PIZZIE NICK (Chief Financial Officer) sold 43.5% of their position (33K shares) of AXSOME THERAPEUTICS, INC. on the open market
Open‑market sale worth $7.92M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 6/9/2026ACC: 0001193125-26-264035
Officer· Chief Financial Officer
Since Feb 2026
-33K
Net shares
Net seller
$7.92M
Total sold
1
Open market trades
0B · 1S
3
Total transactions
33K acquired · 66K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+33K
Price / share
$3.50
Trade value
$115.50K
% of position
77.0%
6/9/2026
42.87K→75.87K
Common Stock
Direct
Shares
−33K
Price / share
$240.09
Trade value
$7.92M
% of position
43.5%
6/9/2026
75.87K→42.87K
Total
Net shares
+0.00
Net value
-$7.81M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/9/2026 | M · Option Exercise | +33K | $3.50 | $115.50K | 77.0% | 42.87K | 75.87K |
| Common Stock Direct | 6/9/2026 | S · Sale | −33K | $240.09 | $7.92M | 43.5% | 75.87K | 42.87K |
| Total | +0.00 | -$7.81M | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
33K shares
Shares
−33K
Strike price
3.5
Held after
72K
Exercisable
—
6/9/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock33K shares | 6/9/2026 | M · Option Exercise | −33K | 3.5 | — | 72K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned488.00
Total
488.00 indirect488.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 488.00 | Indirect |
| Total | 488.00 | 488.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported