PHILLIPS DANIEL R (Senior Vice President) exercised options at PATHFINDER BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 11/5/2024ACC: 0000950170-24-121165
Officer· Senior Vice President
Since Jul 2019
+9.79K
Net shares
Net buyer
$107.2K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
9.79K acquired
Non-Derivative Transactions2
Common Stock
Direct
Shares
+7.24K
Price / share
$10.81
Trade value
$78.23K
% of position
47.6%
11/4/2024
15.22K→22.45K
Common Stock
Direct
Shares
+2.55K
Price / share
$11.35
Trade value
$28.94K
% of position
11.4%
11/4/2024
22.45K→25K
Total
Net shares
+9.79K
Net value
$107.17K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/4/2024 | M · Option Exercise | +7.24K | $10.81 | $78.23K | 47.6% | 15.22K | 22.45K |
| Common Stock Direct | 11/4/2024 | M · Option Exercise | +2.55K | $11.35 | $28.94K | 11.4% | 22.45K | 25K |
| Total | +9.79K | $107.17K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned6.02K
Common Stock
IndirectShares owned730.00
Common Stock
IndirectShares owned13.41K
Total
20.16K indirect20.16K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 6.02K | Indirect |
| Common Stock | 730.00 | Indirect |
| Common Stock | 13.41K | Indirect |
| Total | 20.16K | 20.16K indirect |
Derivative Holdings (Post-Transaction)2
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
7.24K
Shares owned
0.00
Exercise price
10.81
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
15.82K
Shares owned
13.27K
Exercise price
11.35
Expiration
—
Exercise window
—
Total
Underlying
23.05K
Owned
13.27K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 10.81 | — | — | 7.24K | 0.00 |
| Stock Options Direct | Common Stock | 11.35 | — | — | 15.82K | 13.27K |
| Total | 23.05K | 13.27K | ||||