PLAFKER ALAN exercised options at SURGE COMPONENTS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/5/2021ACC: 0001213900-21-024747
-7.55K
Net shares
Net seller
$10.5K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
7.45K acquired · 15K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+7.45K
Price / share
$1.41
Trade value
$10.50K
% of position
39.4%
4/30/2021
18.89K→26.33K
Total
Net shares
+7.45K
Net value
$10.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/30/2021 | M · Option Exercise | +7.45K | $1.41 | $10.50K | 39.4% | 18.89K | 26.33K |
| Total | +7.45K | $10.50K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
15K shares
Shares
−15K
Strike price
1.41
Held after
0.00
Exercisable
—
4/30/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock15K shares | 4/30/2021 | M · Option Exercise | −15K | 1.41 | — | 0.00 |