PHILLIPS ROBERT J exercised options at QUAINT OAK BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/11/2023ACC: 0001437749-23-025615
Director
Since Dec 2022
0.00
Net shares
Net seller
$45.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3.38K acquired · 3.38K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+3.38K
Price / share
$13.30
Trade value
$45.02K
% of position
4.9%
9/11/2023
69.33K→72.71K
Total
Net shares
+3.38K
Net value
$45.02K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/11/2023 | M · Option Exercise | +3.38K | $13.30 | $45.02K | 4.9% | 69.33K | 72.71K |
| Total | +3.38K | $45.02K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
3.38K shares
Shares
−3.38K
Strike price
13.30
Held after
4.12K
Exercisable
—
9/11/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock3.38K shares | 9/11/2023 | M · Option Exercise | −3.38K | 13.30 | — | 4.12K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned1.40K
Common Stock
IndirectShares owned608.00
Total
2.01K indirect2.01K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.40K | Indirect |
| Common Stock | 608.00 | Indirect |
| Total | 2.01K | 2.01K indirect |
Derivative Holdings (Post-Transaction)1
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
5K
Exercise price
18.0000
Expiration
—
Exercise window
—
Total
Underlying
5K
Owned
5K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 18.0000 | — | — | 5K | 5K |
| Total | 5K | 5K | ||||