PLAMBECK STEVEN (EVP/CLO) exercised options at RIVERVIEW BANCORP INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/6/2023ACC: 0000939057-23-000173
Officer· EVP/CLO
Since Jun 2019
0.00
Net shares
Net seller
$4.2K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.51K acquired · 1.51K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+1.51K
Price / share
$2.78
Trade value
$4.20K
% of position
4.2%
6/5/2023
35.63K→37.14K
Total
Net shares
+1.51K
Net value
$4.20K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/5/2023 | M · Option Exercise | +1.51K | $2.78 | $4.20K | 4.2% | 35.63K | 37.14K |
| Total | +1.51K | $4.20K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
1.51K shares
Shares
−1.51K
Strike price
2.78
Held after
0.00
Exercisable
—
6/5/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock1.51K shares | 6/5/2023 | M · Option Exercise | −1.51K | 2.78 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned3.45K
Total
3.45K indirect3.45K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.45K | Indirect |
| Total | 3.45K | 3.45K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported