Filed: 11/15/2024ACC: 0001826394-24-000006
📋 What this filing means
PLOTKIN FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $90.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
63
Positions
$90.89M
Total AUM (reported)
1.38M
Total Shares
Allocation by class
ETF$72.85M80.2%
STOCK$13.00M14.3%
REIT$2.84M3.1%
CEF$2.20M2.4%
Portfolio Concentration
Top 3$23.37M25.7%
4–10$26.68M29.4%
11–25$25.82M28.4%
Rest$15.01M16.5%
Top 3 weight
25.7%
Top 10 weight
55.1%
Voting Authority Distribution
Total shares with voting rights: 1.38M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.38M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole63
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings63
Rows:
FIRST TRUST CLOUD COMPUTING ETF
SOLEShares119.90K
TypeSH
Market value$9.41M
10.35%
Sole
0.00
Shared
0.00
None
119.90K
FIRST TRUST DOW JONES INTERNET INDEX FUND
SOLEShares37.79K
TypeSH
Market value$7.12M
7.83%
Sole
0.00
Shared
0.00
None
37.79K
INVESCO QQQ TRUST SERIES I
SOLEShares24.63K
TypeSH
Market value$6.84M
7.53%
Sole
0.00
Shared
0.00
None
24.63K
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF
SOLEShares13.90K
TypeSH
Market value$4.33M
4.76%
Sole
0.00
Shared
0.00
None
13.90K
APPLE INC COM
SOLEShares35.94K
TypeSH
Market value$4.16M
4.58%
Sole
0.00
Shared
0.00
None
35.94K
FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUND
SOLEShares33.36K
TypeSH
Market value$3.91M
4.30%
Sole
0.00
Shared
0.00
None
33.36K
VANGUARD DIVIDEND APPRECIATION ETF
SOLEShares29.34K
TypeSH
Market value$3.77M
4.15%
Sole
0.00
Shared
0.00
None
29.34K
ISHARES MSCI USA MOMENTUM FACTOR ETF
SOLEShares25.25K
TypeSH
Market value$3.72M
4.10%
Sole
0.00
Shared
0.00
None
25.25K
FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND
SOLEShares40.60K
TypeSH
Market value$3.49M
3.84%
Sole
0.00
Shared
0.00
None
40.60K
FIRST TRUST CAPITAL STRENGTH ETF
SOLEShares52.08K
TypeSH
Market value$3.29M
3.63%
Sole
0.00
Shared
0.00
None
52.08K
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND
SOLEShares30.91K
TypeSH
Market value$3.15M
3.47%
Sole
0.00
Shared
0.00
None
30.91K
PIMCO CORPORATE & INCOME OPPOR COM
SOLEShares136.19K
TypeSH
Market value$2.20M
2.42%
Sole
0.00
Shared
0.00
None
136.19K
AMAZON COM INC COM
SOLEShares680.00
TypeSH
Market value$2.14M
2.36%
Sole
0.00
Shared
0.00
None
680.00
FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND
SOLEShares23.12K
TypeSH
Market value$2.00M
2.20%
Sole
0.00
Shared
0.00
None
23.12K
FIRST TRUST TECHNOLOGY ALPHADEX FUND
SOLEShares21.77K
TypeSH
Market value$1.98M
2.18%
Sole
0.00
Shared
0.00
None
21.77K
ISHARES 1-3 YEAR TREASURY BOND ETF
SOLEShares22.46K
TypeSH
Market value$1.94M
2.14%
Sole
0.00
Shared
0.00
None
22.46K
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF
SOLEShares20.10K
TypeSH
Market value$1.93M
2.12%
Sole
0.00
Shared
0.00
None
20.10K
BLACKSTONE INC COM
SOLEShares31.88K
TypeSH
Market value$1.66M
1.83%
Sole
0.00
Shared
0.00
None
31.88K
FIRST TRUST NASDAQ CYBERSECURITY ETF
SOLEShares46.21K
TypeSH
Market value$1.61M
1.77%
Sole
0.00
Shared
0.00
None
46.21K
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares9.42K
TypeSH
Market value$1.60M
1.77%
Sole
0.00
Shared
0.00
None
9.42K
VANECK SEMICONDUCTOR ETF
SOLEShares7.26K
TypeSH
Market value$1.27M
1.39%
Sole
0.00
Shared
0.00
None
7.26K
SPDR S&P KENSHO NEW ECONOMIES COMPOSITE ETF
SOLEShares26.85K
TypeSH
Market value$1.15M
1.27%
Sole
0.00
Shared
0.00
None
26.85K
SPDR S&P 500 ETF TRUST
SOLEShares3.31K
TypeSH
Market value$1.11M
1.22%
Sole
0.00
Shared
0.00
None
3.31K
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF
SOLEShares19.53K
TypeSH
Market value$1.07M
1.18%
Sole
0.00
Shared
0.00
None
19.53K
FIRST TRUST TACTICAL HIGH YIELD ETF
SOLEShares21.42K
TypeSH
Market value$1.01M
1.11%
Sole
0.00
Shared
0.00
None
21.42K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FIRST TRUST CLOUD COMPUTING ETFSOLE | ETF | 119.90K | SH | $9.41M 10.35% | 0.00 | 0.00 | 119.90K |
FIRST TRUST DOW JONES INTERNET INDEX FUNDSOLE | ETF | 37.79K | SH | $7.12M 7.83% | 0.00 | 0.00 | 37.79K |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 24.63K | SH | $6.84M 7.53% | 0.00 | 0.00 | 24.63K |
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETFSOLE | ETF | 13.90K | SH | $4.33M 4.76% | 0.00 | 0.00 | 13.90K |
APPLE INC COMSOLE | Stock | 35.94K | SH | $4.16M 4.58% | 0.00 | 0.00 | 35.94K |
FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUNDSOLE | ETF | 33.36K | SH | $3.91M 4.30% | 0.00 | 0.00 | 33.36K |
VANGUARD DIVIDEND APPRECIATION ETFSOLE | ETF | 29.34K | SH | $3.77M 4.15% | 0.00 | 0.00 | 29.34K |
ISHARES MSCI USA MOMENTUM FACTOR ETFSOLE | ETF | 25.25K | SH | $3.72M 4.10% | 0.00 | 0.00 | 25.25K |
FIRST TRUST MULTI CAP GROWTH ALPHADEX FUNDSOLE | ETF | 40.60K | SH | $3.49M 3.84% | 0.00 | 0.00 | 40.60K |
FIRST TRUST CAPITAL STRENGTH ETFSOLE | ETF | 52.08K | SH | $3.29M 3.63% | 0.00 | 0.00 | 52.08K |
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUNDSOLE | ETF | 30.91K | SH | $3.15M 3.47% | 0.00 | 0.00 | 30.91K |
PIMCO CORPORATE & INCOME OPPOR COMSOLE | CEF | 136.19K | SH | $2.20M 2.42% | 0.00 | 0.00 | 136.19K |
AMAZON COM INC COMSOLE | Stock | 680.00 | SH | $2.14M 2.36% | 0.00 | 0.00 | 680.00 |
FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUNDSOLE | ETF | 23.12K | SH | $2.00M 2.20% | 0.00 | 0.00 | 23.12K |
FIRST TRUST TECHNOLOGY ALPHADEX FUNDSOLE | ETF | 21.77K | SH | $1.98M 2.18% | 0.00 | 0.00 | 21.77K |
ISHARES 1-3 YEAR TREASURY BOND ETFSOLE | ETF | 22.46K | SH | $1.94M 2.14% | 0.00 | 0.00 | 22.46K |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFSOLE | ETF | 20.10K | SH | $1.93M 2.12% | 0.00 | 0.00 | 20.10K |
BLACKSTONE INC COMSOLE | Stock | 31.88K | SH | $1.66M 1.83% | 0.00 | 0.00 | 31.88K |
FIRST TRUST NASDAQ CYBERSECURITY ETFSOLE | ETF | 46.21K | SH | $1.61M 1.77% | 0.00 | 0.00 | 46.21K |
VANGUARD TOTAL STOCK MARKET ETFSOLE | ETF | 9.42K | SH | $1.60M 1.77% | 0.00 | 0.00 | 9.42K |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 7.26K | SH | $1.27M 1.39% | 0.00 | 0.00 | 7.26K |
SPDR S&P KENSHO NEW ECONOMIES COMPOSITE ETFSOLE | ETF | 26.85K | SH | $1.15M 1.27% | 0.00 | 0.00 | 26.85K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 3.31K | SH | $1.11M 1.22% | 0.00 | 0.00 | 3.31K |
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETFSOLE | ETF | 19.53K | SH | $1.07M 1.18% | 0.00 | 0.00 | 19.53K |
FIRST TRUST TACTICAL HIGH YIELD ETFSOLE | ETF | 21.42K | SH | $1.01M 1.11% | 0.00 | 0.00 | 21.42K |
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