Filed: 11/15/2024ACC: 0001826394-24-000014
📋 What this filing means
PLOTKIN FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 67 equity positions with a total reported market value of $98.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
67
Positions
$98.81M
Total AUM (reported)
1.84M
Total Shares
Allocation by class
ETF$86.81M87.9%
STOCK$10.28M10.4%
CEF$1.17M1.2%
REIT$551.7K0.6%
Portfolio Concentration
Top 3$22.71M23.0%
4–10$32.66M33.0%
11–25$27.74M28.1%
Rest$15.71M15.9%
Top 3 weight
23.0%
Top 10 weight
56.0%
Voting Authority Distribution
Total shares with voting rights: 1.84M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.84M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole67
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings67
Rows:
FIRST TRUST RISING DIVIDEND ACHIEVERS ETF
SOLEShares195.19K
TypeSH
Market value$7.59M
7.68%
Sole
0.00
Shared
0.00
None
195.19K
FIRST TRUST CLOUD COMPUTING ETF
SOLEShares125.50K
TypeSH
Market value$7.58M
7.67%
Sole
0.00
Shared
0.00
None
125.50K
PROSHARES ULTRA S&P 500
SOLEShares189.86K
TypeSH
Market value$7.54M
7.63%
Sole
0.00
Shared
0.00
None
189.86K
FIRST TRUST CAPITAL STRENGTH ETF
SOLEShares82.46K
TypeSH
Market value$5.48M
5.54%
Sole
0.00
Shared
0.00
None
82.46K
FIRST TRUST NASDAQ CYBERSECURITY ETF
SOLEShares135.56K
TypeSH
Market value$5.22M
5.28%
Sole
0.00
Shared
0.00
None
135.56K
VANGUARD DIVIDEND APPRECIATION ETF
SOLEShares37.03K
TypeSH
Market value$5.01M
5.07%
Sole
0.00
Shared
0.00
None
37.03K
FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND
SOLEShares52.91K
TypeSH
Market value$4.74M
4.80%
Sole
0.00
Shared
0.00
None
52.91K
APPLE INC COM
SOLEShares32.97K
TypeSH
Market value$4.56M
4.61%
Sole
0.00
Shared
0.00
None
32.97K
VANECK SEMICONDUCTOR ETF
SOLEShares21.95K
TypeSH
Market value$4.06M
4.11%
Sole
0.00
Shared
0.00
None
21.95K
ISHARES MSCI USA MOMENTUM FACTOR ETF
SOLEShares27.38K
TypeSH
Market value$3.59M
3.63%
Sole
0.00
Shared
0.00
None
27.38K
INVESCO QQQ TRUST SERIES I
SOLEShares11.92K
TypeSH
Market value$3.19M
3.22%
Sole
0.00
Shared
0.00
None
11.92K
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares15.27K
TypeSH
Market value$2.74M
2.77%
Sole
0.00
Shared
0.00
None
15.27K
PROSHARES ULTRA TECHNOLOGY
SOLEShares115.71K
TypeSH
Market value$2.74M
2.77%
Sole
0.00
Shared
0.00
None
115.71K
FIRST TRUST DOW JONES INTERNET INDEX FUND
SOLEShares20.97K
TypeSH
Market value$2.65M
2.68%
Sole
0.00
Shared
0.00
None
20.97K
PROSHARES ULTRA DOW30
SOLEShares51.70K
TypeSH
Market value$2.52M
2.55%
Sole
0.00
Shared
0.00
None
51.70K
PROSHARES ULTRA FINANCIALS
SOLEShares53.98K
TypeSH
Market value$2.05M
2.07%
Sole
0.00
Shared
0.00
None
53.98K
VANECK MORNINGSTAR WIDE MOAT ETF
SOLEShares33.10K
TypeSH
Market value$1.99M
2.01%
Sole
0.00
Shared
0.00
None
33.10K
FIRST TRUST FINANCIALS ALPHADEX FUND
SOLEShares47.13K
TypeSH
Market value$1.73M
1.76%
Sole
0.00
Shared
0.00
None
47.13K
FT VEST U.S. EQUITY BUFFER ETF - NOVEMBER
SOLEShares51.08K
TypeSH
Market value$1.68M
1.70%
Sole
0.00
Shared
0.00
None
51.08K
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF
SOLEShares5.30K
TypeSH
Market value$1.33M
1.34%
Sole
0.00
Shared
0.00
None
5.30K
SPDR S&P 500 ETF TRUST
SOLEShares3.49K
TypeSH
Market value$1.25M
1.26%
Sole
0.00
Shared
0.00
None
3.49K
JPMORGAN EQUITY PREMIUM INCOME ETF
SOLEShares21.87K
TypeSH
Market value$1.12M
1.13%
Sole
0.00
Shared
0.00
None
21.87K
FIRST TRUST TECHNOLOGY ALPHADEX FUND
SOLEShares11.98K
TypeSH
Market value$1.04M
1.05%
Sole
0.00
Shared
0.00
None
11.98K
PIMCO CORPORATE & INCOME OPPOR COM
SOLEShares78.02K
TypeSH
Market value$916.7K
0.93%
Sole
0.00
Shared
0.00
None
78.02K
VANGUARD S&P 500 ETF
SOLEShares2.44K
TypeSH
Market value$801.4K
0.81%
Sole
0.00
Shared
0.00
None
2.44K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FIRST TRUST RISING DIVIDEND ACHIEVERS ETFSOLE | ETF | 195.19K | SH | $7.59M 7.68% | 0.00 | 0.00 | 195.19K |
FIRST TRUST CLOUD COMPUTING ETFSOLE | ETF | 125.50K | SH | $7.58M 7.67% | 0.00 | 0.00 | 125.50K |
PROSHARES ULTRA S&P 500SOLE | ETF | 189.86K | SH | $7.54M 7.63% | 0.00 | 0.00 | 189.86K |
FIRST TRUST CAPITAL STRENGTH ETFSOLE | ETF | 82.46K | SH | $5.48M 5.54% | 0.00 | 0.00 | 82.46K |
FIRST TRUST NASDAQ CYBERSECURITY ETFSOLE | ETF | 135.56K | SH | $5.22M 5.28% | 0.00 | 0.00 | 135.56K |
VANGUARD DIVIDEND APPRECIATION ETFSOLE | ETF | 37.03K | SH | $5.01M 5.07% | 0.00 | 0.00 | 37.03K |
FIRST TRUST MULTI CAP GROWTH ALPHADEX FUNDSOLE | ETF | 52.91K | SH | $4.74M 4.80% | 0.00 | 0.00 | 52.91K |
APPLE INC COMSOLE | Stock | 32.97K | SH | $4.56M 4.61% | 0.00 | 0.00 | 32.97K |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 21.95K | SH | $4.06M 4.11% | 0.00 | 0.00 | 21.95K |
ISHARES MSCI USA MOMENTUM FACTOR ETFSOLE | ETF | 27.38K | SH | $3.59M 3.63% | 0.00 | 0.00 | 27.38K |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 11.92K | SH | $3.19M 3.22% | 0.00 | 0.00 | 11.92K |
VANGUARD TOTAL STOCK MARKET ETFSOLE | ETF | 15.27K | SH | $2.74M 2.77% | 0.00 | 0.00 | 15.27K |
PROSHARES ULTRA TECHNOLOGYSOLE | ETF | 115.71K | SH | $2.74M 2.77% | 0.00 | 0.00 | 115.71K |
FIRST TRUST DOW JONES INTERNET INDEX FUNDSOLE | ETF | 20.97K | SH | $2.65M 2.68% | 0.00 | 0.00 | 20.97K |
PROSHARES ULTRA DOW30SOLE | ETF | 51.70K | SH | $2.52M 2.55% | 0.00 | 0.00 | 51.70K |
PROSHARES ULTRA FINANCIALSSOLE | ETF | 53.98K | SH | $2.05M 2.07% | 0.00 | 0.00 | 53.98K |
VANECK MORNINGSTAR WIDE MOAT ETFSOLE | ETF | 33.10K | SH | $1.99M 2.01% | 0.00 | 0.00 | 33.10K |
FIRST TRUST FINANCIALS ALPHADEX FUNDSOLE | ETF | 47.13K | SH | $1.73M 1.76% | 0.00 | 0.00 | 47.13K |
FT VEST U.S. EQUITY BUFFER ETF - NOVEMBERSOLE | ETF | 51.08K | SH | $1.68M 1.70% | 0.00 | 0.00 | 51.08K |
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETFSOLE | ETF | 5.30K | SH | $1.33M 1.34% | 0.00 | 0.00 | 5.30K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 3.49K | SH | $1.25M 1.26% | 0.00 | 0.00 | 3.49K |
JPMORGAN EQUITY PREMIUM INCOME ETFSOLE | ETF | 21.87K | SH | $1.12M 1.13% | 0.00 | 0.00 | 21.87K |
FIRST TRUST TECHNOLOGY ALPHADEX FUNDSOLE | ETF | 11.98K | SH | $1.04M 1.05% | 0.00 | 0.00 | 11.98K |
PIMCO CORPORATE & INCOME OPPOR COMSOLE | CEF | 78.02K | SH | $916.7K 0.93% | 0.00 | 0.00 | 78.02K |
VANGUARD S&P 500 ETFSOLE | ETF | 2.44K | SH | $801.4K 0.81% | 0.00 | 0.00 | 2.44K |
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