PIERNO THOMAS M (Chief Financial Officer) reported 2 transactions at ROSETTA STONE INC
Review the transaction codes below to understand the nature of each event.
Filed: 10/16/2020ACC: 0001209191-20-055085
Officer· Chief Financial Officer
Since Feb 2019
-310.68K
Net shares
Net seller
$5.03M
Total sold
0
Open market trades
0B · 0S
4
Total transactions
310.68K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−144.48K
Price / share
$30.00
Trade value
$4.33M
% of position
New position
10/15/2020
144.48K→0.00
Common Stock
Direct
Shares
−23.10K
Price / share
$30.00
Trade value
$692.88K
% of position
New position
10/15/2020
23.10K→0.00
Total
Net shares
−167.57K
Net value
-$5.03M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/15/2020 | D · Disposition | −144.48K | $30.00 | $4.33M | New position | 144.48K | 0.00 |
| Common Stock Direct | 10/15/2020 | D · Disposition | −23.10K | $30.00 | $692.88K | New position | 23.10K | 0.00 |
| Total | −167.57K | -$5.03M | ||||||
Derivative Transactions2
Stock Option (right to buy)
Direct
Converts to
Common Stock
70.40K shares
Shares
−70.40K
Strike price
9.78
Held after
0.00
Exercisable
—
10/15/2020
Stock Option (right to buy)
Direct
Converts to
Common Stock
72.70K shares
Shares
−72.70K
Strike price
7.47
Held after
0.00
Exercisable
—
10/15/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock70.40K shares | 10/15/2020 | D · Disposition | −70.40K | 9.78 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock72.70K shares | 10/15/2020 | D · Disposition | −72.70K | 7.47 | — | 0.00 |