PLAFKER ALAN exercised options at SURGE COMPONENTS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/18/2019ACC: 0001213900-19-004403
-14.31K
Net shares
Net seller
$21.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
25K acquired · 39.31K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+25K
Price / share
$0.87
Trade value
$21.75K
% of position
305.0%
3/18/2019
8.20K→33.20K
Common Stock
Direct
Shares
−14.31K
Price / share
$1.52
Trade value
$21.75K
% of position
43.1%
3/18/2019
33.20K→18.89K
Total
Net shares
+10.69K
Net value
$0.32
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/18/2019 | M · Option Exercise | +25K | $0.87 | $21.75K | 305.0% | 8.20K | 33.20K |
| Common Stock Direct | 3/18/2019 | F · Tax Withholding | −14.31K | $1.52 | $21.75K | 43.1% | 33.20K | 18.89K |
| Total | +10.69K | $0.32 | ||||||
Derivative Transactions1
Stock Option
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
0.87
Held after
0.00
Exercisable
—
3/18/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock25K shares | 3/18/2019 | M · Option Exercise | −25K | 0.87 | — | 0.00 |