PHILLIPS ROBERT J exercised options at QUAINT OAK BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/16/2022ACC: 0001437749-22-029211
Director
Since Dec 2022
0.00
Net shares
Net seller
$16.2K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2K acquired · 2K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+2K
Price / share
$8.10
Trade value
$16.20K
% of position
3.4%
12/15/2022
58.30K→60.30K
Total
Net shares
+2K
Net value
$16.20K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/15/2022 | M · Option Exercise | +2K | $8.10 | $16.20K | 3.4% | 58.30K | 60.30K |
| Total | +2K | $16.20K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
2K shares
Shares
−2K
Strike price
8.10
Held after
8K
Exercisable
—
12/15/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock2K shares | 12/15/2022 | M · Option Exercise | −2K | 8.10 | — | 8K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned633.00
Common Stock
IndirectShares owned1.40K
Total
2.03K indirect2.03K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 633.00 | Indirect |
| Common Stock | 1.40K | Indirect |
| Total | 2.03K | 2.03K indirect |
Derivative Holdings (Post-Transaction)1
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
7.50K
Shares owned
7.50K
Exercise price
13.3000
Expiration
—
Exercise window
—
Total
Underlying
7.50K
Owned
7.50K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 13.3000 | — | — | 7.50K | 7.50K |
| Total | 7.50K | 7.50K | ||||