PLOTKIN FINANCIAL ADVISORS, LLC

Filed: 11/15/2024ACC: 0001826394-24-000013

📋 What this filing means

PLOTKIN FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 68 equity positions with a total reported market value of $105.15M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$105.15M

Total AUM (reported)

1.71M

Total Shares

Allocation by class

ETF$92.03M87.5%

STOCK$11.36M10.8%

CEF$1.06M1.0%

REIT$711.6K0.7%

Portfolio Concentration

Top 3$24.59M23.4%

4–10$34.33M32.6%

11–25$29.62M28.2%

Rest$16.62M15.8%

Top 3 weight

23.4%

Top 10 weight

56.0%

Voting Authority Distribution

Total shares with voting rights: 1.71M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.71M

% of voting shares100.0%

Investment Discretion (by position count)

Sole68

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings68

Rows:

PROSHARES ULTRA S&P 500

SOLE

ETF

Shares189.72K

TypeSH

Market value$8.52M

8.10%

Sole

0.00

Shared

0.00

None

189.72K

FIRST TRUST CLOUD COMPUTING ETF

SOLE

ETF

Shares126.81K

TypeSH

Market value$8.36M

7.95%

Sole

0.00

Shared

0.00

None

126.81K

FIRST TRUST RISING DIVIDEND ACHIEVERS ETF

SOLE

ETF

Shares188.43K

TypeSH

Market value$7.71M

7.33%

Sole

0.00

Shared

0.00

None

188.43K

FIRST TRUST CAPITAL STRENGTH ETF

SOLE

ETF

Shares85.02K

TypeSH

Market value$5.95M

5.65%

Sole

0.00

Shared

0.00

None

85.02K

FIRST TRUST NASDAQ CYBERSECURITY ETF

SOLE

ETF

Shares135.59K

TypeSH

Market value$5.46M

5.19%

Sole

0.00

Shared

0.00

None

135.59K

VANGUARD DIVIDEND APPRECIATION ETF

SOLE

ETF

Shares36.35K

TypeSH

Market value$5.22M

4.96%

Sole

0.00

Shared

0.00

None

36.35K

FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND

SOLE

ETF

Shares53.49K

TypeSH

Market value$4.90M

4.66%

Sole

0.00

Shared

0.00

None

53.49K

APPLE INC COM

SOLE

Stock

Shares33.06K

TypeSH

Market value$4.52M

4.30%

Sole

0.00

Shared

0.00

None

33.06K

VANECK SEMICONDUCTOR ETF

SOLE

ETF

Shares21.95K

TypeSH

Market value$4.47M

4.25%

Sole

0.00

Shared

0.00

None

21.95K

ISHARES MSCI USA MOMENTUM FACTOR ETF

SOLE

ETF

Shares28.02K

TypeSH

Market value$3.82M

3.63%

Sole

0.00

Shared

0.00

None

28.02K

INVESCO QQQ TRUST SERIES I

SOLE

ETF

Shares11.99K

TypeSH

Market value$3.36M

3.20%

Sole

0.00

Shared

0.00

None

11.99K

PROSHARES ULTRA TECHNOLOGY

SOLE

ETF

Shares115.98K

TypeSH

Market value$3.32M

3.15%

Sole

0.00

Shared

0.00

None

115.98K

PROSHARES ULTRA DOW30

SOLE

ETF

Shares52.95K

TypeSH

Market value$3.00M

2.85%

Sole

0.00

Shared

0.00

None

52.95K

VANGUARD TOTAL STOCK MARKET ETF

SOLE

ETF

Shares14.98K

TypeSH

Market value$2.83M

2.69%

Sole

0.00

Shared

0.00

None

14.98K

FIRST TRUST DOW JONES INTERNET INDEX FUND

SOLE

ETF

Shares21.54K

TypeSH

Market value$2.74M

2.60%

Sole

0.00

Shared

0.00

None

21.54K

PROSHARES ULTRA FINANCIALS

SOLE

ETF

Shares54.07K

TypeSH

Market value$2.33M

2.22%

Sole

0.00

Shared

0.00

None

54.07K

VANECK MORNINGSTAR WIDE MOAT ETF

SOLE

ETF

Shares29.14K

TypeSH

Market value$1.86M

1.77%

Sole

0.00

Shared

0.00

None

29.14K

FIRST TRUST FINANCIALS ALPHADEX FUND

SOLE

ETF

Shares47.28K

TypeSH

Market value$1.84M

1.75%

Sole

0.00

Shared

0.00

None

47.28K

FT VEST U.S. EQUITY BUFFER ETF - NOVEMBER

SOLE

ETF

Shares51.08K

TypeSH

Market value$1.74M

1.65%

Sole

0.00

Shared

0.00

None

51.08K

ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF

SOLE

ETF

Shares5.34K

TypeSH

Market value$1.44M

1.37%

Sole

0.00

Shared

0.00

None

5.34K

AMAZON COM INC COM

SOLE

Stock

Shares12.03K

TypeSH

Market value$1.28M

1.21%

Sole

0.00

Shared

0.00

None

12.03K

FIRST TRUST TECHNOLOGY ALPHADEX FUND

SOLE

ETF

Shares11.98K

TypeSH

Market value$1.13M

1.07%

Sole

0.00

Shared

0.00

None

11.98K

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares2.62K

TypeSH

Market value$987.6K

0.94%

Sole

0.00

Shared

0.00

None

2.62K

PIMCO CORPORATE & INCOME OPPOR COM

SOLE

CEF

Shares74.59K

TypeSH

Market value$933.1K

0.89%

Sole

0.00

Shared

0.00

None

74.59K

VANGUARD S&P 500 ETF

SOLE

ETF

Shares2.46K

TypeSH

Market value$851.6K

0.81%

Sole

0.00

Shared

0.00

None

2.46K

Issuer	Class	Shares	Type	Value / Portfolio %	None
PROSHARES ULTRA S&P 500SOLE	ETF	189.72K	SH	$8.52M 8.10%	189.72K
FIRST TRUST CLOUD COMPUTING ETFSOLE	ETF	126.81K	SH	$8.36M 7.95%	126.81K
FIRST TRUST RISING DIVIDEND ACHIEVERS ETFSOLE	ETF	188.43K	SH	$7.71M 7.33%	188.43K
FIRST TRUST CAPITAL STRENGTH ETFSOLE	ETF	85.02K	SH	$5.95M 5.65%	85.02K
FIRST TRUST NASDAQ CYBERSECURITY ETFSOLE	ETF	135.59K	SH	$5.46M 5.19%	135.59K
VANGUARD DIVIDEND APPRECIATION ETFSOLE	ETF	36.35K	SH	$5.22M 4.96%	36.35K
FIRST TRUST MULTI CAP GROWTH ALPHADEX FUNDSOLE	ETF	53.49K	SH	$4.90M 4.66%	53.49K
APPLE INC COMSOLE	Stock	33.06K	SH	$4.52M 4.30%	33.06K
VANECK SEMICONDUCTOR ETFSOLE	ETF	21.95K	SH	$4.47M 4.25%	21.95K
ISHARES MSCI USA MOMENTUM FACTOR ETFSOLE	ETF	28.02K	SH	$3.82M 3.63%	28.02K
INVESCO QQQ TRUST SERIES ISOLE	ETF	11.99K	SH	$3.36M 3.20%	11.99K
PROSHARES ULTRA TECHNOLOGYSOLE	ETF	115.98K	SH	$3.32M 3.15%	115.98K
PROSHARES ULTRA DOW30SOLE	ETF	52.95K	SH	$3.00M 2.85%	52.95K
VANGUARD TOTAL STOCK MARKET ETFSOLE	ETF	14.98K	SH	$2.83M 2.69%	14.98K
FIRST TRUST DOW JONES INTERNET INDEX FUNDSOLE	ETF	21.54K	SH	$2.74M 2.60%	21.54K
PROSHARES ULTRA FINANCIALSSOLE	ETF	54.07K	SH	$2.33M 2.22%	54.07K
VANECK MORNINGSTAR WIDE MOAT ETFSOLE	ETF	29.14K	SH	$1.86M 1.77%	29.14K
FIRST TRUST FINANCIALS ALPHADEX FUNDSOLE	ETF	47.28K	SH	$1.84M 1.75%	47.28K
FT VEST U.S. EQUITY BUFFER ETF - NOVEMBERSOLE	ETF	51.08K	SH	$1.74M 1.65%	51.08K
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETFSOLE	ETF	5.34K	SH	$1.44M 1.37%	5.34K
AMAZON COM INC COMSOLE	Stock	12.03K	SH	$1.28M 1.21%	12.03K
FIRST TRUST TECHNOLOGY ALPHADEX FUNDSOLE	ETF	11.98K	SH	$1.13M 1.07%	11.98K
SPDR S&P 500 ETF TRUSTSOLE	ETF	2.62K	SH	$987.6K 0.94%	2.62K
PIMCO CORPORATE & INCOME OPPOR COMSOLE	CEF	74.59K	SH	$933.1K 0.89%	74.59K
VANGUARD S&P 500 ETFSOLE	ETF	2.46K	SH	$851.6K 0.81%	2.46K

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