PHILLIPS TODD L. (CEO, President, CFO) exercised options at RECYCLING ASSET HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/28/2018ACC: 0001629311-18-000003
DirectorOfficer· CEO, President, CFO
Since Mar 2019
+15.16K
Net shares
Net buyer
$7.7K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
15.16K acquired
Non-Derivative Transactions2
Common Stock
Direct
Shares
+11.25K
Price / share
—
Trade value
—
% of position
14.4%
6/15/2018
78.39K→89.64K
Common Stock
Direct
Shares
+3.91K
Price / share
$1.97
Trade value
$7.71K
% of position
4.8%
6/15/2018
81.81K→85.73K
Total
Net shares
+15.16K
Net value
$7.71K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/15/2018 | M · Option Exercise | +11.25K | — | — | 14.4% | 78.39K | 89.64K |
| Common Stock Direct | 6/15/2018 | F · Tax Withholding | +3.91K | $1.97 | $7.71K | 4.8% | 81.81K | 85.73K |
| Total | +15.16K | $7.71K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Non-Incentive Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
31.04K
Shares owned
31.04K
Exercise price
2.46
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
40.65K
Shares owned
40.65K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
71.69K
Owned
71.69K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Non-Incentive Stock Option (Right to Buy) Direct | Common Stock | 2.46 | — | — | 31.04K | 31.04K |
| Restricted Stock Units Direct | Common Stock | — | — | 40.65K | 40.65K | |
| Total | 71.69K | 71.69K | ||||