Filed: 11/6/2023ACC: 0001754960-23-000319
📋 What this filing means
PFG INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 510 equity positions with a total reported market value of $532.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
510
Positions
$532.89M
Total AUM (reported)
10.89M
Total Shares
Allocation by class
COM$281.14M52.8%
TR UNIT$17.54M3.3%
CL A$12.55M2.4%
BLOOMBERG 1-3 MO$6.99M1.3%
CAP STK CL A$6.42M1.2%
COM NEW$6.26M1.2%
DORSEY WRT 5 ETF$5.83M1.1%
Portfolio Concentration
Top 3$82.74M15.5%
4–10$66.11M12.4%
11–25$70.09M13.2%
Rest$313.95M58.9%
Top 3 weight
15.5%
Top 10 weight
27.9%
Voting Authority Distribution
Total shares with voting rights: 10.89M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.89M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole510
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings510
Rows:
APPLE INC
SOLEShares219.91K
TypeSH
Market value$37.65M
7.07%
Sole
0.00
Shared
0.00
None
219.91K
TESLA INC
SOLEShares98.66K
TypeSH
Market value$24.69M
4.63%
Sole
0.00
Shared
0.00
None
98.66K
PIMCO CORPORATE & INCOME OPP
SOLEShares1.56M
TypeSH
Market value$20.40M
3.83%
Sole
0.00
Shared
0.00
None
1.56M
MICROSOFT CORP
SOLEShares44.43K
TypeSH
Market value$14.03M
2.63%
Sole
0.00
Shared
0.00
None
44.43K
NVIDIA CORPORATION
SOLEShares25.96K
TypeSH
Market value$11.29M
2.12%
Sole
0.00
Shared
0.00
None
25.96K
AMAZON COM INC
SOLEShares76.67K
TypeSH
Market value$9.75M
1.83%
Sole
0.00
Shared
0.00
None
76.67K
SPROTT PHYSICAL GOLD & SILVE
SOLEShares505.91K
TypeSH
Market value$8.76M
1.64%
Sole
0.00
Shared
0.00
None
505.91K
SPDR S&P 500 ETF TR
SOLEShares19.29K
TypeSH
Market value$8.25M
1.55%
Sole
0.00
Shared
0.00
None
19.29K
HANNON ARMSTRONG SUST INFR C
SOLEShares332.26K
TypeSH
Market value$7.04M
1.32%
Sole
0.00
Shared
0.00
None
332.26K
SPDR SER TR
SOLEShares76.17K
TypeSH
Market value$6.99M
1.31%
Sole
0.00
Shared
0.00
None
76.17K
ALPHABET INC
SOLEShares49.08K
TypeSH
Market value$6.42M
1.21%
Sole
0.00
Shared
0.00
None
49.08K
META PLATFORMS INC
SOLEShares19.72K
TypeSH
Market value$5.92M
1.11%
Sole
0.00
Shared
0.00
None
19.72K
FIRST TR EXCHANGE-TRADED FD
SOLEShares131.50K
TypeSH
Market value$5.83M
1.09%
Sole
0.00
Shared
0.00
None
131.50K
ISHARES TR
SOLEShares70.64K
TypeSH
Market value$5.75M
1.08%
Sole
0.00
Shared
0.00
None
70.64K
INVESCO QQQ TR
SOLEShares15.92K
TypeSH
Market value$5.70M
1.07%
Sole
0.00
Shared
0.00
None
15.92K
INVESTMENT MANAGERS SER TR I
SOLEShares160.46K
TypeSH
Market value$4.75M
0.89%
Sole
0.00
Shared
0.00
None
160.46K
ISHARES TR
SOLEShares206.83K
TypeSH
Market value$4.56M
0.86%
Sole
0.00
Shared
0.00
None
206.83K
COSTCO WHSL CORP NEW
SOLEShares7.77K
TypeSH
Market value$4.39M
0.82%
Sole
0.00
Shared
0.00
None
7.77K
VANGUARD WHITEHALL FDS
SOLEShares41.01K
TypeSH
Market value$4.24M
0.80%
Sole
0.00
Shared
0.00
None
41.01K
BERKSHIRE HATHAWAY INC DEL
SOLEShares11.99K
TypeSH
Market value$4.20M
0.79%
Sole
0.00
Shared
0.00
None
11.99K
CISCO SYS INC
SOLEShares76.32K
TypeSH
Market value$4.10M
0.77%
Sole
0.00
Shared
0.00
None
76.32K
VANECK ETF TRUST
SOLEShares166.45K
TypeSH
Market value$3.77M
0.71%
Sole
0.00
Shared
0.00
None
166.45K
EXXON MOBIL CORP
SOLEShares30.34K
TypeSH
Market value$3.57M
0.67%
Sole
0.00
Shared
0.00
None
30.34K
JPMORGAN CHASE & CO
SOLEShares24.13K
TypeSH
Market value$3.50M
0.66%
Sole
0.00
Shared
0.00
None
24.13K
VANGUARD INDEX FDS
SOLEShares15.95K
TypeSH
Market value$3.39M
0.64%
Sole
0.00
Shared
0.00
None
15.95K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 219.91K | SH | $37.65M 7.07% | 0.00 | 0.00 | 219.91K |
TESLA INCSOLE | COM | 98.66K | SH | $24.69M 4.63% | 0.00 | 0.00 | 98.66K |
PIMCO CORPORATE & INCOME OPPSOLE | COM | 1.56M | SH | $20.40M 3.83% | 0.00 | 0.00 | 1.56M |
MICROSOFT CORPSOLE | COM | 44.43K | SH | $14.03M 2.63% | 0.00 | 0.00 | 44.43K |
NVIDIA CORPORATIONSOLE | COM | 25.96K | SH | $11.29M 2.12% | 0.00 | 0.00 | 25.96K |
AMAZON COM INCSOLE | COM | 76.67K | SH | $9.75M 1.83% | 0.00 | 0.00 | 76.67K |
SPROTT PHYSICAL GOLD & SILVESOLE | TR UNIT | 505.91K | SH | $8.76M 1.64% | 0.00 | 0.00 | 505.91K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 19.29K | SH | $8.25M 1.55% | 0.00 | 0.00 | 19.29K |
HANNON ARMSTRONG SUST INFR CSOLE | COM | 332.26K | SH | $7.04M 1.32% | 0.00 | 0.00 | 332.26K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 76.17K | SH | $6.99M 1.31% | 0.00 | 0.00 | 76.17K |
ALPHABET INCSOLE | CAP STK CL A | 49.08K | SH | $6.42M 1.21% | 0.00 | 0.00 | 49.08K |
META PLATFORMS INCSOLE | CL A | 19.72K | SH | $5.92M 1.11% | 0.00 | 0.00 | 19.72K |
FIRST TR EXCHANGE-TRADED FDSOLE | DORSEY WRT 5 ETF | 131.50K | SH | $5.83M 1.09% | 0.00 | 0.00 | 131.50K |
ISHARES TRSOLE | MSCI KLD400 SOC | 70.64K | SH | $5.75M 1.08% | 0.00 | 0.00 | 70.64K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 15.92K | SH | $5.70M 1.07% | 0.00 | 0.00 | 15.92K |
INVESTMENT MANAGERS SER TR ISOLE | AXS CHANGE FINAN | 160.46K | SH | $4.75M 0.89% | 0.00 | 0.00 | 160.46K |
ISHARES TRSOLE | US TREAS BD ETF | 206.83K | SH | $4.56M 0.86% | 0.00 | 0.00 | 206.83K |
COSTCO WHSL CORP NEWSOLE | COM | 7.77K | SH | $4.39M 0.82% | 0.00 | 0.00 | 7.77K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 41.01K | SH | $4.24M 0.80% | 0.00 | 0.00 | 41.01K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 11.99K | SH | $4.20M 0.79% | 0.00 | 0.00 | 11.99K |
CISCO SYS INCSOLE | COM | 76.32K | SH | $4.10M 0.77% | 0.00 | 0.00 | 76.32K |
VANECK ETF TRUSTSOLE | GREEN BOND ETF | 166.45K | SH | $3.77M 0.71% | 0.00 | 0.00 | 166.45K |
EXXON MOBIL CORPSOLE | COM | 30.34K | SH | $3.57M 0.67% | 0.00 | 0.00 | 30.34K |
JPMORGAN CHASE & COSOLE | COM | 24.13K | SH | $3.50M 0.66% | 0.00 | 0.00 | 24.13K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 15.95K | SH | $3.39M 0.64% | 0.00 | 0.00 | 15.95K |
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