PLAGEMANN THOMAS G. (CCO; EVP, Capital Markets) reported 2 transactions at VIVINT SOLAR, INC.

Review the transaction codes below to understand the nature of each event.

PLAGEMANN THOMAS G.

Filed: 10/8/2020ACC: 0001209191-20-054294

InsiderPLAGEMANN THOMAS G.CIK 1618828

→

IssuerVIVINT SOLAR, INC.CIK 1607716

Officer· CCO; EVP, Capital Markets

Since Jul 2018

-369.26K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

369.26K disposed

Non-Derivative Transactions2

Common Stock

Direct

D · Disposition

−16.09K

Price / share

—

Trade value

—

% of position

11.6%

10/8/2020

139K→122.91K

Common Stock

Direct

D · Disposition

−122.91K

Price / share

—

Trade value

—

% of position

New position

10/8/2020

122.91K→0.00

Total

Net shares

−139K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	10/8/2020	D · Disposition	−16.09K	—	—	11.6%	139K	122.91K
Common Stock Direct	10/8/2020	D · Disposition	−122.91K	—	—	New position	122.91K	0.00
Total			−139K		$0.00

Derivative Transactions6

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

42.43K shares

−42.43K

Strike price

3.45

Held after

0.00

Exercisable

—

10/8/2020

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

34.77K shares

−34.77K

Strike price

5.20

Held after

0.00

Exercisable

—

10/8/2020

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

66.18K shares

−66.18K

Strike price

5.23

Held after

0.00

Exercisable

—

10/8/2020

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

33.33K shares

−33.33K

Strike price

7.39

Held after

0.00

Exercisable

—

10/8/2020

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

45.62K shares

−45.62K

Strike price

8.21

Held after

0.00

Exercisable

—

10/8/2020

Stock Option (Right to Buy

Direct

D · Disposition

Converts to

Common Stock

7.93K shares

−7.93K

Strike price

28.29

Held after

0.00

Exercisable

—

10/8/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Option (Right to Buy) Direct	Common Stock42.43K shares	10/8/2020	D · Disposition	−42.43K	3.45	—
Stock Option (Right to Buy) Direct	Common Stock34.77K shares	10/8/2020	D · Disposition	−34.77K	5.20	—
Stock Option (Right to Buy) Direct	Common Stock66.18K shares	10/8/2020	D · Disposition	−66.18K	5.23	—
Stock Option (Right to Buy) Direct	Common Stock33.33K shares	10/8/2020	D · Disposition	−33.33K	7.39	—
Stock Option (Right to Buy) Direct	Common Stock45.62K shares	10/8/2020	D · Disposition	−45.62K	8.21	—
Stock Option (Right to Buy Direct	Common Stock7.93K shares	10/8/2020	D · Disposition	−7.93K	28.29	—