Filed: 8/14/2023ACC: 0001765380-23-000173
📋 What this filing means
PINE VALLEY INVESTMENTS LTD LIABILITY CO filed this quarterly 13F‑HR report disclosing 425 equity positions with a total reported market value of $1.02B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
425
Positions
$1.02B
Total AUM (reported)
21.69M
Total Shares
Allocation by class
COM$487.08M47.7%
TR UNIT$74.71M7.3%
TCW OPPORTUNIS$36.00M3.5%
CALL$35.53M3.5%
SHS$22.82M2.2%
HENDRSON AAA CL$21.51M2.1%
UNIT SER 1$17.95M1.8%
Portfolio Concentration
Top 3$157.34M15.4%
4–10$129.38M12.7%
11–25$168.95M16.5%
Rest$565.51M55.4%
Top 3 weight
15.4%
Top 10 weight
28.1%
Voting Authority Distribution
Total shares with voting rights: 21.69M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
21.69M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole425
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings425
Rows:
SPDR S&P 500 ETF TR
SOLEShares159.16K
TypeSH
Market value$70.80M
6.93%
Sole
0.00
Shared
0.00
None
159.16K
APPLE INC
SOLEShares260.58K
TypeSH
Market value$50.54M
4.95%
Sole
0.00
Shared
0.00
None
260.58K
FIRST TR EXCHNG TRADED FD VI
SOLEShares815.05K
TypeSH
Market value$36.00M
3.53%
Sole
0.00
Shared
0.00
None
815.05K
MICROSOFT CORP
SOLEShares64.55K
TypeSH
Market value$21.98M
2.15%
Sole
0.00
Shared
0.00
None
64.55K
JANUS DETROIT STR TR
SOLEShares431.43K
TypeSH
Market value$21.51M
2.11%
Sole
0.00
Shared
0.00
None
431.43K
FIRST TR VALUE LINE DIVID IN
SOLEShares449.38K
TypeSH
Market value$18.02M
1.76%
Sole
0.00
Shared
0.00
None
449.38K
INVESCO QQQ TR
SOLEShares48.53K
TypeSH
Market value$17.95M
1.76%
Sole
0.00
Shared
0.00
None
48.53K
FIRST TR EXCHANGE-TRADED FD
SOLEShares296.70K
TypeSH
Market value$17.69M
1.73%
Sole
0.00
Shared
0.00
None
296.70K
ASSURED GUARANTY LTD
SOLEShares302.90K
TypeSH
Market value$16.90M
1.66%
Sole
0.00
Shared
0.00
None
302.90K
JOHNSON & JOHNSON
SOLEShares92.66K
TypeSH
Market value$15.34M
1.50%
Sole
0.00
Shared
0.00
None
92.66K
EQT CORP
SOLEShares371.96K
TypeSH
Market value$15.30M
1.50%
Sole
0.00
Shared
0.00
None
371.96K
KINROSS GOLD CORP
SOLEShares3.16M
TypeSH
Market value$15.07M
1.48%
Sole
0.00
Shared
0.00
None
3.16M
EXXON MOBIL CORP
SOLEShares126.92K
TypeSH
Market value$13.61M
1.33%
Sole
0.00
Shared
0.00
None
126.92K
AMAZON COM INC
SOLEShares97.32K
TypeSH
Market value$12.69M
1.24%
Sole
0.00
Shared
0.00
None
97.32K
DBX ETF TR
SOLEShares309.37K
TypeSH
Market value$12.56M
1.23%
Sole
0.00
Shared
0.00
None
309.37K
ALPHABET INC
SOLEShares94.28K
TypeSH
Market value$11.41M
1.12%
Sole
0.00
Shared
0.00
None
94.28K
FORTUNA SILVER MINES INC
SOLEShares3.51M
TypeSH
Market value$11.37M
1.11%
Sole
0.00
Shared
0.00
None
3.51M
NVIDIA CORPORATION
SOLEShares26.70K
TypeSH
Market value$11.29M
1.11%
Sole
0.00
Shared
0.00
None
26.70K
ISHARES TR
SOLEShares24.53K
TypeSH
Market value$10.93M
1.07%
Sole
0.00
Shared
0.00
None
24.53K
ALPHABET INC
SOLEShares88.61K
TypeSH
