PINNACLE WEALTH PLANNING SERVICES, INC.

Filed: 5/3/2023ACC: 0001726752-23-000002

📋 What this filing means

PINNACLE WEALTH PLANNING SERVICES, INC. filed this quarterly 13F‑HR report disclosing 470 equity positions with a total reported market value of $601.74M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

470

Positions

$601.74M

Total AUM (reported)

17.43M

Total Shares

Allocation by class

STOCK$293.13M48.7%

ETF$269.42M44.8%

ADR$23.48M3.9%

CEF$10.59M1.8%

REIT$5.12M0.9%

Portfolio Concentration

Top 3$171.83M28.6%

4–10$101.86M16.9%

11–25$71.12M11.8%

Rest$256.92M42.7%

Top 3 weight

28.6%

Top 10 weight

45.5%

Voting Authority Distribution

Total shares with voting rights: 17.43M

Sole

Full voting authority

2.80K

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

17.43M

% of voting shares100.0%

Investment Discretion (by position count)

Sole470

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings470

Rows:

VANECK IG FLOATING RATE ETF

SOLE

ETF

Shares3.21M

TypeSH

Market value$70.26M

11.68%

Sole

0.00

Shared

0.00

None

3.21M

ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP

SOLE

Stock

Shares4.34M

TypeSH

Market value$54.14M

9.00%

Sole

0.00

Shared

0.00

None

4.34M

SPDR PORTFOLIO S&P 600 SMALL CAP ETF

SOLE

ETF

Shares1.26M

TypeSH

Market value$47.42M

7.88%

Sole

0.00

Shared

0.00

None

1.26M

SPDR S&P 500 ETF

SOLE

ETF

Shares51.64K

TypeSH

Market value$20.57M

3.42%

Sole

1.40K

Shared

0.00

None

50.24K

SPDR PORTFOLIO S&P 500 VALUE ETF

SOLE

ETF

Shares493.34K

TypeSH

Market value$20.09M

3.34%

Sole

0.00

Shared

0.00

None

493.34K

APPLE INC

SOLE

Stock

Shares91.82K

TypeSH

Market value$15.14M

2.52%

Sole

0.00

Shared

0.00

None

91.82K

MICROSOFT

SOLE

Stock

Shares43.91K

TypeSH

Market value$12.63M

2.10%

Sole

100.00

Shared

0.00

None

43.81K

SPDR PORTFOLIO S&P 500 GROWTH ETF

SOLE

ETF

Shares254.67K

TypeSH

Market value$12.40M

2.06%

Sole

0.00

Shared

0.00

None

254.67K

SPDR PORTFOLIO AGGREGATE BOND ETF

SOLE

ETF

Shares458.76K

TypeSH

Market value$11.83M

1.97%

Sole

0.00

Shared

0.00

None

458.76K

SPDR PORTFOLIO S&P 500 ETF

SOLE

ETF

Shares191.07K

TypeSH

Market value$9.20M

1.53%

Sole

0.00

Shared

0.00

None

191.07K

FS KKR CAP CORP COM

SOLE

CEF

Shares402.01K

TypeSH

Market value$7.44M

1.24%

Sole

0.00

Shared

0.00

None

402.01K

FT CBOE VEST NASDAQ-100 BUFFER ETF - SEPTEMBER

SOLE

ETF

Shares351.90K

TypeSH

Market value$6.78M

1.13%

Sole

0.00

Shared

0.00

None

351.90K

SPDR DOUBLELINE EMERGING MARKETS FIXED INCOME ETF

SOLE

ETF

Shares160.19K

TypeSH

Market value$6.55M

1.09%

Sole

0.00

Shared

0.00

None

160.19K

NVIDIA CORP

SOLE

Stock

Shares21.52K

TypeSH

Market value$5.98M

0.99%

Sole

0.00

Shared

0.00

None

21.52K

AMAZON.COM INC

SOLE

Stock

Shares52.73K

TypeSH

Market value$5.45M

0.91%

Sole

0.00

Shared

0.00

None

52.73K

ISHARES MSCI EAFE VALUE INDEX ETF

SOLE

ETF

Shares110.59K

TypeSH

Market value$5.37M

0.89%

Sole

0.00

Shared

0.00

None

110.59K

ISHARES MSCI EAFE ETF

SOLE

ETF

Shares55.10K

TypeSH

