PHILLIPS LANCE

PrivateCIK: 1631043
Location

DALLAS, TX

PHILLIPS LANCE (Chief Financial Officer) exercised options at CAPSTEAD MORTGAGE CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
InsiderPHILLIPS LANCECIK 1631043
IssuerCAPSTEAD MORTGAGE CORPCIK 766701
Officer· Chief Financial Officer
Since Oct 2018
-7.99K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
5.09K acquired · 13.08K disposed
Non-Derivative Transactions1

Common Stock

Direct
M · Option Exercise

Shares

+5.09K

Price / share

Trade value

% of position

3.6%
2/25/2021
140.31K145.40K
Total

Net shares

+5.09K

Net value

$0.00

Derivative Transactions1

Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

13.08K shares

Shares

13.08K

Strike price

Held after

107.23K

Exercisable

2/25/2021
PHILLIPS LANCE — Insider Transaction (Form 4) Filed Mar 1, 2021 | Finecho