PHILLIPS DANIEL R (Senior Vice President) exercised options at PATHFINDER BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/21/2024ACC: 0000950170-24-129634
Officer· Senior Vice President
Since Jul 2019
0.00
Net shares
Net seller
$150.6K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
13.27K acquired · 13.27K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+13.27K
Price / share
$11.35
Trade value
$150.57K
% of position
53.1%
11/20/2024
25K→38.27K
Total
Net shares
+13.27K
Net value
$150.57K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/20/2024 | M · Option Exercise | +13.27K | $11.35 | $150.57K | 53.1% | 25K | 38.27K |
| Total | +13.27K | $150.57K | ||||||
Derivative Transactions1
Stock Options
Direct
Converts to
Common Stock
13.27K shares
Shares
−13.27K
Strike price
11.35
Held after
0.00
Exercisable
—
11/20/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock13.27K shares | 11/20/2024 | M · Option Exercise | −13.27K | 11.35 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned6.02K
Common Stock
IndirectShares owned13.41K
Common Stock
IndirectShares owned730.00
Total
20.16K indirect20.16K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 6.02K | Indirect |
| Common Stock | 13.41K | Indirect |
| Common Stock | 730.00 | Indirect |
| Total | 20.16K | 20.16K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported