PLAGEMANN THOMAS G. (CCO; EVP, Capital Markets) sold 39.9% of their position (92.73K shares) of VIVINT SOLAR, INC. on the open market

Open‑market sale worth $2.56M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales

PLAGEMANN THOMAS G.

Filed: 8/27/2020ACC: 0001209191-20-048558

InsiderPLAGEMANN THOMAS G.CIK 1618828

→

IssuerVIVINT SOLAR, INC.CIK 1607716

Officer· CCO; EVP, Capital Markets

Since Jul 2018

-92.73K

Net shares

Net seller

$2.56M

Total sold

Open market trades

0B · 2S

Total transactions

86.79K acquired · 179.52K disposed

Non-Derivative Transactions5

Common Stock

Direct

M · Option Exercise

+54.82K

Price / share

$3.25

Trade value

$178.18K

% of position

37.7%

8/26/2020

145.54K→200.37K

Common Stock

Direct

M · Option Exercise

+22.23K

Price / share

$3.45

Trade value

$76.68K

% of position

11.1%

8/26/2020

200.37K→222.59K

Common Stock

Direct

M · Option Exercise

+9.74K

Price / share

$5.20

Trade value

$50.63K

% of position

4.4%

8/26/2020

222.59K→232.33K

Common Stock

Direct

S · Sale

−86.79K

Price / share

$27.57

Trade value

$2.39M

% of position

37.4%

8/26/2020

232.33K→145.54K

Common Stock

Direct

S · Sale

−5.95K

Price / share

$27.55

Trade value

$163.77K

% of position

4.1%

8/26/2020

145.54K→139.60K

Total

Net shares

−5.95K

Net value

-$2.25M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/26/2020	M · Option Exercise	+54.82K	$3.25	$178.18K	37.7%	145.54K	200.37K
Common Stock Direct	8/26/2020	M · Option Exercise	+22.23K	$3.45	$76.68K	11.1%	200.37K	222.59K
Common Stock Direct	8/26/2020	M · Option Exercise	+9.74K	$5.20	$50.63K	4.4%	222.59K	232.33K
Common Stock Direct	8/26/2020	S · Sale	−86.79K	$27.57	$2.39M	37.4%	232.33K	145.54K
Common Stock Direct	8/26/2020	S · Sale	−5.95K	$27.55	$163.77K	4.1%	145.54K	139.60K
Total			−5.95K		-$2.25M

Derivative Transactions3

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

54.82K shares

−54.82K

Strike price

3.25

Held after

0.00

Exercisable

—

8/26/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

22.23K shares

−22.23K

Strike price

3.45

Held after

42.43K

Exercisable

—

8/26/2020

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

9.74K shares

−9.74K

Strike price

5.20

Held after

34.77K

Exercisable

—

8/26/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock54.82K shares	8/26/2020	M · Option Exercise	−54.82K	3.25	—	0.00
Stock Option (Right to Buy) Direct	Common Stock22.23K shares	8/26/2020	M · Option Exercise	−22.23K	3.45	—	42.43K
Stock Option (Right to Buy) Direct	Common Stock9.74K shares	8/26/2020	M · Option Exercise	−9.74K	5.20	—	34.77K