PLAFKER ALAN exercised options at SURGE COMPONENTS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/29/2018ACC: 0001213900-18-016696
-16.80K
Net shares
Net seller
$20.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
25K acquired · 41.80K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+25K
Price / share
$0.82
Trade value
$20.50K
% of position
New position
10/18/2018
0.00→25K
Common Stock
Direct
Shares
−16.80K
Price / share
$1.22
Trade value
$20.50K
% of position
67.2%
10/18/2018
25K→8.20K
Total
Net shares
+8.20K
Net value
$0.34
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/18/2018 | M · Option Exercise | +25K | $0.82 | $20.50K | New position | 0.00 | 25K |
| Common Stock Direct | 10/18/2018 | F · Tax Withholding | −16.80K | $1.22 | $20.50K | 67.2% | 25K | 8.20K |
| Total | +8.20K | $0.34 | ||||||
Derivative Transactions1
Stock Option
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
0.82
Held after
0.00
Exercisable
—
10/18/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock25K shares | 10/18/2018 | M · Option Exercise | −25K | 0.82 | — | 0.00 |