PHIPPS JAMES exercised options at NEXTPLAT CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/22/2019ACC: 0001493152-19-000802
-58.93K
Net shares
Net seller
$20.6K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
137.50K acquired · 196.43K disposed
Non-Derivative Transactions2
Common Stock, par value $0.0001
Direct
Shares
+137.50K
Price / share
$0.15
Trade value
$20.63K
% of position
2864.6%
1/18/2019
4.80K→142.30K
Common Stock, par value $0.0001
Direct
Shares
−58.93K
Price / share
$0.35
Trade value
$20.63K
% of position
41.4%
1/18/2019
142.30K→83.37K
Total
Net shares
+78.57K
Net value
-$0.15
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 Direct | 1/18/2019 | M · Option Exercise | +137.50K | $0.15 | $20.63K | 2864.6% | 4.80K | 142.30K |
| Common Stock, par value $0.0001 Direct | 1/18/2019 | F · Tax Withholding | −58.93K | $0.35 | $20.63K | 41.4% | 142.30K | 83.37K |
| Total | +78.57K | -$0.15 | ||||||
Derivative Transactions1
Non-Qualified Stock Option (right to buy)
Direct
Converts to
Common Stock, par value $0.0001
137.50K shares
Shares
−137.50K
Strike price
0.15
Held after
85.42K
Exercisable
—
1/18/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) Direct | Common Stock, par value $0.0001137.50K shares | 1/18/2019 | M · Option Exercise | −137.50K | 0.15 | — | 85.42K |