PHILLIPS DAVID L sold 35.2% of their position (72.17K shares) of VERTEX ENERGY INC. on the open market
Open‑market sale worth $649.5K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 7/26/2021ACC: 0001580695-21-000213
-72.17K
Net shares
Net seller
$649.5K
Total sold
1
Open market trades
0B · 1S
5
Total transactions
120K acquired · 192.17K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+60K
Price / share
$2.08
Trade value
$124.80K
% of position
70.6%
7/7/2021
85K→145K
Common Stock
Direct
Shares
+60K
Price / share
$1.26
Trade value
$75.60K
% of position
41.4%
7/7/2021
145K→205K
Common Stock
Direct
Shares
−72.17K
Price / share
$9.00
Trade value
$649.55K
% of position
35.2%
7/15/2021
205K→132.83K
Total
Net shares
+47.83K
Net value
-$449.15K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/7/2021 | M · Option Exercise | +60K | $2.08 | $124.80K | 70.6% | 85K | 145K |
| Common Stock Direct | 7/7/2021 | M · Option Exercise | +60K | $1.26 | $75.60K | 41.4% | 145K | 205K |
| Common Stock Direct | 7/15/2021 | S · Sale | −72.17K | $9.00 | $649.55K | 35.2% | 205K | 132.83K |
| Total | +47.83K | -$449.15K | ||||||
Derivative Transactions2
Stock Option
Direct
Converts to
Common Stock
60K shares
Shares
−60K
Strike price
2.08
Held after
0.00
Exercisable
—
7/7/2021
Stock Option
Direct
Converts to
Common Stock
60K shares
Shares
−60K
Strike price
1.26
Held after
0.00
Exercisable
—
7/7/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock60K shares | 7/7/2021 | M · Option Exercise | −60K | 2.08 | — | 0.00 |
| Stock Option Direct | Common Stock60K shares | 7/7/2021 | M · Option Exercise | −60K | 1.26 | — | 0.00 |