Filed: 11/8/2023ACC: 0001765380-23-000216
📋 What this filing means
PINE VALLEY INVESTMENTS LTD LIABILITY CO filed this quarterly 13F‑HR report disclosing 467 equity positions with a total reported market value of $1.10B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
467
Positions
$1.10B
Total AUM (reported)
22.87M
Total Shares
Allocation by class
COM$523.69M47.6%
TR UNIT$70.02M6.4%
TCW OPPORTUNIS$39.51M3.6%
PUT$33.21M3.0%
CALL$25.81M2.3%
SHS$21.38M1.9%
HENDRSON AAA CL$20.48M1.9%
Portfolio Concentration
Top 3$158.01M14.4%
4–10$130.78M11.9%
11–25$180.75M16.4%
Rest$629.94M57.3%
Top 3 weight
14.4%
Top 10 weight
26.3%
Voting Authority Distribution
Total shares with voting rights: 22.87M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
22.87M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole467
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings467
Rows:
SPDR S&P 500 ETF TR
SOLEShares161.42K
TypeSH
Market value$69.24M
6.30%
Sole
0.00
Shared
0.00
None
161.42K
APPLE INC
SOLEShares287.69K
TypeSH
Market value$49.25M
4.48%
Sole
0.00
Shared
0.00
None
287.69K
FIRST TR EXCHNG TRADED FD VI
SOLEShares939.60K
TypeSH
Market value$39.51M
3.59%
Sole
0.00
Shared
0.00
None
939.60K
MICROSOFT CORP
SOLEShares71.12K
TypeSH
Market value$22.46M
2.04%
Sole
0.00
Shared
0.00
None
71.12K
JANUS DETROIT STR TR
SOLEShares406.90K
TypeSH
Market value$20.48M
1.86%
Sole
0.00
Shared
0.00
None
406.90K
ASSURED GUARANTY LTD
SOLEShares302.49K
TypeSH
Market value$18.31M
1.67%
Sole
0.00
Shared
0.00
None
302.49K
SPDR S&P 500 ETF TR
SOLEShares41.80K
TypePRN
Market value$17.87M
1.63%
Sole
0.00
Shared
0.00
None
41.80K
FIRST TR EXCHANGE-TRADED FD
SOLEShares291.43K
TypeSH
Market value$17.38M
1.58%
Sole
0.00
Shared
0.00
None
291.43K
INVESCO QQQ TR
SOLEShares48.29K
TypeSH
Market value$17.33M
1.58%
Sole
0.00
Shared
0.00
None
48.29K
EXXON MOBIL CORP
SOLEShares144.31K
TypeSH
Market value$16.97M
1.54%
Sole
0.00
Shared
0.00
None
144.31K
FIRST TR VALUE LINE DIVID IN
SOLEShares441.93K
TypeSH
Market value$16.52M
1.50%
Sole
0.00
Shared
0.00
None
441.93K
JOHNSON & JOHNSON
SOLEShares94.17K
TypeSH
Market value$14.67M
1.33%
Sole
0.00
Shared
0.00
None
94.17K
EQT CORP
SOLEShares358.25K
TypeSH
Market value$14.54M
1.32%
Sole
0.00
Shared
0.00
None
358.25K
AMAZON COM INC
SOLEShares113.55K
TypeSH
Market value$14.43M
1.31%
Sole
0.00
Shared
0.00
None
113.55K
ALPHABET INC
SOLEShares102.62K
TypeSH
Market value$13.53M
1.23%
Sole
0.00
Shared
0.00
None
102.62K
PAN AMERN SILVER CORP
SOLEShares933.63K
TypeSH
Market value$13.52M
1.23%
Sole
0.00
Shared
0.00
None
933.63K
NVIDIA CORPORATION
SOLEShares28.10K
TypeSH
Market value$12.22M
1.11%
Sole
0.00
Shared
0.00
None
28.10K
DBX ETF TR
SOLEShares301.50K
TypeSH
Market value$11.81M
1.07%
Sole
0.00
Shared
0.00
None
301.50K
ALPHABET INC
SOLEShares90.02K
TypeSH
Market value$11.78M
1.07%
Sole
0.00
Shared
0.00
None
90.02K
FORTUNA SILVER MINES INC
SOLEShares4.25M
TypeSH
Market value$11.57M
1.05%
Sole
0.00
Shared
0.00
None
4.25M
ISHARES TR
SOLEShares24.35K
TypeSH
Market value$10.50M
0.96%
Sole
0.00
Shared
0.00
None
24.35K
KINROSS GOLD CORP
SOLEShares2.18M
TypeSH
Market value$9.92M
0.90%
Sole
0.00
Shared
0.00
None
2.18M
VISA INC
SOLEShares37.47K
TypeSH
Market value$8.62M
0.78%
Sole
0.00
Shared
0.00
None
37.47K
COLUMBIA ETF TR I
SOLEShares509.28K
TypeSH
Market value$8.57M
0.78%
Sole
0.00
Shared
0.00
None
509.28K
FIRST TR EXCHANGE-TRADED FD
SOLEShares185.83K
TypeSH
Market value$8.54M
0.78%
Sole
0.00
Shared
0.00
None
185.83K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 161.42K | SH | $69.24M 6.30% | 0.00 | 0.00 | 161.42K |
APPLE INCSOLE | COM | 287.69K | SH | $49.25M 4.48% | 0.00 | 0.00 | 287.69K |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 939.60K | SH | $39.51M 3.59% | 0.00 | 0.00 | 939.60K |
MICROSOFT CORPSOLE | COM | 71.12K | SH | $22.46M 2.04% | 0.00 | 0.00 | 71.12K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 406.90K | SH | $20.48M 1.86% | 0.00 | 0.00 | 406.90K |
ASSURED GUARANTY LTDSOLE | COM | 302.49K | SH | $18.31M 1.67% | 0.00 | 0.00 | 302.49K |
SPDR S&P 500 ETF TRSOLE | PUT | 41.80K | PRN | $17.87M 1.63% | 0.00 | 0.00 | 41.80K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 291.43K | SH | $17.38M 1.58% | 0.00 | 0.00 | 291.43K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 48.29K | SH | $17.33M 1.58% | 0.00 | 0.00 | 48.29K |
EXXON MOBIL CORPSOLE | COM | 144.31K | SH | $16.97M 1.54% | 0.00 | 0.00 | 144.31K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 441.93K | SH | $16.52M 1.50% | 0.00 | 0.00 | 441.93K |
JOHNSON & JOHNSONSOLE | COM | 94.17K | SH | $14.67M 1.33% | 0.00 | 0.00 | 94.17K |
EQT CORPSOLE | COM | 358.25K | SH | $14.54M 1.32% | 0.00 | 0.00 | 358.25K |
AMAZON COM INCSOLE | COM | 113.55K | SH | $14.43M 1.31% | 0.00 | 0.00 | 113.55K |
ALPHABET INCSOLE | CAP STK CL C | 102.62K | SH | $13.53M 1.23% | 0.00 | 0.00 | 102.62K |
PAN AMERN SILVER CORPSOLE | COM | 933.63K | SH | $13.52M 1.23% | 0.00 | 0.00 | 933.63K |
NVIDIA CORPORATIONSOLE | COM | 28.10K | SH | $12.22M 1.11% | 0.00 | 0.00 | 28.10K |
DBX ETF TRSOLE | XTRACKERS S&P | 301.50K | SH | $11.81M 1.07% | 0.00 | 0.00 | 301.50K |
ALPHABET INCSOLE | CAP STK CL A | 90.02K | SH | $11.78M 1.07% | 0.00 | 0.00 | 90.02K |
FORTUNA SILVER MINES INCSOLE | COM | 4.25M | SH | $11.57M 1.05% | 0.00 | 0.00 | 4.25M |
ISHARES TRSOLE | CORE S&P500 ETF | 24.35K | SH | $10.50M 0.96% | 0.00 | 0.00 | 24.35K |
KINROSS GOLD CORPSOLE | COM | 2.18M | SH | $9.92M 0.90% | 0.00 | 0.00 | 2.18M |
VISA INCSOLE | COM CL A | 37.47K | SH | $8.62M 0.78% | 0.00 | 0.00 | 37.47K |
COLUMBIA ETF TR ISOLE | DIVERSIFID FXD | 509.28K | SH | $8.57M 0.78% | 0.00 | 0.00 | 509.28K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 185.83K | SH | $8.54M 0.78% | 0.00 | 0.00 | 185.83K |
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