PHUNG TRINH (VP, Finance) exercised options at SHOCKWAVE MEDICAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 3 exercises
Filed: 5/21/2024ACC: 0001642545-24-000093
Officer· VP, Finance
Since Feb 2022
0.00
Net shares
Net seller
$121.8K
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
19.76K acquired · 19.76K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+2.39K
Price / share
$4.03
Trade value
$9.63K
% of position
7.8%
5/17/2024
30.70K→33.09K
Common Stock
Direct
Shares
+1.34K
Price / share
$3.42
Trade value
$4.57K
% of position
4.0%
5/17/2024
33.09K→34.43K
Common Stock
Direct
Shares
+16.03K
Price / share
$6.71
Trade value
$107.58K
% of position
46.6%
5/17/2024
34.43K→50.46K
Total
Net shares
+19.76K
Net value
$121.78K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/17/2024 | M · Option Exercise | +2.39K | $4.03 | $9.63K | 7.8% | 30.70K | 33.09K |
| Common Stock Direct | 5/17/2024 | M · Option Exercise | +1.34K | $3.42 | $4.57K | 4.0% | 33.09K | 34.43K |
| Common Stock Direct | 5/17/2024 | M · Option Exercise | +16.03K | $6.71 | $107.58K | 46.6% | 34.43K | 50.46K |
| Total | +19.76K | $121.78K | ||||||
Derivative Transactions3
Stock Option
Direct
Converts to
Common Stock
2.39K shares
Shares
−2.39K
Strike price
4.026
Held after
0.00
Exercisable
—
5/17/2024
Stock Option
Direct
Converts to
Common Stock
1.34K shares
Shares
−1.34K
Strike price
3.416
Held after
0.00
Exercisable
—
5/17/2024
Stock Option
Direct
Converts to
Common Stock
16.03K shares
Shares
−16.03K
Strike price
6.71
Held after
0.00
Exercisable
—
5/17/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock2.39K shares | 5/17/2024 | M · Option Exercise | −2.39K | 4.026 | — | 0.00 |
| Stock Option Direct | Common Stock1.34K shares | 5/17/2024 | M · Option Exercise | −1.34K | 3.416 | — | 0.00 |
| Stock Option Direct | Common Stock16.03K shares | 5/17/2024 | M · Option Exercise | −16.03K | 6.71 | — | 0.00 |