PINE VALLEY INVESTMENTS LTD LIABILITY CO

Filed: 5/15/2023ACC: 0001765380-23-000123

📋 What this filing means

PINE VALLEY INVESTMENTS LTD LIABILITY CO filed this quarterly 13F‑HR report disclosing 318 equity positions with a total reported market value of $676.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

318

Positions

$676.24M

Total AUM (reported)

18.90M

Total Shares

Allocation by class

COM$261.08M38.6%

TR UNIT$72.82M10.8%

TCW UNCONSTRAI$33.81M5.0%

HENDRSON AAA CL$21.11M3.1%

SHS$19.24M2.8%

UNIT SER 1$18.06M2.7%

CALL$13.06M1.9%

Portfolio Concentration

Top 3$131.98M19.5%

4–10$116.59M17.2%

11–25$120.05M17.8%

Rest$307.62M45.5%

Top 3 weight

19.5%

Top 10 weight

36.8%

Voting Authority Distribution

Total shares with voting rights: 18.90M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

18.90M

% of voting shares100.0%

Investment Discretion (by position count)

Sole318

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings318

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares166.50K

TypeSH

Market value$68.49M

10.13%

Sole

0.00

Shared

0.00

None

166.50K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW UNCONSTRAI

Shares1.38M

TypeSH

Market value$33.81M

5.00%

Sole

0.00

Shared

0.00

None

1.38M

APPLE INC

SOLE

COM

Shares181.03K

TypeSH

Market value$29.68M

4.39%

Sole

0.00

Shared

0.00

None

181.03K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares426.07K

TypeSH

Market value$21.11M

3.12%

Sole

0.00

Shared

0.00

None

426.07K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares56.17K

TypeSH

Market value$18.06M

2.67%

Sole

0.00

Shared

0.00

None

56.17K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares445.67K

TypeSH

Market value$17.93M

2.65%

Sole

0.00

Shared

0.00

None

445.67K

KINROSS GOLD CORP

SOLE

COM

Shares3.32M

TypeSH

Market value$17.68M

2.61%

Sole

0.00

Shared

0.00

None

3.32M

ASSURED GUARANTY LTD

SOLE

COM

Shares302.89K

TypeSH

Market value$15.92M

2.35%

Sole

0.00

Shared

0.00

None

302.89K

EQT CORP

SOLE

COM

Shares424.58K

TypeSH

Market value$13.78M

2.04%

Sole

0.00

Shared

0.00

None

424.58K

FORTUNA SILVER MINES INC

SOLE

COM

Shares3.20M

TypeSH

Market value$12.10M

1.79%

Sole

0.00

Shared

0.00

None

3.20M

DBX ETF TR

SOLE

XTRACKERS S&P

Shares316.60K

TypeSH

Market value$11.90M

1.76%

Sole

0.00

Shared

0.00

None

316.60K

MICROSOFT CORP

SOLE

COM

Shares40.15K

TypeSH

Market value$10.07M

1.49%

Sole

0.00

Shared

0.00

None

40.15K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares25.70K

TypeSH

Market value$10.04M

1.48%

Sole

0.00

Shared

0.00

None

25.70K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares54.09K

TypeSH

Market value$9.39M

1.39%

Sole

0.00

Shared

0.00

None

54.09K

AMAZON COM INC

SOLE

COM

Shares87.06K

TypeSH

Market value$8.90M

1.32%

Sole

0.00

Shared

0.00

None

87.06K

BLACK STONE MINERALS L P

SOLE

COM UNIT

