Filed: 11/15/2024ACC: 0001826394-24-000005
📋 What this filing means
PLOTKIN FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 61 equity positions with a total reported market value of $117.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
61
Positions
$117.77M
Total AUM (reported)
1.75M
Total Shares
Allocation by class
ETF$100.46M85.3%
STOCK$11.39M9.7%
REIT$3.10M2.6%
CEF$2.82M2.4%
Portfolio Concentration
Top 3$30.93M26.3%
4–10$40.98M34.8%
11–25$30.78M26.1%
Rest$15.09M12.8%
Top 3 weight
26.3%
Top 10 weight
61.1%
Voting Authority Distribution
Total shares with voting rights: 1.75M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.75M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole61
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings61
Rows:
FIRST TRUST CLOUD COMPUTING ETF
SOLEShares184.94K
TypeSH
Market value$13.78M
11.70%
Sole
0.00
Shared
0.00
None
184.94K
FIRST TRUST DOW JONES INTERNET INDEX FUND
SOLEShares59.16K
TypeSH
Market value$10.09M
8.57%
Sole
0.00
Shared
0.00
None
59.16K
FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND
SOLEShares90.62K
TypeSH
Market value$7.06M
6.00%
Sole
0.00
Shared
0.00
None
90.62K
INVESCO QQQ TRUST SERIES I
SOLEShares28.22K
TypeSH
Market value$6.99M
5.93%
Sole
0.00
Shared
0.00
None
28.22K
PROSHARES ULTRA S&P 500
SOLEShares50.40K
TypeSH
Market value$6.30M
5.35%
Sole
0.00
Shared
0.00
None
50.40K
FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUND
SOLEShares56.22K
TypeSH
Market value$6.13M
5.21%
Sole
0.00
Shared
0.00
None
56.22K
FIRST TRUST CAPITAL STRENGTH ETF
SOLEShares98.39K
TypeSH
Market value$5.75M
4.88%
Sole
0.00
Shared
0.00
None
98.39K
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF
SOLEShares20.20K
TypeSH
Market value$5.74M
4.87%
Sole
0.00
Shared
0.00
None
20.20K
ISHARES MSCI USA MOMENTUM FACTOR ETF
SOLEShares43.79K
TypeSH
Market value$5.74M
4.87%
Sole
0.00
Shared
0.00
None
43.79K
VANGUARD DIVIDEND APPRECIATION ETF
SOLEShares36.92K
TypeSH
Market value$4.33M
3.67%
Sole
0.00
Shared
0.00
None
36.92K
FIRST TRUST TECHNOLOGY ALPHADEX FUND
SOLEShares48.15K
TypeSH
Market value$4.01M
3.41%
Sole
0.00
Shared
0.00
None
48.15K
FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND
SOLEShares44.40K
TypeSH
Market value$3.55M
3.01%
Sole
0.00
Shared
0.00
None
44.40K
APPLE INC COM
SOLEShares9K
TypeSH
Market value$3.28M
2.79%
Sole
0.00
Shared
0.00
None
8.99K
BLACKSTONE INC COM
SOLEShares51.16K
TypeSH
Market value$2.90M
2.46%
Sole
0.00
Shared
0.00
None
51.16K
PIMCO CORPORATE & INCOME OPPOR COM
SOLEShares181.96K
TypeSH
Market value$2.82M
2.40%
Sole
0.00
Shared
0.00
None
181.96K
FIRST TRUST NASDAQ CYBERSECURITY ETF
SOLEShares63.16K
TypeSH
Market value$2.09M
1.77%
Sole
0.00
Shared
0.00
None
63.16K
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares11.10K
TypeSH
Market value$1.74M
1.48%
Sole
0.00
Shared
0.00
None
11.10K
AMAZON COM INC COM
SOLEShares616.00
TypeSH
Market value$1.70M
1.44%
Sole
0.00
Shared
0.00
None
616.00
PROSHARES ULTRAPRO QQQ
SOLEShares16.09K
TypeSH
Market value$1.57M
1.33%
Sole
0.00
Shared
0.00
None
16.09K
VANECK SEMICONDUCTOR ETF
SOLEShares9.26K
TypeSH
Market value$1.42M
1.20%
Sole
0.00
Shared
0.00
None
9.26K
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF
SOLEShares13.23K
TypeSH
Market value$1.26M
1.07%
Sole
0.00
Shared
0.00
None
13.23K
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND
SOLEShares12.16K
TypeSH
Market value$1.24M
1.05%
Sole
0.00
Shared
0.00
None
12.16K
THE NECESSITY RETAIL REIT INC COM CLASS A
SOLEShares141.43K
TypeSH
Market value$1.12M
0.95%
Sole
0.00
Shared
0.00
None
141.43K
SPDR S&P 500 ETF TRUST
SOLEShares3.56K
TypeSH
Market value$1.10M
0.93%
Sole
0.00
Shared
0.00
None
3.56K
FIRST TRUST TACTICAL HIGH YIELD ETF
SOLEShares21.63K
TypeSH
Market value$991.2K
0.84%
Sole
0.00
Shared
0.00
None
21.63K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FIRST TRUST CLOUD COMPUTING ETFSOLE | ETF | 184.94K | SH | $13.78M 11.70% | 0.00 | 0.00 | 184.94K |
FIRST TRUST DOW JONES INTERNET INDEX FUNDSOLE | ETF | 59.16K | SH | $10.09M 8.57% | 0.00 | 0.00 | 59.16K |
FIRST TRUST MULTI CAP GROWTH ALPHADEX FUNDSOLE | ETF | 90.62K | SH | $7.06M 6.00% | 0.00 | 0.00 | 90.62K |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 28.22K | SH | $6.99M 5.93% | 0.00 | 0.00 | 28.22K |
PROSHARES ULTRA S&P 500SOLE | ETF | 50.40K | SH | $6.30M 5.35% | 0.00 | 0.00 | 50.40K |
FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUNDSOLE | ETF | 56.22K | SH | $6.13M 5.21% | 0.00 | 0.00 | 56.22K |
FIRST TRUST CAPITAL STRENGTH ETFSOLE | ETF | 98.39K | SH | $5.75M 4.88% | 0.00 | 0.00 | 98.39K |
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETFSOLE | ETF | 20.20K | SH | $5.74M 4.87% | 0.00 | 0.00 | 20.20K |
ISHARES MSCI USA MOMENTUM FACTOR ETFSOLE | ETF | 43.79K | SH | $5.74M 4.87% | 0.00 | 0.00 | 43.79K |
VANGUARD DIVIDEND APPRECIATION ETFSOLE | ETF | 36.92K | SH | $4.33M 3.67% | 0.00 | 0.00 | 36.92K |
FIRST TRUST TECHNOLOGY ALPHADEX FUNDSOLE | ETF | 48.15K | SH | $4.01M 3.41% | 0.00 | 0.00 | 48.15K |
FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUNDSOLE | ETF | 44.40K | SH | $3.55M 3.01% | 0.00 | 0.00 | 44.40K |
APPLE INC COMSOLE | Stock | 9K | SH | $3.28M 2.79% | 0.00 | 0.00 | 8.99K |
BLACKSTONE INC COMSOLE | Stock | 51.16K | SH | $2.90M 2.46% | 0.00 | 0.00 | 51.16K |
PIMCO CORPORATE & INCOME OPPOR COMSOLE | CEF | 181.96K | SH | $2.82M 2.40% | 0.00 | 0.00 | 181.96K |
FIRST TRUST NASDAQ CYBERSECURITY ETFSOLE | ETF | 63.16K | SH | $2.09M 1.77% | 0.00 | 0.00 | 63.16K |
VANGUARD TOTAL STOCK MARKET ETFSOLE | ETF | 11.10K | SH | $1.74M 1.48% | 0.00 | 0.00 | 11.10K |
AMAZON COM INC COMSOLE | Stock | 616.00 | SH | $1.70M 1.44% | 0.00 | 0.00 | 616.00 |
PROSHARES ULTRAPRO QQQSOLE | ETF | 16.09K | SH | $1.57M 1.33% | 0.00 | 0.00 | 16.09K |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 9.26K | SH | $1.42M 1.20% | 0.00 | 0.00 | 9.26K |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFSOLE | ETF | 13.23K | SH | $1.26M 1.07% | 0.00 | 0.00 | 13.23K |
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUNDSOLE | ETF | 12.16K | SH | $1.24M 1.05% | 0.00 | 0.00 | 12.16K |
THE NECESSITY RETAIL REIT INC COM CLASS ASOLE | REIT | 141.43K | SH | $1.12M 0.95% | 0.00 | 0.00 | 141.43K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 3.56K | SH | $1.10M 0.93% | 0.00 | 0.00 | 3.56K |
FIRST TRUST TACTICAL HIGH YIELD ETFSOLE | ETF | 21.63K | SH | $991.2K 0.84% | 0.00 | 0.00 | 21.63K |
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