PLAMBECK STEVEN (EVP/CLO) exercised options at RIVERVIEW BANCORP INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/14/2020ACC: 0000939057-20-000447
Officer· EVP/CLO
Since Jun 2019
0.00
Net shares
Net seller
$8.4K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3K acquired · 3K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+3K
Price / share
$2.79
Trade value
$8.37K
% of position
17.1%
12/11/2020
17.59K→20.59K
Total
Net shares
+3K
Net value
$8.37K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/11/2020 | M · Option Exercise | +3K | $2.79 | $8.37K | 17.1% | 17.59K | 20.59K |
| Total | +3K | $8.37K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
3K shares
Shares
−3K
Strike price
2.79
Held after
1.51K
Exercisable
—
12/11/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock3K shares | 12/11/2020 | M · Option Exercise | −3K | 2.79 | — | 1.51K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned2.44K
Total
2.44K indirect2.44K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.44K | Indirect |
| Total | 2.44K | 2.44K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported