Filed: 11/15/2024ACC: 0001826394-24-000003
📋 What this filing means
PLOTKIN FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 66 equity positions with a total reported market value of $107.44M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
66
Positions
$107.44M
Total AUM (reported)
1.84M
Total Shares
Allocation by class
ETF$93.06M86.6%
STOCK$9.96M9.3%
REIT$3.79M3.5%
CEF$627.3K0.6%
Portfolio Concentration
Top 3$26.31M24.5%
4–10$33.94M31.6%
11–25$30.00M27.9%
Rest$17.19M16.0%
Top 3 weight
24.5%
Top 10 weight
56.1%
Voting Authority Distribution
Total shares with voting rights: 1.84M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.84M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole66
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings66
Rows:
FIRST TRUST CLOUD COMPUTING ETF
SOLEShares170.76K
TypeSH
Market value$10.31M
9.59%
Sole
0.00
Shared
0.00
None
170.76K
FIRST TRUST DOW JONES INTERNET INDEX FUND
SOLEShares61.49K
TypeSH
Market value$8.55M
7.96%
Sole
0.00
Shared
0.00
None
61.49K
FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND
SOLEShares96.36K
TypeSH
Market value$7.45M
6.93%
Sole
0.00
Shared
0.00
None
96.36K
ISHARES MSCI USA MOMENTUM FACTOR ETF
SOLEShares48.79K
TypeSH
Market value$6.13M
5.70%
Sole
0.00
Shared
0.00
None
48.79K
INVESCO QQQ TRUST SERIES I
SOLEShares27.73K
TypeSH
Market value$5.90M
5.49%
Sole
0.00
Shared
0.00
None
27.73K
VANGUARD DIVIDEND APPRECIATION ETF
SOLEShares37.85K
TypeSH
Market value$4.72M
4.39%
Sole
0.00
Shared
0.00
None
37.85K
FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUND
SOLEShares45.75K
TypeSH
Market value$4.58M
4.26%
Sole
0.00
Shared
0.00
None
45.75K
FIRST TRUST VALUE LINE DIVIDEND INDEX FUND
SOLEShares122.96K
TypeSH
Market value$4.43M
4.12%
Sole
0.00
Shared
0.00
None
122.96K
FIRST TRUST CAPITAL STRENGTH ETF
SOLEShares71.62K
TypeSH
Market value$4.32M
4.02%
Sole
0.00
Shared
0.00
None
71.62K
FIRST TRUST FINANCIALS ALPHADEX FUND
SOLEShares115.39K
TypeSH
Market value$3.87M
3.60%
Sole
0.00
Shared
0.00
None
115.39K
FIRST TRUST TECHNOLOGY ALPHADEX FUND
SOLEShares46.21K
TypeSH
Market value$3.35M
3.12%
Sole
0.00
Shared
0.00
None
46.21K
BLACKSTONE INC COM
SOLEShares56.45K
TypeSH
Market value$3.16M
2.94%
Sole
0.00
Shared
0.00
None
56.45K
FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND
SOLEShares40.64K
TypeSH
Market value$3.00M
2.79%
Sole
0.00
Shared
0.00
None
40.64K
APPLE INC COM
SOLEShares8.11K
TypeSH
Market value$2.38M
2.22%
Sole
0.00
Shared
0.00
None
8.11K
UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN
SOLEShares125.45K
TypeSH
Market value$2.23M
2.08%
Sole
0.00
Shared
0.00
None
125.45K
THE NECESSITY RETAIL REIT INC COM CLASS A
SOLEShares165.03K
TypeSH
Market value$2.19M
2.04%
Sole
0.00
Shared
0.00
None
165.03K
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares12.56K
TypeSH
Market value$2.06M
1.91%
Sole
0.00
Shared
0.00
None
12.56K
FIRST TRUST ENHANCED SHORT MATURITY ETF
SOLEShares32.67K
TypeSH
Market value$1.96M
1.83%
Sole
0.00
Shared
0.00
None
32.67K
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF
SOLEShares17.66K
TypeSH
Market value$1.61M
1.50%
Sole
0.00
Shared
0.00
None
17.66K
VANGUARD S&P SMALL-CAP 600 GROWTH ETF
SOLEShares9.57K
TypeSH
Market value$1.59M
1.48%
Sole
0.00
Shared
0.00
None
9.57K
FIRST TRUST SENIOR LOAN FUND
SOLEShares32.38K
TypeSH
Market value$1.55M
1.44%
Sole
0.00
Shared
0.00
None
32.38K
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF
SOLEShares6K
TypeSH
Market value$1.40M
1.30%
Sole
0.00
Shared
0.00
None
6K
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND
SOLEShares11.99K
TypeSH
Market value$1.22M
1.13%
Sole
0.00
Shared
0.00
None
11.99K
FIRST TRUST NASDAQ CYBERSECURITY ETF
SOLEShares39.30K
TypeSH
Market value$1.18M
1.10%
Sole
0.00
Shared
0.00
None
39.30K
SPDR S&P 500 ETF TRUST
SOLEShares3.48K
TypeSH
Market value$1.12M
1.04%
Sole
0.00
Shared
0.00
None
3.48K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FIRST TRUST CLOUD COMPUTING ETFSOLE | ETF | 170.76K | SH | $10.31M 9.59% | 0.00 | 0.00 | 170.76K |
FIRST TRUST DOW JONES INTERNET INDEX FUNDSOLE | ETF | 61.49K | SH | $8.55M 7.96% | 0.00 | 0.00 | 61.49K |
FIRST TRUST MULTI CAP GROWTH ALPHADEX FUNDSOLE | ETF | 96.36K | SH | $7.45M 6.93% | 0.00 | 0.00 | 96.36K |
ISHARES MSCI USA MOMENTUM FACTOR ETFSOLE | ETF | 48.79K | SH | $6.13M 5.70% | 0.00 | 0.00 | 48.79K |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 27.73K | SH | $5.90M 5.49% | 0.00 | 0.00 | 27.73K |
VANGUARD DIVIDEND APPRECIATION ETFSOLE | ETF | 37.85K | SH | $4.72M 4.39% | 0.00 | 0.00 | 37.85K |
FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUNDSOLE | ETF | 45.75K | SH | $4.58M 4.26% | 0.00 | 0.00 | 45.75K |
FIRST TRUST VALUE LINE DIVIDEND INDEX FUNDSOLE | ETF | 122.96K | SH | $4.43M 4.12% | 0.00 | 0.00 | 122.96K |
FIRST TRUST CAPITAL STRENGTH ETFSOLE | ETF | 71.62K | SH | $4.32M 4.02% | 0.00 | 0.00 | 71.62K |
FIRST TRUST FINANCIALS ALPHADEX FUNDSOLE | ETF | 115.39K | SH | $3.87M 3.60% | 0.00 | 0.00 | 115.39K |
FIRST TRUST TECHNOLOGY ALPHADEX FUNDSOLE | ETF | 46.21K | SH | $3.35M 3.12% | 0.00 | 0.00 | 46.21K |
BLACKSTONE INC COMSOLE | Stock | 56.45K | SH | $3.16M 2.94% | 0.00 | 0.00 | 56.45K |
FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUNDSOLE | ETF | 40.64K | SH | $3.00M 2.79% | 0.00 | 0.00 | 40.64K |
APPLE INC COMSOLE | Stock | 8.11K | SH | $2.38M 2.22% | 0.00 | 0.00 | 8.11K |
UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETNSOLE | ETF | 125.45K | SH | $2.23M 2.08% | 0.00 | 0.00 | 125.45K |
THE NECESSITY RETAIL REIT INC COM CLASS ASOLE | REIT | 165.03K | SH | $2.19M 2.04% | 0.00 | 0.00 | 165.03K |
VANGUARD TOTAL STOCK MARKET ETFSOLE | ETF | 12.56K | SH | $2.06M 1.91% | 0.00 | 0.00 | 12.56K |
FIRST TRUST ENHANCED SHORT MATURITY ETFSOLE | ETF | 32.67K | SH | $1.96M 1.83% | 0.00 | 0.00 | 32.67K |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFSOLE | ETF | 17.66K | SH | $1.61M 1.50% | 0.00 | 0.00 | 17.66K |
VANGUARD S&P SMALL-CAP 600 GROWTH ETFSOLE | ETF | 9.57K | SH | $1.59M 1.48% | 0.00 | 0.00 | 9.57K |
FIRST TRUST SENIOR LOAN FUNDSOLE | ETF | 32.38K | SH | $1.55M 1.44% | 0.00 | 0.00 | 32.38K |
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETFSOLE | ETF | 6K | SH | $1.40M 1.30% | 0.00 | 0.00 | 6K |
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUNDSOLE | ETF | 11.99K | SH | $1.22M 1.13% | 0.00 | 0.00 | 11.99K |
FIRST TRUST NASDAQ CYBERSECURITY ETFSOLE | ETF | 39.30K | SH | $1.18M 1.10% | 0.00 | 0.00 | 39.30K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 3.48K | SH | $1.12M 1.04% | 0.00 | 0.00 | 3.48K |
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