Filed: 12/6/2018ACC: 0001520138-18-000339
DirectorOfficer10% Owner· President
Since Sep 2018
+250K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
250K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Series A Convertible Preferred Stock
Direct
Converts to
Common Stock
1.09M shares
Shares
+250K
Strike price
0.00
Held after
598.60K
Exercisable
—
11/20/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred Stock Direct | Common Stock1.09M shares | 11/20/2018 | P · Purchase | +250K | 0.00 | — | 598.60K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned6.94K
Total
6.94K direct6.94K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 6.94K | Direct |
| Total | 6.94K | 6.94K direct |
Derivative Holdings (Post-Transaction)1
Series A Convertible Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
56.18K
Shares owned
15K
Exercise price
0.00
Expiration
—
Exercise window
—
Total
Underlying
56.18K
Owned
15K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series A Convertible Preferred Stock Indirect | Common Stock | 0.00 | — | — | 56.18K | 15K |
| Total | 56.18K | 15K | ||||