH
Market value$1.27M
0.91%
Sole
0.00
Shared
0.00
None
12.25K
ISHARES RUSSELL 2000 ETF
SOLEShares6.81K
TypeSH
Market value$1.21M
0.87%
Sole
0.00
Shared
0.00
None
6.81K
ENTERPRISE PRODS PARTNERS L P
SOLEShares43.42K
TypeSH
Market value$1.12M
0.81%
Sole
0.00
Shared
0.00
None
43.42K
VIRTUS DIVIDEND INTEREST & PR COM
SOLEShares91.79K
TypeSH
Market value$1.08M
0.78%
Sole
0.00
Shared
0.00
None
91.79K
ALPHABET INC CAP STK CL C
SOLEShares9.59K
TypeSH
Market value$997.6K
0.72%
Sole
0.00
Shared
0.00
None
9.59K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD HIGH DIVIDEND YIELD INDEX ETFSOLE | ETF | 85.09K | SH | $8.98M 6.46% | 0.00 | 0.00 | 85.09K |
VANGUARD SHORT-TERM CORPORATE BOND ETFSOLE | ETF | 108.83K | SH | $8.30M 5.97% | 0.00 | 0.00 | 108.83K |
ISHARES RUSSELL 1000 GROWTH ETFSOLE | ETF | 24.99K | SH | $6.11M 4.39% | 0.00 | 0.00 | 24.99K |
ISHARES 1-3 YR TREASURY BOND ETFSOLE | ETF | 65.22K | SH | $5.36M 3.85% | 0.00 | 0.00 | 65.22K |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | Stock | 15.82K | SH | $4.89M 3.51% | 0.00 | 0.00 | 15.82K |
ISHARES CORE MSCI EMERGING MARKETS ETFSOLE | ETF | 75.32K | SH | $3.67M 2.64% | 0.00 | 0.00 | 75.32K |
VANECK IG FLOATING RATE ETFSOLE | ETF | 132.24K | SH | $3.30M 2.37% | 0.00 | 0.00 | 132.23K |
CRESCENT ENERGY COMPANY CL A COMSOLE | Stock | 243.24K | SH | $2.75M 1.98% | 0.00 | 0.00 | 243.24K |
MICROSOFTSOLE | Stock | 9.16K | SH | $2.64M 1.90% | 0.00 | 0.00 | 9.16K |
APPLE INCSOLE | Stock | 15.41K | SH | $2.54M 1.83% | 0.00 | 0.00 | 15.41K |
VANGUARD TOTAL INTERNATIONAL BOND ETFSOLE | ETF | 46.03K | SH | $2.25M 1.62% | 0.00 | 0.00 | 46.02K |
CALAMOS STRATEGIC TOTAL RETURN FDSOLE | CEF | 148.09K | SH | $2.07M 1.49% | 0.00 | 0.00 | 148.08K |
SPDR GOLD ETFSOLE | ETF | 10.23K | SH | $1.87M 1.35% | 0.00 | 0.00 | 10.23K |
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETFSOLE | ETF | 50.10K | SH | $1.78M 1.28% | 0.00 | 0.00 | 50.10K |
EATON VANCE TAX MANAGEDSOLE | CEF | 151.59K | SH | $1.77M 1.27% | 0.00 | 0.00 | 151.59K |
JPMORGAN CHASE & CO COMSOLE | Stock | 13.35K | SH | $1.74M 1.25% | 0.00 | 0.00 | 13.35K |
COSTCO WHOLESALE CORPSOLE | Stock | 3.45K | SH | $1.71M 1.23% | 0.00 | 0.00 | 3.45K |
RAYTHEON TECHNOLOGIES CORP COMSOLE | Stock | 17.14K | SH | $1.68M 1.21% | 0.00 | 0.00 | 17.14K |
CHENIERE ENERGY INC COM NEWSOLE | Stock | 8.92K | SH | $1.41M 1.01% | 0.00 | 0.00 | 8.92K |
EATON VANCE TAX MANAGED GLOBAL EQUITYSOLE | CEF | 173.59K | SH | $1.36M 0.97% | 0.00 | 0.00 | 173.59K |
AMAZON.COM INCSOLE | Stock | 12.25K | SH | $1.27M 0.91% | 0.00 | 0.00 | 12.25K |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 6.81K | SH | $1.21M 0.87% | 0.00 | 0.00 | 6.81K |
ENTERPRISE PRODS PARTNERS L PSOLE | Stock | 43.42K | SH | $1.12M 0.81% | 0.00 | 0.00 | 43.42K |
VIRTUS DIVIDEND INTEREST & PR COMSOLE | CEF | 91.79K | SH | $1.08M 0.78% | 0.00 | 0.00 | 91.79K |
ALPHABET INC CAP STK CL CSOLE | Stock | 9.59K | SH | $997.6K 0.72% | 0.00 | 0.00 | 9.59K |
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