PHILLIPS JOSHUA reported 13 transactions at SERA PROGNOSTICS, INC.
Review the transaction codes below to understand the nature of each event.
Class A Common Stock
Shares
+41.18K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+231.68K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+19.24K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+34.03K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+24.94K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+166.10K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+41.19K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+85.58K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+47.86K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+39.12K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+160.60K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+32.34K
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+3.71K
Price / share
—
Trade value
—
% of position
Net shares
+927.56K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +41.18K | — | — | 109.7% | 37.55K | 78.73K |
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +231.68K | — | — | 294.3% | 78.73K | 310.41K |
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +19.24K | — | — | 6.2% | 310.41K | 329.65K |
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +34.03K | — | — | 10.3% | 329.65K | 363.68K |
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +24.94K | — | — | 6.9% | 363.68K | 388.62K |
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +166.10K | — | — | 42.7% | 388.62K | 554.72K |
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +41.19K | — | — | 7.4% | 554.72K | 595.91K |
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +85.58K | — | — | 14.4% | 595.91K | 681.49K |
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +47.86K | — | — | 7.0% | 681.49K | 729.35K |
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +39.12K | — | — | 5.4% | 729.35K | 768.46K |
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +160.60K | — | — | 20.9% | 768.46K | 929.06K |
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +32.34K | — | — | 3.5% | 929.06K | 961.40K |
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +3.71K | — | — | 0.4% | 961.40K | 965.11K |
| Total | +927.56K | $0.00 | ||||||
Series A-1 Preferred Stock
Class A Common Stock
41.18K shares
Shares
−41.18K
Strike price
Held after
0.00
Exercisable
—
Series A-2 Preferred Stock
Class A Common Stock
231.68K shares
Shares
−231.68K
Strike price
Held after
0.00
Exercisable
—
Series B-1 Preferred Stock
Class A Common Stock
19.24K shares
Shares
−19.24K
Strike price
Held after
0.00
Exercisable
—
Series B-2 Preferred Stock
Class A Common Stock
34.03K shares
Shares
−34.03K
Strike price
Held after
0.00
Exercisable
—
Series D Preferred Stock
Class A Common Stock
24.94K shares
Shares
−24.94K
Strike price
Held after
0.00
Exercisable
—
Series A-2 Preferred Stock
Class A Common Stock
166.10K shares
Shares
−166.10K
Strike price
Held after
0.00
Exercisable
—
Series B-1 Preferred Stock
Class A Common Stock
41.19K shares
Shares
−41.19K
Strike price
Held after
0.00
Exercisable
—
Series B-2 Preferred Stock
Class A Common Stock
85.58K shares
Shares
−85.58K
Strike price
Held after
0.00
Exercisable
—
Series C-1 Preferred Stock
Class A Common Stock
47.86K shares
Shares
−47.86K
Strike price
Held after
0.00
Exercisable
—
Series D Preferred Stock
Class A Common Stock
39.12K shares
Shares
−39.12K
Strike price
Held after
0.00
Exercisable
—
Series E Preferred Stock
Class A Common Stock
160.60K shares
Shares
−160.60K
Strike price
Held after
0.00
Exercisable
—
Series C-1 Preferred Stock
Class A Common Stock
32.34K shares
Shares
−32.34K
Strike price
Held after
0.00
Exercisable
—
Series D Preferred Stock
Class A Common Stock
3.71K shares
Shares
−3.71K
Strike price
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A-1 Preferred Stock Indirect | Class A Common Stock41.18K shares | 7/19/2021 | C · Conversion | −41.18K | — | 0.00 | |
| Series A-2 Preferred Stock Indirect | Class A Common Stock231.68K shares | 7/19/2021 | C · Conversion | −231.68K | — | 0.00 | |
| Series B-1 Preferred Stock Indirect | Class A Common Stock19.24K shares | 7/19/2021 | C · Conversion | −19.24K | — | 0.00 | |
| Series B-2 Preferred Stock Indirect | Class A Common Stock34.03K shares | 7/19/2021 | C · Conversion | −34.03K | — | 0.00 | |
| Series D Preferred Stock Indirect | Class A Common Stock24.94K shares | 7/19/2021 | C · Conversion | −24.94K | — | 0.00 | |
| Series A-2 Preferred Stock Indirect | Class A Common Stock166.10K shares | 7/19/2021 | C · Conversion | −166.10K | — | 0.00 | |
| Series B-1 Preferred Stock Indirect | Class A Common Stock41.19K shares | 7/19/2021 | C · Conversion | −41.19K | — | 0.00 | |
| Series B-2 Preferred Stock Indirect | Class A Common Stock85.58K shares | 7/19/2021 | C · Conversion | −85.58K | — | 0.00 | |
| Series C-1 Preferred Stock Indirect | Class A Common Stock47.86K shares | 7/19/2021 | C · Conversion | −47.86K | — | 0.00 | |
| Series D Preferred Stock Indirect | Class A Common Stock39.12K shares | 7/19/2021 | C · Conversion | −39.12K | — | 0.00 | |
| Series E Preferred Stock Indirect | Class A Common Stock160.60K shares | 7/19/2021 | C · Conversion | −160.60K | — | 0.00 | |
| Series C-1 Preferred Stock Indirect | Class A Common Stock32.34K shares | 7/19/2021 | C · Conversion | −32.34K | — | 0.00 | |
| Series D Preferred Stock Indirect | Class A Common Stock3.71K shares | 7/19/2021 | C · Conversion | −3.71K | — | 0.00 |