Filed: 5/8/2024ACC: 0001765380-24-000202
📋 What this filing means
PINE VALLEY INVESTMENTS LTD LIABILITY CO filed this quarterly 13F‑HR report disclosing 488 equity positions with a total reported market value of $1.49B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
488
Positions
$1.49B
Total AUM (reported)
31.17M
Total Shares
Allocation by class
COM$660.47M44.4%
PUT$152.86M10.3%
TR UNIT$84.23M5.7%
TCW OPPORTUNIS$56.27M3.8%
CALL$52.04M3.5%
CL A$24.46M1.6%
UNIT SER 1$20.68M1.4%
Portfolio Concentration
Top 3$272.89M18.3%
4–10$185.23M12.4%
11–25$209.60M14.1%
Rest$820.53M55.1%
Top 3 weight
18.3%
Top 10 weight
30.8%
Voting Authority Distribution
Total shares with voting rights: 31.17M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
31.17M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole486
Shared0
Other2
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings488
Rows:
SPDR S&P 500 ETF TR
SOLEShares257.40K
TypePRN
Market value$134.64M
9.05%
Sole
0.00
Shared
0.00
None
257.40K
SPDR S&P 500 ETF TR
SOLEShares156.32K
TypeSH
Market value$81.99M
5.51%
Sole
0.00
Shared
0.00
None
156.32K
FIRST TR EXCHNG TRADED FD VI
OTRShares1.29M
TypeSH
Market value$56.27M
3.78%
Sole
0.00
Shared
0.00
None
1.29M
APPLE INC
SOLEShares257.33K
TypeSH
Market value$44.13M
2.96%
Sole
0.00
Shared
0.00
None
257.33K
MICROSOFT CORP
SOLEShares76.79K
TypeSH
Market value$32.31M
2.17%
Sole
0.00
Shared
0.00
None
76.79K
NVIDIA CORPORATION
SOLEShares29.31K
TypeSH
Market value$26.48M
1.78%
Sole
0.00
Shared
0.00
None
29.31K
ASSURED GUARANTY LTD
SOLEShares301.06K
TypeSH
Market value$26.27M
1.77%
Sole
0.00
Shared
0.00
None
301.06K
INVESCO QQQ TR
SOLEShares46.53K
TypeSH
Market value$20.68M
1.39%
Sole
0.00
Shared
0.00
None
46.53K
AMAZON COM INC
SOLEShares103.79K
TypeSH
Market value$18.72M
1.26%
Sole
0.00
Shared
0.00
None
103.79K
ALPHABET INC
SOLEShares109.27K
TypeSH
Market value$16.64M
1.12%
Sole
0.00
Shared
0.00
None
109.27K
JOHNSON & JOHNSON
SOLEShares101K
TypeSH
Market value$15.98M
1.07%
Sole
0.00
Shared
0.00
None
101K
COLUMBIA ETF TR I
OTRShares898.29K
TypeSH
Market value$15.97M
1.07%
Sole
0.00
Shared
0.00
None
898.29K
NEW GOLD INC CDA
SOLEShares9.05M
TypeSH
Market value$15.38M
1.03%
Sole
0.00
Shared
0.00
None
9.05M
PAN AMERN SILVER CORP
SOLEShares999.26K
TypeSH
Market value$15.07M
1.01%
Sole
0.00
Shared
0.00
None
999.26K
FIRST TR EXCHANGE-TRADED FD
SOLEShares250.06K
TypeSH
Market value$14.95M
1.00%
Sole
0.00
Shared
0.00
None
250.06K
EXXON MOBIL CORP
SOLEShares123.67K
TypeSH
Market value$14.38M
0.97%
Sole
0.00
Shared
0.00
None
123.67K
ALIBABA GROUP HLDG LTD
SOLEShares190.30K
TypePRN
Market value$13.77M
0.93%
Sole
0.00
Shared
0.00
None
190.30K
ALPHABET INC
SOLEShares90.08K
TypeSH
Market value$13.60M
0.91%
Sole
0.00
Shared
0.00
None
90.08K
FIRST TR EXCHANGE-TRADED FD
SOLEShares387.14K
TypeSH
Market value$13.48M
0.91%
Sole
0.00
Shared
0.00
None
387.14K
EQT CORP
SOLEShares361.89K
TypeSH
Market value$13.42M
0.90%
Sole
0.00
Shared
0.00
None
361.89K
VISA INC
SOLEShares47.64K
TypeSH
Market value$13.30M
0.89%
Sole
0.00
Shared
0.00
None
47.64K
ISHARES TR
SOLEShares25.16K
TypeSH
Market value$13.23M
0.89%
Sole
0.00
Shared
0.00
None
25.16K
FIRST TR EXCHANGE-TRADED FD
SOLEShares228.18K
TypeSH
Market value$12.82M
0.86%
Sole
0.00
Shared
0.00
None
228.18K
META PLATFORMS INC
SOLEShares25.57K
TypeSH
Market value$12.42M
0.83%
Sole
0.00
Shared
0.00
None
25.57K
JANUS DETROIT STR TR
SOLEShares233.44K
TypeSH
Market value$11.84M
0.80%
Sole
0.00
Shared
0.00
None
233.44K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 257.40K | PRN | $134.64M 9.05% | 0.00 | 0.00 | 257.40K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 156.32K | SH | $81.99M 5.51% | 0.00 | 0.00 | 156.32K |
FIRST TR EXCHNG TRADED FD VIOTR | TCW OPPORTUNIS | 1.29M | SH | $56.27M 3.78% | 0.00 | 0.00 | 1.29M |
APPLE INCSOLE | COM | 257.33K | SH | $44.13M 2.96% | 0.00 | 0.00 | 257.33K |
MICROSOFT CORPSOLE | COM | 76.79K | SH | $32.31M 2.17% | 0.00 | 0.00 | 76.79K |
NVIDIA CORPORATIONSOLE | COM | 29.31K | SH | $26.48M 1.78% | 0.00 | 0.00 | 29.31K |
ASSURED GUARANTY LTDSOLE | COM | 301.06K | SH | $26.27M 1.77% | 0.00 | 0.00 | 301.06K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 46.53K | SH | $20.68M 1.39% | 0.00 | 0.00 | 46.53K |
AMAZON COM INCSOLE | COM | 103.79K | SH | $18.72M 1.26% | 0.00 | 0.00 | 103.79K |
ALPHABET INCSOLE | CAP STK CL C | 109.27K | SH | $16.64M 1.12% | 0.00 | 0.00 | 109.27K |
JOHNSON & JOHNSONSOLE | COM | 101K | SH | $15.98M 1.07% | 0.00 | 0.00 | 101K |
COLUMBIA ETF TR IOTR | DIVERSIFID FXD | 898.29K | SH | $15.97M 1.07% | 0.00 | 0.00 | 898.29K |
NEW GOLD INC CDASOLE | COM | 9.05M | SH | $15.38M 1.03% | 0.00 | 0.00 | 9.05M |
PAN AMERN SILVER CORPSOLE | COM | 999.26K | SH | $15.07M 1.01% | 0.00 | 0.00 | 999.26K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 250.06K | SH | $14.95M 1.00% | 0.00 | 0.00 | 250.06K |
EXXON MOBIL CORPSOLE | COM | 123.67K | SH | $14.38M 0.97% | 0.00 | 0.00 | 123.67K |
ALIBABA GROUP HLDG LTDSOLE | CALL | 190.30K | PRN | $13.77M 0.93% | 0.00 | 0.00 | 190.30K |
ALPHABET INCSOLE | CAP STK CL A | 90.08K | SH | $13.60M 0.91% | 0.00 | 0.00 | 90.08K |
FIRST TR EXCHANGE-TRADED FDSOLE | SMID RISNG ETF | 387.14K | SH | $13.48M 0.91% | 0.00 | 0.00 | 387.14K |
EQT CORPSOLE | COM | 361.89K | SH | $13.42M 0.90% | 0.00 | 0.00 | 361.89K |
VISA INCSOLE | COM CL A | 47.64K | SH | $13.30M 0.89% | 0.00 | 0.00 | 47.64K |
ISHARES TRSOLE | CORE S&P500 ETF | 25.16K | SH | $13.23M 0.89% | 0.00 | 0.00 | 25.16K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 228.18K | SH | $12.82M 0.86% | 0.00 | 0.00 | 228.18K |
META PLATFORMS INCSOLE | CL A | 25.57K | SH | $12.42M 0.83% | 0.00 | 0.00 | 25.57K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 233.44K | SH | $11.84M 0.80% | 0.00 | 0.00 | 233.44K |
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