Market value$10.61M
1.04%
Sole
0.00
Shared
0.00
None
88.61K
SPDR S&P 500 ETF TR
SOLEShares23K
TypePRN
Market value$10.20M
1.00%
Sole
0.00
Shared
0.00
None
23K
BLACK STONE MINERALS L P
SOLEShares550.89K
TypeSH
Market value$8.79M
0.86%
Sole
0.00
Shared
0.00
None
550.89K
FIRST TR EXCHANGE-TRADED FD
SOLEShares186.36K
TypeSH
Market value$8.78M
0.86%
Sole
0.00
Shared
0.00
None
186.36K
THERMO FISHER SCIENTIFIC INC
SOLEShares15.78K
TypeSH
Market value$8.23M
0.81%
Sole
0.00
Shared
0.00
None
15.78K
3M CO
SOLEShares81.24K
TypeSH
Market value$8.13M
0.80%
Sole
0.00
Shared
0.00
None
81.24K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 159.16K | SH | $70.80M 6.93% | 0.00 | 0.00 | 159.16K |
APPLE INCSOLE | COM | 260.58K | SH | $50.54M 4.95% | 0.00 | 0.00 | 260.58K |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 815.05K | SH | $36.00M 3.53% | 0.00 | 0.00 | 815.05K |
MICROSOFT CORPSOLE | COM | 64.55K | SH | $21.98M 2.15% | 0.00 | 0.00 | 64.55K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 431.43K | SH | $21.51M 2.11% | 0.00 | 0.00 | 431.43K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 449.38K | SH | $18.02M 1.76% | 0.00 | 0.00 | 449.38K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 48.53K | SH | $17.95M 1.76% | 0.00 | 0.00 | 48.53K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 296.70K | SH | $17.69M 1.73% | 0.00 | 0.00 | 296.70K |
ASSURED GUARANTY LTDSOLE | COM | 302.90K | SH | $16.90M 1.66% | 0.00 | 0.00 | 302.90K |
JOHNSON & JOHNSONSOLE | COM | 92.66K | SH | $15.34M 1.50% | 0.00 | 0.00 | 92.66K |
EQT CORPSOLE | COM | 371.96K | SH | $15.30M 1.50% | 0.00 | 0.00 | 371.96K |
KINROSS GOLD CORPSOLE | COM | 3.16M | SH | $15.07M 1.48% | 0.00 | 0.00 | 3.16M |
EXXON MOBIL CORPSOLE | COM | 126.92K | SH | $13.61M 1.33% | 0.00 | 0.00 | 126.92K |
AMAZON COM INCSOLE | COM | 97.32K | SH | $12.69M 1.24% | 0.00 | 0.00 | 97.32K |
DBX ETF TRSOLE | XTRACKERS S&P | 309.37K | SH | $12.56M 1.23% | 0.00 | 0.00 | 309.37K |
ALPHABET INCSOLE | CAP STK CL C | 94.28K | SH | $11.41M 1.12% | 0.00 | 0.00 | 94.28K |
FORTUNA SILVER MINES INCSOLE | COM | 3.51M | SH | $11.37M 1.11% | 0.00 | 0.00 | 3.51M |
NVIDIA CORPORATIONSOLE | COM | 26.70K | SH | $11.29M 1.11% | 0.00 | 0.00 | 26.70K |
ISHARES TRSOLE | CORE S&P500 ETF | 24.53K | SH | $10.93M 1.07% | 0.00 | 0.00 | 24.53K |
ALPHABET INCSOLE | CAP STK CL A | 88.61K | SH | $10.61M 1.04% | 0.00 | 0.00 | 88.61K |
SPDR S&P 500 ETF TRSOLE | CALL | 23K | PRN | $10.20M 1.00% | 0.00 | 0.00 | 23K |
BLACK STONE MINERALS L PSOLE | COM UNIT | 550.89K | SH | $8.79M 0.86% | 0.00 | 0.00 | 550.89K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 186.36K | SH | $8.78M 0.86% | 0.00 | 0.00 | 186.36K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 15.78K | SH | $8.23M 0.81% | 0.00 | 0.00 | 15.78K |
3M COSOLE | COM | 81.24K | SH | $8.13M 0.80% | 0.00 | 0.00 | 81.24K |
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