PLOTKIN FINANCIAL ADVISORS, LLC

Filed: 11/15/2024ACC: 0001826394-24-000009

📋 What this filing means

PLOTKIN FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 102 equity positions with a total reported market value of $180.76M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

102

Positions

$180.76M

Total AUM (reported)

2.49M

Total Shares

Allocation by class

ETF$159.74M88.4%

STOCK$14.85M8.2%

REIT$4.09M2.3%

CEF$2.09M1.2%

Portfolio Concentration

Top 3$33.77M18.7%

4–10$46.03M25.5%

11–25$54.75M30.3%

Rest$46.21M25.6%

Top 3 weight

18.7%

Top 10 weight

44.1%

Voting Authority Distribution

Total shares with voting rights: 2.49M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.49M

% of voting shares100.0%

Investment Discretion (by position count)

Sole102

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings102

Rows:

FIRST TRUST CLOUD COMPUTING ETF

SOLE

ETF

Shares169.22K

TypeSH

Market value$17.93M

9.92%

Sole

0.00

Shared

0.00

None

169.22K

INVESCO QQQ TRUST SERIES I

SOLE

ETF

Shares23.75K

TypeSH

Market value$8.42M

4.66%

Sole

0.00

Shared

0.00

None

23.75K

FIRST TRUST DOW JONES INTERNET INDEX FUND

SOLE

ETF

Shares30.30K

TypeSH

Market value$7.42M

4.10%

Sole

0.00

Shared

0.00

None

30.30K

FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND

SOLE

ETF

Shares61.65K

TypeSH

Market value$7.37M

4.08%

Sole

0.00

Shared

0.00

None

61.65K

FIRST TRUST CAPITAL STRENGTH ETF

SOLE

ETF

Shares96.20K

TypeSH

Market value$7.27M

4.02%

Sole

0.00

Shared

0.00

None

96.20K

FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND

SOLE

ETF

Shares95.79K

TypeSH

Market value$7.02M

3.88%

Sole

0.00

Shared

0.00

None

95.79K

FIRST TRUST NASDAQ CYBERSECURITY ETF

SOLE

ETF

Shares142.64K

TypeSH

Market value$6.67M

3.69%

Sole

0.00

Shared

0.00

None

142.64K

PROSHARES ULTRA RUSSELL2000

SOLE

ETF

Shares103.09K

TypeSH

Market value$6.17M

3.41%

Sole

0.00

Shared

0.00

None

103.09K

ISHARES MSCI USA MOMENTUM FACTOR ETF

SOLE

ETF

Shares34.65K

TypeSH

Market value$6.01M

3.32%

Sole

0.00

Shared

0.00

None

34.65K

PROSHARES ULTRA S&P 500

SOLE

ETF

Shares46.27K

TypeSH

Market value$5.52M

3.05%

Sole

0.00

Shared

0.00

None

46.27K

VANECK SEMICONDUCTOR ETF

SOLE

ETF

Shares19K

TypeSH

Market value$4.98M

2.76%

Sole

0.00

Shared

0.00

None

19K

FIRST TRUST MATERIALS ALPHADEX FUND

SOLE

ETF

Shares83.42K

TypeSH

Market value$4.80M

2.65%

Sole

0.00

Shared

0.00

None

83.42K

VANGUARD DIVIDEND APPRECIATION ETF

SOLE

ETF

Shares30.59K

TypeSH

Market value$4.74M

2.62%

Sole

0.00

Shared

0.00

None

30.59K

APPLE INC COM

SOLE

Stock

Shares33.51K

TypeSH

Market value$4.59M

2.54%

Sole

0.00

Shared

0.00

None

33.51K

PROSHARES ULTRA DOW30

SOLE

ETF

Shares60.95K

TypeSH

Market value$4.39M

2.43%

Sole

0.00

Shared

0.00

None

60.95K

SPDR S&P KENSHO NEW ECONOMIES COMPOSITE ETF

SOLE

ETF

Shares65.08K

TypeSH

Market value$4.35M

2.41%

Sole

0.00

Shared

0.00

None

65.08K

PROSHARES ULTRA FINANCIALS

SOLE

ETF

Shares64.35K

TypeSH

Market value$3.98M

2.20%

Sole

0.00

Shared

0.00

None

64.35K

ISHARES RUSSELL 2000 ETF

SOLE

ETF

Shares16.18K

TypeSH

Market value$3.71M

2.05%

Sole

0.00

Shared

0.00

None

16.18K

PROSHARES ULTRA TECHNOLOGY

SOLE

ETF

Shares36.16K

TypeSH

Market value$3.48M

1.93%

Sole

0.00

Shared

0.00

None

36.16K

PROSHARES ULTRAPRO QQQ

SOLE

ETF

Shares26.48K

TypeSH

Market value$3.24M

1.79%

Sole

0.00

Shared

0.00

None

26.48K

FIRST TRUST FINANCIALS ALPHADEX FUND

SOLE

ETF

Shares67.42K

TypeSH

Market value$2.94M

1.63%

Sole

0.00

Shared

0.00

None

67.42K

ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF

SOLE

ETF

Shares7.35K

TypeSH

Market value$2.87M

1.59%

Sole

0.00

Shared

0.00

None

7.35K

VANGUARD TOTAL STOCK MARKET ETF

SOLE

ETF

Shares10.84K

TypeSH

Market value$2.42M

1.34%

Sole

0.00

Shared

0.00

None

10.84K

FIRST TRUST TECHNOLOGY ALPHADEX FUND

SOLE

ETF

Shares18.22K

TypeSH

Market value$2.26M

1.25%

Sole

0.00

Shared

0.00

None

18.22K

ARK FINTECH INNOVATION ETF

SOLE

ETF

Shares37K

TypeSH

Market value$2.00M

1.11%

Sole

0.00

Shared

0.00

None

37K

Issuer	Class	Shares	Type	Value / Portfolio %	None
FIRST TRUST CLOUD COMPUTING ETFSOLE	ETF	169.22K	SH	$17.93M 9.92%	169.22K
INVESCO QQQ TRUST SERIES ISOLE	ETF	23.75K	SH	$8.42M 4.66%	23.75K
FIRST TRUST DOW JONES INTERNET INDEX FUNDSOLE	ETF	30.30K	SH	$7.42M 4.10%	30.30K
FIRST TRUST MULTI CAP GROWTH ALPHADEX FUNDSOLE	ETF	61.65K	SH	$7.37M 4.08%	61.65K
FIRST TRUST CAPITAL STRENGTH ETFSOLE	ETF	96.20K	SH	$7.27M 4.02%	96.20K
FIRST TRUST SMALL CAP GROWTH ALPHADEX FUNDSOLE	ETF	95.79K	SH	$7.02M 3.88%	95.79K
FIRST TRUST NASDAQ CYBERSECURITY ETFSOLE	ETF	142.64K	SH	$6.67M 3.69%	142.64K
PROSHARES ULTRA RUSSELL2000SOLE	ETF	103.09K	SH	$6.17M 3.41%	103.09K
ISHARES MSCI USA MOMENTUM FACTOR ETFSOLE	ETF	34.65K	SH	$6.01M 3.32%	34.65K
PROSHARES ULTRA S&P 500SOLE	ETF	46.27K	SH	$5.52M 3.05%	46.27K
VANECK SEMICONDUCTOR ETFSOLE	ETF	19K	SH	$4.98M 2.76%	19K
FIRST TRUST MATERIALS ALPHADEX FUNDSOLE	ETF	83.42K	SH	$4.80M 2.65%	83.42K
VANGUARD DIVIDEND APPRECIATION ETFSOLE	ETF	30.59K	SH	$4.74M 2.62%	30.59K
APPLE INC COMSOLE	Stock	33.51K	SH	$4.59M 2.54%	33.51K
PROSHARES ULTRA DOW30SOLE	ETF	60.95K	SH	$4.39M 2.43%	60.95K
SPDR S&P KENSHO NEW ECONOMIES COMPOSITE ETFSOLE	ETF	65.08K	SH	$4.35M 2.41%	65.08K
PROSHARES ULTRA FINANCIALSSOLE	ETF	64.35K	SH	$3.98M 2.20%	64.35K
ISHARES RUSSELL 2000 ETFSOLE	ETF	16.18K	SH	$3.71M 2.05%	16.18K
PROSHARES ULTRA TECHNOLOGYSOLE	ETF	36.16K	SH	$3.48M 1.93%	36.16K
PROSHARES ULTRAPRO QQQSOLE	ETF	26.48K	SH	$3.24M 1.79%	26.48K
FIRST TRUST FINANCIALS ALPHADEX FUNDSOLE	ETF	67.42K	SH	$2.94M 1.63%	67.42K
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETFSOLE	ETF	7.35K	SH	$2.87M 1.59%	7.35K
VANGUARD TOTAL STOCK MARKET ETFSOLE	ETF	10.84K	SH	$2.42M 1.34%	10.84K
FIRST TRUST TECHNOLOGY ALPHADEX FUNDSOLE	ETF	18.22K	SH	$2.26M 1.25%	18.22K
ARK FINTECH INNOVATION ETFSOLE	ETF	37K	SH	$2.00M 1.11%	37K

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