PHILLIPS JOHN MCQUITTY enters HABIT RESTAURANTS, INC. with 10.20K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Indirect Derivatives

PHILLIPS JOHN MCQUITTY

Filed: 11/5/2018ACC: 0000899243-18-028186

InsiderPHILLIPS JOHN MCQUITTYCIK 1757544

→

IssuerHABIT RESTAURANTS, INC.CIK 1617977

Officer· See Remarks

Since Oct 2018

10.20K

Baseline shares

0.00

Direct ownership

0 positions

81.03K

Derivative underlying

6 instruments

Security positions

10.20K indirect

Non-Derivative Holdings2

Class A Common Stock

Indirect

Shares owned1.55K

Class A Common Stock

Indirect

Shares owned8.65K

Total

10.20K indirect10.20K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	1.55K	Indirect
Class A Common Stock	8.65K	Indirect
Total	10.20K	10.20K indirect

Derivative Holdings6

Nonstatutory Stock Option (Right to Buy)

Indirect

Underlying security

Class A Common Stock

Underlying shares

5.90K

Shares owned

N/A

Exercise price

18.96

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Indirect

Underlying security

Class A Common Stock

Underlying shares

8.96K

Shares owned

N/A

Exercise price

15.90

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Indirect

Underlying security

Class A Common Stock

Underlying shares

Shares owned

N/A

Exercise price

14.63

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Indirect

Underlying security

Class A Common Stock

Underlying shares

1.80K

Shares owned

N/A

Exercise price

32.32

Expiration

—

Exercise window

—

Nonstatutory Stock Option (Right to Buy)

Indirect

Underlying security

Class A Common Stock

Underlying shares

25K

Shares owned

N/A

Exercise price

9.10

Expiration

—

Exercise window

—

Common Units and Class B Common Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

34.37K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

81.03K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Nonstatutory Stock Option (Right to Buy) Indirect	Class A Common Stock	18.96	—	—	5.90K	N/A
Nonstatutory Stock Option (Right to Buy) Indirect	Class A Common Stock	15.90	—	—	8.96K	N/A
Nonstatutory Stock Option (Right to Buy) Indirect	Class A Common Stock	14.63	—	—	5K	N/A
Nonstatutory Stock Option (Right to Buy) Indirect	Class A Common Stock	32.32	—	—	1.80K	N/A
Nonstatutory Stock Option (Right to Buy) Indirect	Class A Common Stock	9.10	—	—	25K	N/A
Common Units and Class B Common Stock Indirect	Class A Common Stock		—	—	34.37K	N/A
Total					81.03K	0.00