PHILLIPS DANIEL R (Senior Vice President) made both purchases and sales at PATHFINDER BANCORP, INC.

Purchased 0.7% of their position (100.00 shares) and sold 24.2% of their position (4.90K shares) — review individual transaction dates and prices for directional context.

P · 1S · 7

PHILLIPS DANIEL R

Filed: 9/17/2024ACC: 0000950170-24-107048

InsiderPHILLIPS DANIEL RCIK 1600203

→

IssuerPATHFINDER BANCORP, INC.CIK 1609065

Officer· Senior Vice President

Since Jul 2019

-4.80K

Net shares

Net seller

$76.6K

Total sold

Open market trades

1B · 7S

Total transactions

100.00 acquired · 4.90K disposed

Non-Derivative Transactions8

Common Stock

Direct

S · Sale

−2.25K

Price / share

$15.47

Trade value

$34.88K

% of position

11.1%

9/16/2024

20.22K→17.96K

Common Stock

Direct

S · Sale

−100.00

Price / share

$15.67

Trade value

$1.57K

% of position

0.6%

9/16/2024

17.96K→17.86K

Common Stock

Direct

S · Sale

−602.00

Price / share

$15.76

Trade value

$9.49K

% of position

3.4%

9/16/2024

17.86K→17.26K

Common Stock

Direct

S · Sale

−1.29K

Price / share

$15.77

Trade value

$20.41K

% of position

7.5%

9/16/2024

17.26K→15.97K

Common Stock

Direct

S · Sale

−504.00

Price / share

$15.78

Trade value

$7.95K

% of position

3.2%

9/16/2024

15.97K→15.46K

Common Stock

Direct

S · Sale

−45.00

Price / share

$15.82

Trade value

$711.90

% of position

0.3%

9/16/2024

15.46K→15.42K

Common Stock

Direct

S · Sale

−101.00

Price / share

$15.85

Trade value

$1.60K

% of position

0.7%

9/16/2024

15.42K→15.32K

Common Stock

Direct

S · Sale

+100.00

Price / share

$15.94

Trade value

$1.59K

% of position

0.7%

9/16/2024

15.12K→15.22K

Total

Net shares

−4.80K

Net value

-$75.01K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	9/16/2024	S · Sale	−2.25K	$15.47	$34.88K	11.1%	20.22K	17.96K
Common Stock Direct	9/16/2024	S · Sale	−100.00	$15.67	$1.57K	0.6%	17.96K	17.86K
Common Stock Direct	9/16/2024	S · Sale	−602.00	$15.76	$9.49K	3.4%	17.86K	17.26K
Common Stock Direct	9/16/2024	S · Sale	−1.29K	$15.77	$20.41K	7.5%	17.26K	15.97K
Common Stock Direct	9/16/2024	S · Sale	−504.00	$15.78	$7.95K	3.2%	15.97K	15.46K
Common Stock Direct	9/16/2024	S · Sale	−45.00	$15.82	$711.90	0.3%	15.46K	15.42K
Common Stock Direct	9/16/2024	S · Sale	−101.00	$15.85	$1.60K	0.7%	15.42K	15.32K
Common Stock Direct	9/16/2024	S · Sale	+100.00	$15.94	$1.59K	0.7%	15.12K	15.22K
Total			−4.80K		-$75.01K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)3

Common Stock

Indirect

Shares owned6.02K

Common Stock

Indirect

Shares owned13.41K

Common Stock

Indirect

Shares owned730.00

Total

20.16K indirect20.16K

Security Title	Shares Owned	Ownership Type
Common Stock	6.02K	Indirect
Common Stock	13.41K	Indirect
Common Stock	730.00	Indirect
Total	20.16K	20.16K indirect

Derivative Holdings (Post-Transaction)2

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

7.24K

Shares owned

7.24K

Exercise price

10.81

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

15.82K

Shares owned

15.82K

Exercise price

11.35

Expiration

—

Exercise window

—

Total

Underlying

23.05K

Owned

23.05K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options Direct	Common Stock	10.81	—	—	7.24K	7.24K
Stock Options Direct	Common Stock	11.35	—	—	15.82K	15.82K
Total					23.05K	23.05K