PIVOTAL SPAC FUNDING LLC reported 1 transaction at KLDISCOVERY INC.
Review the transaction codes below to understand the nature of each event.
Filed: 12/23/2019ACC: 0001094891-19-000246
10% Owner
Since Jan 2019
-2.24M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
5.07M acquired · 7.31M disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+5.07M
Price / share
—
Trade value
—
% of position
New position
12/19/2019
0.00→5.07M
Total
Net shares
+5.07M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 12/19/2019 | C · Conversion | +5.07M | — | — | New position | 0.00 | 5.07M |
| Total | +5.07M | $0.00 | ||||||
Derivative Transactions3
Class B common stock
Indirect
Converts to
Common Stock
479.39K shares
Shares
−479.39K
Strike price
Held after
5.32M
Exercisable
—
12/19/2019
Class B common stock
Indirect
Converts to
Common Stock
5.07M shares
Shares
−5.07M
Strike price
Held after
0.00
Exercisable
—
12/19/2019
Warrants
Indirect
Converts to
Common Stock
1.76M shares
Shares
−1.76M
Strike price
11.50
Held after
4.59M
Exercisable
—
12/19/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B common stock Indirect | Common Stock479.39K shares | 12/19/2019 | D · Disposition | −479.39K | — | 5.32M | |
| Class B common stock Indirect | Common Stock5.07M shares | 12/19/2019 | C · Conversion | −5.07M | — | 0.00 | |
| Warrants Indirect | Common Stock1.76M shares | 12/19/2019 | D · Disposition | −1.76M | 11.50 | — | 4.59M |