PHIPPS DAVID

PrivateCIK: 1635266
Location

POOLE, X0

PHIPPS DAVID (Chief Executive Officer) exercised options at NEXTPLAT CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
InsiderPHIPPS DAVIDCIK 1635266
IssuerNEXTPLAT CORPCIK 1058307
DirectorOfficer10% Owner· Chief Executive Officer
Since Dec 2018
+400K
Net shares
Net buyer
$80.0K
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
800K acquired · 400K disposed
Non-Derivative Transactions1

Common Stock, par value $0.0001

Direct
M · Option Exercise

Shares

+400K

Price / share

$0.20

Trade value

$80K

% of position

1001.2%
8/21/2020
39.95K439.95K
Total

Net shares

+400K

Net value

$80K

Derivative Transactions2

Non-Qualified Stock Option (right to buy)

Direct
A · Award
Converts to

Common Stock par value $0.0001

400K shares

Shares

+400K

Strike price

0.20

Held after

408.33K

Exercisable

8/21/2020

Non-Qualified Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

400K shares

Shares

400K

Strike price

0.20

Held after

8.33K

Exercisable

8/21/2020
PHIPPS DAVID — Insider Transaction (Form 4) Filed Sep 1, 2020 | Finecho