Shares551.39K

TypeSH

Market value$8.80M

1.30%

Sole

0.00

Shared

0.00

None

551.39K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares146.04K

TypeSH

Market value$8.70M

1.29%

Sole

0.00

Shared

0.00

None

146.04K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares187.29K

TypeSH

Market value$8.16M

1.21%

Sole

0.00

Shared

0.00

None

187.29K

COLUMBIA ETF TR I

SOLE

DIVERSIFID FXD

Shares436.67K

TypeSH

Market value$7.72M

1.14%

Sole

0.00

Shared

0.00

None

436.67K

EXXON MOBIL CORP

SOLE

COM

Shares70.65K

TypeSH

Market value$7.06M

1.04%

Sole

0.00

Shared

0.00

None

70.65K

FIRST TR EXCHANGE-TRADED FD

SOLE

NASD TECH DIV

Shares121.70K

TypeSH

Market value$6.34M

0.94%

Sole

0.00

Shared

0.00

None

121.70K

ETF SER SOLUTIONS

SOLE

AAM BAHL & GAYN

Shares273.51K

TypeSH

Market value$6.20M

0.92%

Sole

0.00

Shared

0.00

None

273.51K

SPDR S&P 500 ETF TR

SOLE

CALL

Shares14.60K

TypePRN

Market value$6.07M

0.90%

Sole

0.00

Shared

0.00

None

14.60K

NVIDIA CORPORATION

SOLE

COM

Shares19.56K

TypeSH

Market value$5.38M

0.80%

Sole

0.00

Shared

0.00

None

19.56K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares38.64K

TypeSH

Market value$5.32M

0.79%

Sole

0.00

Shared

0.00

None

38.64K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	166.50K	SH	$68.49M 10.13%	166.50K
FIRST TR EXCHNG TRADED FD VISOLE	TCW UNCONSTRAI	1.38M	SH	$33.81M 5.00%	1.38M
APPLE INCSOLE	COM	181.03K	SH	$29.68M 4.39%	181.03K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	426.07K	SH	$21.11M 3.12%	426.07K
INVESCO QQQ TRSOLE	UNIT SER 1	56.17K	SH	$18.06M 2.67%	56.17K
FIRST TR VALUE LINE DIVID INSOLE	SHS	445.67K	SH	$17.93M 2.65%	445.67K
KINROSS GOLD CORPSOLE	COM	3.32M	SH	$17.68M 2.61%	3.32M
ASSURED GUARANTY LTDSOLE	COM	302.89K	SH	$15.92M 2.35%	302.89K
EQT CORPSOLE	COM	424.58K	SH	$13.78M 2.04%	424.58K
FORTUNA SILVER MINES INCSOLE	COM	3.20M	SH	$12.10M 1.79%	3.20M
DBX ETF TRSOLE	XTRACKERS S&P	316.60K	SH	$11.90M 1.76%	316.60K
MICROSOFT CORPSOLE	COM	40.15K	SH	$10.07M 1.49%	40.15K
ISHARES TRSOLE	CORE S&P500 ETF	25.70K	SH	$10.04M 1.48%	25.70K
ISHARES TRSOLE	RUSSELL 2000 ETF	54.09K	SH	$9.39M 1.39%	54.09K
AMAZON COM INCSOLE	COM	87.06K	SH	$8.90M 1.32%	87.06K
BLACK STONE MINERALS L PSOLE	COM UNIT	551.39K	SH	$8.80M 1.30%	551.39K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	146.04K	SH	$8.70M 1.29%	146.04K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	187.29K	SH	$8.16M 1.21%	187.29K
COLUMBIA ETF TR ISOLE	DIVERSIFID FXD	436.67K	SH	$7.72M 1.14%	436.67K
EXXON MOBIL CORPSOLE	COM	70.65K	SH	$7.06M 1.04%	70.65K
FIRST TR EXCHANGE-TRADED FDSOLE	NASD TECH DIV	121.70K	SH	$6.34M 0.94%	121.70K
ETF SER SOLUTIONSSOLE	AAM BAHL & GAYN	273.51K	SH	$6.20M 0.92%	273.51K
SPDR S&P 500 ETF TRSOLE	CALL	14.60K	PRN	$6.07M 0.90%	14.60K
NVIDIA CORPORATIONSOLE	COM	19.56K	SH	$5.38M 0.80%	19.56K
VANGUARD INDEX FDSSOLE	VALUE ETF	38.64K	SH	$5.32M 0.79%	38.64K

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