PHILLIPS ROBERT J exercised options at QUAINT OAK BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/4/2023ACC: 0001437749-23-000343
Director
Since Dec 2022
0.00
Net shares
Net seller
$64.8K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
8K acquired · 8K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+8K
Price / share
$8.10
Trade value
$64.80K
% of position
13.3%
1/3/2023
60.33K→68.33K
Total
Net shares
+8K
Net value
$64.80K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/3/2023 | M · Option Exercise | +8K | $8.10 | $64.80K | 13.3% | 60.33K | 68.33K |
| Total | +8K | $64.80K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
8K shares
Shares
−8K
Strike price
8.10
Held after
0.00
Exercisable
—
1/3/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock8K shares | 1/3/2023 | M · Option Exercise | −8K | 8.10 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned1.40K
Common Stock
IndirectShares owned608.00
Total
2.01K indirect2.01K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.40K | Indirect |
| Common Stock | 608.00 | Indirect |
| Total | 2.01K | 2.01K indirect |
Derivative Holdings (Post-Transaction)1
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
7.50K
Shares owned
7.50K
Exercise price
13.3000
Expiration
—
Exercise window
—
Total
Underlying
7.50K
Owned
7.50K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 13.3000 | — | — | 7.50K | 7.50K |
| Total | 7.50K | 7.50K | ||||