Market value$3.94M

0.65%

Sole

0.00

Shared

0.00

None

55.10K

JPMORGAN BETABUILDERS USD HIGH YIELD CORPORATE BOND ETF

SOLE

ETF

Shares87.14K

TypeSH

Market value$3.92M

0.65%

Sole

0.00

Shared

0.00

None

87.14K

ISHARES MSCI EAFE GROWTH INDEX ETF

SOLE

ETF

Shares41.78K

TypeSH

Market value$3.91M

0.65%

Sole

0.00

Shared

0.00

None

41.78K

ONEOK INC NEW COM

SOLE

Stock

Shares59.56K

TypeSH

Market value$3.78M

0.63%

Sole

0.00

Shared

0.00

None

59.56K

ISHARES AGGREGATE BOND ETF

SOLE

ETF

Shares37.77K

TypeSH

Market value$3.76M

0.63%

Sole

0.00

Shared

0.00

None

37.77K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares24.26K

TypeSH

Market value$3.69M

0.61%

Sole

0.00

Shared

0.00

None

24.26K

FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND

SOLE

ETF

Shares132.81K

TypeSH

Market value$3.54M

0.59%

Sole

0.00

Shared

0.00

None

132.81K

TESLA MOTORS INC

SOLE

Stock

Shares16.93K

TypeSH

Market value$3.51M

0.58%

Sole

0.00

Shared

0.00

None

16.93K

PEPSICO INC COM

SOLE

Stock

Shares19.22K

TypeSH

Market value$3.50M

0.58%

Sole

0.00

Shared

0.00

None

19.22K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANECK IG FLOATING RATE ETFSOLE	ETF	3.21M	SH	$70.26M 11.68%	0.00	3.21M
ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIPSOLE	Stock	4.34M	SH	$54.14M 9.00%	0.00	4.34M
SPDR PORTFOLIO S&P 600 SMALL CAP ETFSOLE	ETF	1.26M	SH	$47.42M 7.88%	0.00	1.26M
SPDR S&P 500 ETFSOLE	ETF	51.64K	SH	$20.57M 3.42%	1.40K	50.24K
SPDR PORTFOLIO S&P 500 VALUE ETFSOLE	ETF	493.34K	SH	$20.09M 3.34%	0.00	493.34K
APPLE INCSOLE	Stock	91.82K	SH	$15.14M 2.52%	0.00	91.82K
MICROSOFTSOLE	Stock	43.91K	SH	$12.63M 2.10%	100.00	43.81K
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE	ETF	254.67K	SH	$12.40M 2.06%	0.00	254.67K
SPDR PORTFOLIO AGGREGATE BOND ETFSOLE	ETF	458.76K	SH	$11.83M 1.97%	0.00	458.76K
SPDR PORTFOLIO S&P 500 ETFSOLE	ETF	191.07K	SH	$9.20M 1.53%	0.00	191.07K
FS KKR CAP CORP COMSOLE	CEF	402.01K	SH	$7.44M 1.24%	0.00	402.01K
FT CBOE VEST NASDAQ-100 BUFFER ETF - SEPTEMBERSOLE	ETF	351.90K	SH	$6.78M 1.13%	0.00	351.90K
SPDR DOUBLELINE EMERGING MARKETS FIXED INCOME ETFSOLE	ETF	160.19K	SH	$6.55M 1.09%	0.00	160.19K
NVIDIA CORPSOLE	Stock	21.52K	SH	$5.98M 0.99%	0.00	21.52K
AMAZON.COM INCSOLE	Stock	52.73K	SH	$5.45M 0.91%	0.00	52.73K
ISHARES MSCI EAFE VALUE INDEX ETFSOLE	ETF	110.59K	SH	$5.37M 0.89%	0.00	110.59K
ISHARES MSCI EAFE ETFSOLE	ETF	55.10K	SH	$3.94M 0.65%	0.00	55.10K
JPMORGAN BETABUILDERS USD HIGH YIELD CORPORATE BOND ETFSOLE	ETF	87.14K	SH	$3.92M 0.65%	0.00	87.14K
ISHARES MSCI EAFE GROWTH INDEX ETFSOLE	ETF	41.78K	SH	$3.91M 0.65%	0.00	41.78K
ONEOK INC NEW COMSOLE	Stock	59.56K	SH	$3.78M 0.63%	0.00	59.56K
ISHARES AGGREGATE BOND ETFSOLE	ETF	37.77K	SH	$3.76M 0.63%	0.00	37.77K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	24.26K	SH	$3.69M 0.61%	0.00	24.26K
FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUNDSOLE	ETF	132.81K	SH	$3.54M 0.59%	0.00	132.81K
TESLA MOTORS INCSOLE	Stock	16.93K	SH	$3.51M 0.58%	0.00	16.93K
PEPSICO INC COMSOLE	Stock	19.22K	SH	$3.50M 0.58%	0.00	19.22K

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