Filed: 11/15/2024ACC: 0001826394-24-000008
📋 What this filing means
PLOTKIN FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 83 equity positions with a total reported market value of $163.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
83
Positions
$163.48M
Total AUM (reported)
2.26M
Total Shares
Allocation by class
ETF$143.39M87.7%
STOCK$13.54M8.3%
REIT$3.91M2.4%
CEF$2.64M1.6%
Portfolio Concentration
Top 3$33.42M20.4%
4–10$46.42M28.4%
11–25$52.18M31.9%
Rest$31.47M19.3%
Top 3 weight
20.4%
Top 10 weight
48.8%
Voting Authority Distribution
Total shares with voting rights: 2.26M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.26M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole83
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings83
Rows:
FIRST TRUST CLOUD COMPUTING ETF
SOLEShares170.91K
TypeSH
Market value$16.37M
10.01%
Sole
0.00
Shared
0.00
None
170.91K
ARK INNOVATION ETF
SOLEShares71.98K
TypeSH
Market value$8.63M
5.28%
Sole
0.00
Shared
0.00
None
71.98K
FIRST TRUST DOW JONES INTERNET INDEX FUND
SOLEShares38.59K
TypeSH
Market value$8.42M
5.15%
Sole
0.00
Shared
0.00
None
38.59K
INVESCO QQQ TRUST SERIES I
SOLEShares24.77K
TypeSH
Market value$7.90M
4.84%
Sole
0.00
Shared
0.00
None
24.77K
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF
SOLEShares20.20K
TypeSH
Market value$6.90M
4.22%
Sole
0.00
Shared
0.00
None
20.20K
FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND
SOLEShares96.11K
TypeSH
Market value$6.70M
4.10%
Sole
0.00
Shared
0.00
None
96.11K
FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND
SOLEShares61.75K
TypeSH
Market value$6.69M
4.09%
Sole
0.00
Shared
0.00
None
61.75K
FIRST TRUST CAPITAL STRENGTH ETF
SOLEShares87.21K
TypeSH
Market value$6.18M
3.78%
Sole
0.00
Shared
0.00
None
87.21K
FIRST TRUST NASDAQ CYBERSECURITY ETF
SOLEShares145.59K
TypeSH
Market value$6.09M
3.72%
Sole
0.00
Shared
0.00
None
145.59K
ARK FINTECH INNOVATION ETF
SOLEShares116.79K
TypeSH
Market value$5.97M
3.65%
Sole
0.00
Shared
0.00
None
116.79K
ISHARES MSCI USA MOMENTUM FACTOR ETF
SOLEShares35.46K
TypeSH
Market value$5.70M
3.49%
Sole
0.00
Shared
0.00
None
35.46K
VANECK SEMICONDUCTOR ETF
SOLEShares19.45K
TypeSH
Market value$4.74M
2.90%
Sole
0.00
Shared
0.00
None
19.45K
VANGUARD DIVIDEND APPRECIATION ETF
SOLEShares29.32K
TypeSH
Market value$4.31M
2.64%
Sole
0.00
Shared
0.00
None
29.32K
APPLE INC COM
SOLEShares34.80K
TypeSH
Market value$4.25M
2.60%
Sole
0.00
Shared
0.00
None
34.80K
INVESCO NASDAQ NEXT GEN 100 ETF
SOLEShares124.69K
TypeSH
Market value$3.97M
2.43%
Sole
0.00
Shared
0.00
None
124.69K
FIRST TRUST NASDAQ CLEAN EDGE GREEN ENERGY INDEX FUND
SOLEShares55.11K
TypeSH
Market value$3.78M
2.31%
Sole
0.00
Shared
0.00
None
55.11K
ARK NEXT GENERATION INTERNET ETF
SOLEShares24.80K
TypeSH
Market value$3.66M
2.24%
Sole
0.00
Shared
0.00
None
24.80K
SPDR S&P KENSHO NEW ECONOMIES COMPOSITE ETF
SOLEShares50.32K
TypeSH
Market value$3.41M
2.08%
Sole
0.00
Shared
0.00
None
50.32K
PROSHARES ULTRA S&P 500
SOLEShares29.59K
TypeSH
Market value$3.03M
1.85%
Sole
0.00
Shared
0.00
None
29.59K
PROSHARES ULTRA QQQ
SOLEShares24.63K
TypeSH
Market value$2.89M
1.77%
Sole
0.00
Shared
0.00
None
24.63K
PROSHARES ULTRA RUSSELL2000
SOLEShares25.56K
TypeSH
Market value$2.86M
1.75%
Sole
0.00
Shared
0.00
None
25.56K
PROSHARES ULTRAPRO QQQ
SOLEShares28.43K
TypeSH
Market value$2.59M
1.59%
Sole
0.00
Shared
0.00
None
28.43K
PIMCO CORPORATE & INCOME OPPOR COM
SOLEShares133.48K
TypeSH
Market value$2.44M
1.49%
Sole
0.00
Shared
0.00
None
133.48K
FIRST TRUST TECHNOLOGY ALPHADEX FUND
SOLEShares20.05K
TypeSH
Market value$2.28M
1.39%
Sole
0.00
Shared
0.00
None
20.05K
ARK GENOMIC REVOLUTION ETF
SOLEShares25.60K
TypeSH
Market value$2.27M
1.39%
Sole
0.00
Shared
0.00
None
25.60K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FIRST TRUST CLOUD COMPUTING ETFSOLE | ETF | 170.91K | SH | $16.37M 10.01% | 0.00 | 0.00 | 170.91K |
ARK INNOVATION ETFSOLE | ETF | 71.98K | SH | $8.63M 5.28% | 0.00 | 0.00 | 71.98K |
FIRST TRUST DOW JONES INTERNET INDEX FUNDSOLE | ETF | 38.59K | SH | $8.42M 5.15% | 0.00 | 0.00 | 38.59K |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 24.77K | SH | $7.90M 4.84% | 0.00 | 0.00 | 24.77K |
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETFSOLE | ETF | 20.20K | SH | $6.90M 4.22% | 0.00 | 0.00 | 20.20K |
FIRST TRUST SMALL CAP GROWTH ALPHADEX FUNDSOLE | ETF | 96.11K | SH | $6.70M 4.10% | 0.00 | 0.00 | 96.11K |
FIRST TRUST MULTI CAP GROWTH ALPHADEX FUNDSOLE | ETF | 61.75K | SH | $6.69M 4.09% | 0.00 | 0.00 | 61.75K |
FIRST TRUST CAPITAL STRENGTH ETFSOLE | ETF | 87.21K | SH | $6.18M 3.78% | 0.00 | 0.00 | 87.21K |
FIRST TRUST NASDAQ CYBERSECURITY ETFSOLE | ETF | 145.59K | SH | $6.09M 3.72% | 0.00 | 0.00 | 145.59K |
ARK FINTECH INNOVATION ETFSOLE | ETF | 116.79K | SH | $5.97M 3.65% | 0.00 | 0.00 | 116.79K |
ISHARES MSCI USA MOMENTUM FACTOR ETFSOLE | ETF | 35.46K | SH | $5.70M 3.49% | 0.00 | 0.00 | 35.46K |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 19.45K | SH | $4.74M 2.90% | 0.00 | 0.00 | 19.45K |
VANGUARD DIVIDEND APPRECIATION ETFSOLE | ETF | 29.32K | SH | $4.31M 2.64% | 0.00 | 0.00 | 29.32K |
APPLE INC COMSOLE | Stock | 34.80K | SH | $4.25M 2.60% | 0.00 | 0.00 | 34.80K |
INVESCO NASDAQ NEXT GEN 100 ETFSOLE | ETF | 124.69K | SH | $3.97M 2.43% | 0.00 | 0.00 | 124.69K |
FIRST TRUST NASDAQ CLEAN EDGE GREEN ENERGY INDEX FUNDSOLE | ETF | 55.11K | SH | $3.78M 2.31% | 0.00 | 0.00 | 55.11K |
ARK NEXT GENERATION INTERNET ETFSOLE | ETF | 24.80K | SH | $3.66M 2.24% | 0.00 | 0.00 | 24.80K |
SPDR S&P KENSHO NEW ECONOMIES COMPOSITE ETFSOLE | ETF | 50.32K | SH | $3.41M 2.08% | 0.00 | 0.00 | 50.32K |
PROSHARES ULTRA S&P 500SOLE | ETF | 29.59K | SH | $3.03M 1.85% | 0.00 | 0.00 | 29.59K |
PROSHARES ULTRA QQQSOLE | ETF | 24.63K | SH | $2.89M 1.77% | 0.00 | 0.00 | 24.63K |
PROSHARES ULTRA RUSSELL2000SOLE | ETF | 25.56K | SH | $2.86M 1.75% | 0.00 | 0.00 | 25.56K |
PROSHARES ULTRAPRO QQQSOLE | ETF | 28.43K | SH | $2.59M 1.59% | 0.00 | 0.00 | 28.43K |
PIMCO CORPORATE & INCOME OPPOR COMSOLE | CEF | 133.48K | SH | $2.44M 1.49% | 0.00 | 0.00 | 133.48K |
FIRST TRUST TECHNOLOGY ALPHADEX FUNDSOLE | ETF | 20.05K | SH | $2.28M 1.39% | 0.00 | 0.00 | 20.05K |
ARK GENOMIC REVOLUTION ETFSOLE | ETF | 25.60K | SH | $2.27M 1.39% | 0.00 | 0.00 | 25.60K |
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