Filed: 8/3/2023ACC: 0001754960-23-000235
📋 What this filing means
PFG INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 519 equity positions with a total reported market value of $563.69M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
519
Positions
$563.69M
Total AUM (reported)
11.12M
Total Shares
Allocation by class
COM$290.27M51.5%
TR UNIT$16.99M3.0%
CL A$11.34M2.0%
BLOOMBERG 1-3 MO$7.97M1.4%
COM NEW$6.95M1.2%
MSCI KLD400 SOC$6.05M1.1%
SHS$5.96M1.1%
Portfolio Concentration
Top 3$89.38M15.9%
4–10$62.72M11.1%
11–25$70.02M12.4%
Rest$341.57M60.6%
Top 3 weight
15.9%
Top 10 weight
27.0%
Voting Authority Distribution
Total shares with voting rights: 11.12M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.12M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole519
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings519
Rows:
APPLE INC
SOLEShares215.89K
TypeSH
Market value$41.88M
7.43%
Sole
0.00
Shared
0.00
None
215.89K
TESLA INC
SOLEShares98.83K
TypeSH
Market value$25.87M
4.59%
Sole
0.00
Shared
0.00
None
98.83K
PIMCO CORPORATE & INCOME OPP
SOLEShares1.54M
TypeSH
Market value$21.63M
3.84%
Sole
0.00
Shared
0.00
None
1.54M
MICROSOFT CORP
SOLEShares39.04K
TypeSH
Market value$13.29M
2.36%
Sole
0.00
Shared
0.00
None
39.04K
SPROTT PHYSICAL GOLD & SILVE
SOLEShares503.37K
TypeSH
Market value$9.07M
1.61%
Sole
0.00
Shared
0.00
None
503.37K
AMAZON COM INC
SOLEShares66.09K
TypeSH
Market value$8.62M
1.53%
Sole
0.00
Shared
0.00
None
66.09K
NVIDIA CORPORATION
SOLEShares19.50K
TypeSH
Market value$8.25M
1.46%
Sole
0.00
Shared
0.00
None
19.50K
HANNON ARMSTRONG SUST INFR C
SOLEShares326.06K
TypeSH
Market value$8.15M
1.45%
Sole
0.00
Shared
0.00
None
326.06K
SPDR SER TR
SOLEShares86.78K
TypeSH
Market value$7.97M
1.41%
Sole
0.00
Shared
0.00
None
86.78K
SPDR S&P 500 ETF TR
SOLEShares16.64K
TypeSH
Market value$7.37M
1.31%
Sole
0.00
Shared
0.00
None
16.64K
ISHARES TR
SOLEShares71.84K
TypeSH
Market value$6.05M
1.07%
Sole
0.00
Shared
0.00
None
71.84K
INVESCO QQQ TR
SOLEShares15.49K
TypeSH
Market value$5.72M
1.02%
Sole
0.00
Shared
0.00
None
15.49K
BERKSHIRE HATHAWAY INC DEL
SOLEShares15.44K
TypeSH
Market value$5.26M
0.93%
Sole
0.00
Shared
0.00
None
15.44K
META PLATFORMS INC
SOLEShares17.92K
TypeSH
Market value$5.14M
0.91%
Sole
0.00
Shared
0.00
None
17.92K
ALPHABET INC
SOLEShares42.85K
TypeSH
Market value$5.13M
0.91%
Sole
0.00
Shared
0.00
None
42.85K
INVESTMENT MANAGERS SER TR I
SOLEShares158.46K
TypeSH
Market value$4.95M
0.88%
Sole
0.00
Shared
0.00
None
158.46K
ISHARES TR
SOLEShares209.11K
TypeSH
Market value$4.79M
0.85%
Sole
0.00
Shared
0.00
None
209.11K
ISHARES TR
SOLEShares43.88K
TypeSH
Market value$4.78M
0.85%
Sole
0.00
Shared
0.00
None
43.88K
FIRST TR EXCHANGE-TRADED FD
SOLEShares101.64K
TypeSH
Market value$4.77M
0.85%
Sole
0.00
Shared
0.00
None
101.64K
COSTCO WHSL CORP NEW
SOLEShares7.72K
TypeSH
Market value$4.15M
0.74%
Sole
0.00
Shared
0.00
None
7.72K
CISCO SYS INC
SOLEShares76.91K
TypeSH
Market value$3.98M
0.71%
Sole
0.00
Shared
0.00
None
76.91K
VANECK ETF TRUST
SOLEShares167.79K
TypeSH
Market value$3.91M
0.69%
Sole
0.00
Shared
0.00
None
167.79K
TESLA INC
SOLEShares841.00
TypeSH
Market value$3.88M
0.69%
Sole
0.00
Shared
0.00
None
841.00
VANGUARD WHITEHALL FDS
SOLEShares35.58K
TypeSH
Market value$3.77M
0.67%
Sole
0.00
Shared
0.00
None
35.58K
VANGUARD INDEX FDS
SOLEShares16.92K
TypeSH
Market value$3.73M
0.66%
Sole
0.00
Shared
0.00
None
16.92K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 215.89K | SH | $41.88M 7.43% | 0.00 | 0.00 | 215.89K |
TESLA INCSOLE | COM | 98.83K | SH | $25.87M 4.59% | 0.00 | 0.00 | 98.83K |
PIMCO CORPORATE & INCOME OPPSOLE | COM | 1.54M | SH | $21.63M 3.84% | 0.00 | 0.00 | 1.54M |
MICROSOFT CORPSOLE | COM | 39.04K | SH | $13.29M 2.36% | 0.00 | 0.00 | 39.04K |
SPROTT PHYSICAL GOLD & SILVESOLE | TR UNIT | 503.37K | SH | $9.07M 1.61% | 0.00 | 0.00 | 503.37K |
AMAZON COM INCSOLE | COM | 66.09K | SH | $8.62M 1.53% | 0.00 | 0.00 | 66.09K |
NVIDIA CORPORATIONSOLE | COM | 19.50K | SH | $8.25M 1.46% | 0.00 | 0.00 | 19.50K |
HANNON ARMSTRONG SUST INFR CSOLE | COM | 326.06K | SH | $8.15M 1.45% | 0.00 | 0.00 | 326.06K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 86.78K | SH | $7.97M 1.41% | 0.00 | 0.00 | 86.78K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 16.64K | SH | $7.37M 1.31% | 0.00 | 0.00 | 16.64K |
ISHARES TRSOLE | MSCI KLD400 SOC | 71.84K | SH | $6.05M 1.07% | 0.00 | 0.00 | 71.84K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 15.49K | SH | $5.72M 1.02% | 0.00 | 0.00 | 15.49K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 15.44K | SH | $5.26M 0.93% | 0.00 | 0.00 | 15.44K |
META PLATFORMS INCSOLE | CL A | 17.92K | SH | $5.14M 0.91% | 0.00 | 0.00 | 17.92K |
ALPHABET INCSOLE | CAP STK CL A | 42.85K | SH | $5.13M 0.91% | 0.00 | 0.00 | 42.85K |
INVESTMENT MANAGERS SER TR ISOLE | AXS CHANGE FINAN | 158.46K | SH | $4.95M 0.88% | 0.00 | 0.00 | 158.46K |
ISHARES TRSOLE | US TREAS BD ETF | 209.11K | SH | $4.79M 0.85% | 0.00 | 0.00 | 209.11K |
ISHARES TRSOLE | U.S. TECH ETF | 43.88K | SH | $4.78M 0.85% | 0.00 | 0.00 | 43.88K |
FIRST TR EXCHANGE-TRADED FDSOLE | DORSEY WRT 5 ETF | 101.64K | SH | $4.77M 0.85% | 0.00 | 0.00 | 101.64K |
COSTCO WHSL CORP NEWSOLE | COM | 7.72K | SH | $4.15M 0.74% | 0.00 | 0.00 | 7.72K |
CISCO SYS INCSOLE | COM | 76.91K | SH | $3.98M 0.71% | 0.00 | 0.00 | 76.91K |
VANECK ETF TRUSTSOLE | GREEN BOND ETF | 167.79K | SH | $3.91M 0.69% | 0.00 | 0.00 | 167.79K |
TESLA INCSOLE | NOTE 2.000% 5/1 | 841.00 | SH | $3.88M 0.69% | 0.00 | 0.00 | 841.00 |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 35.58K | SH | $3.77M 0.67% | 0.00 | 0.00 | 35.58K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 16.92K | SH | $3.73M 0.66% | 0.00 | 0.00 | 16.92K |
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