PHILLIPS LANCE (Chief Financial Officer) exercised options at CAPSTEAD MORTGAGE CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/21/2021ACC: 0000899243-21-041088
Officer· Chief Financial Officer
Since Oct 2018
-252.63K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
107.23K acquired · 359.87K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+107.23K
Price / share
—
Trade value
—
% of position
73.7%
10/19/2021
145.40K→252.63K
Common Stock
Direct
Shares
−252.63K
Price / share
—
Trade value
—
% of position
New position
10/19/2021
252.63K→0.00
Total
Net shares
−145.40K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/19/2021 | M · Option Exercise | +107.23K | — | — | 73.7% | 145.40K | 252.63K |
| Common Stock Direct | 10/19/2021 | D · Disposition | −252.63K | — | — | New position | 252.63K | 0.00 |
| Total | −145.40K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
107.23K shares
Shares
−107.23K
Strike price
Held after
0.00
Exercisable
—
10/19/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock107.23K shares | 10/19/2021 | M · Option Exercise | −107.23K | — | 0.00 |