PHILLIPS TODD L.

PrivateCIK: 1629311
Location

LOUISVILLE, KY

PHILLIPS TODD L. (CEO, President, CFO) exercised options at RECYCLING ASSET HOLDINGS, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
InsiderPHILLIPS TODD L.CIK 1629311
DirectorOfficer· CEO, President, CFO
Since Mar 2019
-134.69K
Net shares
Net seller
$46.1K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
119.39K acquired · 254.08K disposed
Non-Derivative Transactions2

Common Stock

Direct
M · Option Exercise

Shares

+119.39K

Price / share

Trade value

% of position

139.3%
12/16/2019
85.73K205.12K

Common Stock

Direct
F · Tax Withholding

Shares

41.53K

Price / share

$1.11

Trade value

$46.10K

% of position

20.2%
12/16/2019
205.12K163.58K
Total

Net shares

+77.85K

Net value

-$46.10K

Derivative Transactions4

Non-Incentive Stock Options (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

62.12K shares

Shares

62.12K

Strike price

1.27

Held after

0.00

Exercisable

12/16/2019

Non-Incentive Stock Options (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

31.04K shares

Shares

31.04K

Strike price

2.46

Held after

0.00

Exercisable

12/16/2019

Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

78.74K shares

Shares

78.74K

Strike price

Held after

0.00

Exercisable

12/16/2019

Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

40.65K shares

Shares

40.65K

Strike price

Held after

0.00

Exercisable

12/16/2019
PHILLIPS TODD L. — Insider Transaction (Form 4) Filed Dec 18, 2019 | Finecho