PHEGLEY RICHARD N (Executive Vice President, CFO) reported 2 transactions at SMART & FINAL STORES, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 6/20/2019ACC: 0001104659-19-036675
Officer· Executive Vice President, CFO
Since Apr 2019
-1.18M
Net shares
Net seller
$5.81M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.18M disposed
Non-Derivative Transactions2
Common stock (par value $0.001)
Direct
Shares
−788.30K
Price / share
$6.50
Trade value
$5.12M
% of position
New position
6/20/2019
788.30K→0.00
Common stock (par value $0.001)
Direct
Shares
−105.59K
Price / share
$6.50
Trade value
$686.37K
% of position
New position
6/20/2019
105.59K→0.00
Total
Net shares
−893.89K
Net value
-$5.81M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common stock (par value $0.001) Direct | 6/20/2019 | D · Disposition | −788.30K | $6.50 | $5.12M | New position | 788.30K | 0.00 |
| Common stock (par value $0.001) Direct | 6/20/2019 | D · Disposition | −105.59K | $6.50 | $686.37K | New position | 105.59K | 0.00 |
| Total | −893.89K | -$5.81M | ||||||
Derivative Transactions1
Stock option (right to buy)
Direct
Converts to
Common stock
285.57K shares
Shares
−285.57K
Strike price
5.27
Held after
0.00
Exercisable
—
6/20/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock option (right to buy) Direct | Common stock285.57K shares | 6/20/2019 | D · Disposition | −285.57K | 5.27 | — | 0.00 |