PLAEHN MARTIN

PrivateCIK: 1229280
Location

SEATTLE, WA

PLAEHN MARTIN (Chairman, CEO and President) reported 2 transactions at CONTROL4 CORP

Review the transaction codes below to understand the nature of each event.

InsiderPLAEHN MARTINCIK 1229280
IssuerCONTROL4 CORPCIK 1259515
DirectorOfficer· Chairman, CEO and President
Since Aug 2018
-516.83K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
14
Total transactions
516.83K disposed
Non-Derivative Transactions2

Common Stock

Direct
D · Disposition

Shares

154.71K

Price / share

Trade value

% of position

New position
8/1/2019
154.71K0.00

Common Stock

Indirect
D · Disposition

Shares

1.11K

Price / share

Trade value

% of position

New position
8/1/2019
1.11K0.00
Total

Net shares

155.82K

Net value

$0.00

Derivative Transactions12

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

10K shares

Shares

10K

Strike price

Held after

0.00

Exercisable

8/1/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

150K shares

Shares

150K

Strike price

Held after

0.00

Exercisable

8/1/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

6.25K shares

Shares

6.25K

Strike price

Held after

0.00

Exercisable

8/1/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

29.57K shares

Shares

29.57K

Strike price

Held after

0.00

Exercisable

8/1/2019

Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

11.25K shares

Shares

11.25K

Strike price

Held after

0.00

Exercisable

8/1/2019

Performance-based Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

11.25K shares

Shares

11.25K

Strike price

Held after

0.00

Exercisable

8/1/2019

Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

15.20K shares

Shares

15.20K

Strike price

Held after

0.00

Exercisable

8/1/2019

Performance-based Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

15.20K shares

Shares

15.20K

Strike price

Held after

0.00

Exercisable

8/1/2019

Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

44.05K shares

Shares

44.05K

Strike price

Held after

0.00

Exercisable

8/1/2019

Performance-based Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

17.60K shares

Shares

17.60K

Strike price

Held after

0.00

Exercisable

8/1/2019

Performance-based Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

44.05K shares

Shares

44.05K

Strike price

Held after

0.00

Exercisable

8/1/2019

Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

6.60K shares

Shares

6.60K

Strike price

Held after

0.00

Exercisable

8/1/2019
PLAEHN MARTIN — Insider Transaction (Form 4) Filed Aug 2, 2019 | Finecho