PHI TRAM T (Senior VP & General Counsel) exercised options at IMPERVA INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 6 exercises

PHI TRAM T

Filed: 8/17/2018ACC: 0001209191-18-047408

InsiderPHI TRAM TCIK 1424551

→

IssuerIMPERVA INCCIK 1364962

Officer· Senior VP & General Counsel

Since Aug 2018

-989.00

Net shares

Net seller

$45.1K

Total sold

Open market trades

0B · 0S

Total transactions

2.85K acquired · 3.84K disposed

Non-Derivative Transactions12

Common Stock

Direct

M · Option Exercise

+681.00

Price / share

—

Trade value

—

% of position

7.3%

8/15/2018

9.37K→10.05K

Common Stock

Direct

F · Tax Withholding

−236.00

Price / share

$45.60

Trade value

$10.76K

% of position

2.3%

8/15/2018

10.05K→9.81K

Common Stock

Direct

M · Option Exercise

+516.00

Price / share

—

Trade value

—

% of position

5.3%

8/15/2018

9.81K→10.33K

Common Stock

Direct

F · Tax Withholding

−179.00

Price / share

$45.60

Trade value

$8.16K

% of position

1.7%

8/15/2018

10.33K→10.15K

Common Stock

Direct

M · Option Exercise

+544.00

Price / share

—

Trade value

—

% of position

5.4%

8/15/2018

10.15K→10.70K

Common Stock

Direct

F · Tax Withholding

−189.00

Price / share

$45.60

Trade value

$8.62K

% of position

1.8%

8/15/2018

10.70K→10.51K

Common Stock

Direct

M · Option Exercise

+636.00

Price / share

—

Trade value

—

% of position

6.1%

8/15/2018

10.51K→11.14K

Common Stock

Direct

F · Tax Withholding

−220.00

Price / share

$45.60

Trade value

$10.03K

% of position

2.0%

8/15/2018

11.14K→10.92K

Common Stock

Direct

M · Option Exercise

+219.00

Price / share

—

Trade value

—

% of position

2.0%

8/15/2018

10.92K→11.14K

Common Stock

Direct

F · Tax Withholding

−76.00

Price / share

$45.60

Trade value

$3.47K

% of position

0.7%

8/15/2018

11.14K→11.07K

Common Stock

Direct

M · Option Exercise

+256.00

Price / share

—

Trade value

—

% of position

2.3%

8/15/2018

11.07K→11.32K

Common Stock

Direct

F · Tax Withholding

−89.00

Price / share

$45.60

Trade value

$4.06K

% of position

0.8%

8/15/2018

11.32K→11.23K

Total

Net shares

+1.86K

Net value

-$45.10K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/15/2018	M · Option Exercise	+681.00	—	—	7.3%	9.37K	10.05K
Common Stock Direct	8/15/2018	F · Tax Withholding	−236.00	$45.60	$10.76K	2.3%	10.05K	9.81K
Common Stock Direct	8/15/2018	M · Option Exercise	+516.00	—	—	5.3%	9.81K	10.33K
Common Stock Direct	8/15/2018	F · Tax Withholding	−179.00	$45.60	$8.16K	1.7%	10.33K	10.15K
Common Stock Direct	8/15/2018	M · Option Exercise	+544.00	—	—	5.4%	10.15K	10.70K
Common Stock Direct	8/15/2018	F · Tax Withholding	−189.00	$45.60	$8.62K	1.8%	10.70K	10.51K
Common Stock Direct	8/15/2018	M · Option Exercise	+636.00	—	—	6.1%	10.51K	11.14K
Common Stock Direct	8/15/2018	F · Tax Withholding	−220.00	$45.60	$10.03K	2.0%	11.14K	10.92K
Common Stock Direct	8/15/2018	M · Option Exercise	+219.00	—	—	2.0%	10.92K	11.14K
Common Stock Direct	8/15/2018	F · Tax Withholding	−76.00	$45.60	$3.47K	0.7%	11.14K	11.07K
Common Stock Direct	8/15/2018	M · Option Exercise	+256.00	—	—	2.3%	11.07K	11.32K
Common Stock Direct	8/15/2018	F · Tax Withholding	−89.00	$45.60	$4.06K	0.8%	11.32K	11.23K
Total			+1.86K		-$45.10K

Derivative Transactions6

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

681.00 shares

−681.00

Strike price

Held after

4.09K

Exercisable

—

8/15/2018

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

516.00 shares

−516.00

Strike price

Held after

516.00

Exercisable

—

8/15/2018

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

544.00 shares

−544.00

Strike price

Held after

5.44K

Exercisable

—

8/15/2018

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

636.00 shares

−636.00

Strike price

Held after

3.18K

Exercisable

—

8/15/2018

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

219.00 shares

−219.00

Strike price

Held after

2.41K

Exercisable

—

8/15/2018

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

256.00 shares

−256.00

Strike price

Held after

1.53K

Exercisable

—

8/15/2018

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock681.00 shares	8/15/2018	M · Option Exercise	−681.00	—	4.09K
Restricted Stock Units Direct	Common Stock516.00 shares	8/15/2018	M · Option Exercise	−516.00	—	516.00
Restricted Stock Units Direct	Common Stock544.00 shares	8/15/2018	M · Option Exercise	−544.00	—	5.44K
Restricted Stock Units Direct	Common Stock636.00 shares	8/15/2018	M · Option Exercise	−636.00	—	3.18K
Restricted Stock Units Direct	Common Stock219.00 shares	8/15/2018	M · Option Exercise	−219.00	—	2.41K
Restricted Stock Units Direct	Common Stock256.00 shares	8/15/2018	M · Option Exercise	−256.00	—	1.53K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned24.69K

Total

24.69K indirect24.69K

Security Title	Shares Owned	Ownership Type
Common Stock	24.69K	Indirect
Total	24.69K	24.69K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported